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You can search the entire site. or go to the recent opinions, or the chronological or subject indices. Jon Buchholdt v. Jeremy Nelson and Erin Gonzales-Powell (8/18/2023) sp-7669

Jon Buchholdt v. Jeremy Nelson and Erin Gonzales-Powell (8/18/2023) sp-7669

             Notice:   This opinion is subject to correction before publication in the                                         PACIFIC REPORTER.    

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             303 K Street, Anchorage, Alaska 99501, phone (907) 264                                       -0608, fax (907) 264             -0878, email   

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                            THE SUPREME COURT OF THE STATE OF ALASKA   

  

  JON  BUCHHOLDT,                                                                    )       

                                                                                     )     Supreme Court No.  S-18341   

                                          Appellant,                                 )       

                                                                                     )     Superior Court  No.  3AN- 18-06395  CI   

               v.                                                                    )       

                                                                                     )     O P I N I O  N   

  JEREMY  NELSON and  ERIN R.                                                        )       

  GONZALEZ-POWELL,                                                                   )     No. 7669  -  August 18, 2023   

                                                                                     )   

                                          Appellees.                                 )   

                                                                                     )   

                             

                           Appeal from the                  Superior Court o                f the State of Alaska,                     Third   

                           Judicial District, Anchorage,  Una S. Gandbhir, Judge.   

  

                           Appearances:                       Dylan           C.       Buchholdt,                Anchorage,                 for   

                           Appellant.   Darryl L. Thompson                                 , Darryl L. Thompson, P.C.                            ,  

                           Anchorage, for  Appellee Jeremy Nelson                                          .   No appearance by                     

                           Appellee Erin Gonzalez                          -Powell.   

  

                           Before:                Winfree,               Chief          Justice,           Maassen,                Carney,   

                           Borghesan, and Henderson,                               Justices.   

                             

                           CARNEY, Justice.   

  



             INTRODUCTION   



                           A self     -represented litigant was awarded $                                   200,000 in judgment                      s  against his            



former  attorneys.   One of the                             attorneys, who had not                         appeared  in the litigation                       , filed a  



motion    to    set    aside    the   judgment    and,    when    that    was   denied,    a   motion    for   



reconsideration.     The   superior   court   denied   both   motions   and   the  attorney   appeals,   



arguing  he was never properly served and the superior court                                                             therefore  lacked personal                           


----------------------- Page 2-----------------------

jurisdiction  over him.  We conclude  that  he  did  not  meet  his burden  of establishing  that   



the judgment was void.   We therefore affirm the denial of his motions.   



         FACTS AND  PROCEEDINGS   



         A.      Facts   



                 In  January 2018 Jeremy  Nelson  sued  his  former attorneys, Jon Buchholdt   



and   Erin   Gonzalez-Powell,  alleging   legal   malpractice.     In   June   Nelson,  who   was   



incarcerated   and   representing   himself,   sent   the summons and   complaint   by   certified,   



restricted mail   to   Buchholdt's law office.    The filings were rerouted to   Buchholdt's   



home and  the receipt  was signed  by  "Suz Miller," who  Nelson  alleges was Buchholdt's   



paralegal.    The return   receipt   indicated that   Miller was Buchholdt's "agent."     Other   



documents  relating  to  the lawsuit, including  cross-filings from Gonzalez-Powell, were   



apparently   delivered   by   hand   or   in   person.    In   August   the   court   issued  a  Notice   of   



Dismissal  for  Failure to  Serve.   In  September  Nelson  filed  an  affidavit  and  attached  the   



return  receipt.  In April 2019 Buchholdt  filed for  bankruptcy  in  federal court  and listed   



Nelson's lawsuit  -  by  its case number  -  as a contingent liability.    



         B.      Proceedings   



                 The superior  court  held  two  days of  trial  in  2020, one in  February  and  the   



other   in   July.   Nelson  participated  by  telephone   from jail   each   day; Gonzalez-Powell   



appeared   on   only   the   first   day;  Buchholdt   never  appeared.     In   September  2020   the   



superior  court  found  in  favor  of  Nelson, noting  that  Buchholdt  "never  filed  an  Answer   



to   either Complaint, failed to   appear   for   any   of  the procedural  matters listed . . .   and  



otherwise failed to  defend   . . . despite the Court's many  attempts to   solicit  a response   



after  multiple notices."   In  April  2021  the superior  court  awarded  Nelson   $100,000  in   



damages from each defendant.    



                 Two  months later Buchholdt  filed  a motion  for  relief  from judgment  based   



on  Alaska Civil  Rule 60(b)(4), arguing  that  the judgment against  him was void  because   



he was never properly  served.  Buchholdt  stated in  his affidavit  that  he "had no  reason   



to  believe that  [he]  was a named  defendant  or  party  in  [the] plaintiff's lawsuit."   Nelson   



                                                     -2-                                               7669 
  


----------------------- Page 3-----------------------

opposed   the  motion,  and   the  court   denied  it   in   December  2021.     Buchholdt   filed  a   



                                                                                   1  

motion  for  reconsideration  making  the same argument.   Nelson  again  opposed  and  the   



court denied  reconsideration  in January  2022.   



                    Buchholdt   appeals, arguing  that  the superior   court   erred  because he was   



                                  2  

never properly served.   



          STANDARD  OF REVIEW   



                    We apply   our   independent  judgment   to  the denial   of   a motion   for  relief   



                                                                                                                                  3  

under  Rule 60(b)(4)  because "the validity of  a judgment  is strictly  a question of  law."    



Questions  of   personal   jurisdiction   are  also   legal  questions  to   which  we  apply   our   



                                   4  

independent judgment.   When  reviewing  legal  questions, "[w]e 'adopt  the rule of  law   



                                                                                                    5  

that is most  persuasive in light  of  precedent, reason, and policy.'  "     



                    The denial  of a motion for reconsideration  under Alaska Civil  Rule 77(k)   



                                                      6  

is reviewed   for  abuse of  discretion.   "The abuse of  discretion   standard  asks 'whether   



the reasons for  the exercise of  discretion  are clearly  untenable or  unreasonable' and  fall   



                                                                           7  

outside the boundaries of  reasonable responses."    Our  review   "does  not   focus on  the   



                                                                                                                                     



          1  

                    See  Alaska R. Civ. P.  77(k)  (listing  grounds for reconsideration).    



          2  

                    Gonzalez-Powell is not participating in this appeal.   



          3  

                    Schweitzer  v.   Salamatof   Air  Park  Subdivision   Owners,  Inc.,  308   P.3d   

1142, 1146  (Alaska 2013)  (quoting  Aguchak v.  Montgomery Ward  Co., 520  P.2d   1352,   

1354 (Alaska 1974)).   



          4  

                    Harper v. BioLife Energy Sys., Inc., 426 P.3d 1067, 1071  (Alaska 2018).   



          5  

                    Schweitzer, 308  P.3d  at   1147  (quoting   Guin  v.  Ha , 591  P.2d   1281, 1284   

n.6 (Alaska 1979)).   



          6  

                    Smith v. Groleske, 196 P.3d 1102, 1105  (Alaska 2008).   



          7  

                    Moore v.  Moore , 349  P.3d   1076, 1084  (Alaska 2015)   (footnote omitted)   

(quoting  Burke v. Maka , 296  P.3d  976, 980  (Alaska 2013)).   



                                                                -3-                                                         7669 
  


----------------------- Page 4-----------------------

merits  of   the  underlying    decision,  but    only    on   the  propriety    of   the  denial    of   

reconsideration."8  

                             



          DISCUSSION   



                    Rule 60(b)(4)   allows   a party   to   move   for   relief from   a judgment   if   the   



                          9  

judgment is void.    Judgments can be void for a number of reasons, including a lack  of   



                                                                                                 10  

personal  jurisdiction  resulting   from   improper   service   of  process.      Buchholdt   argues   



that   he was not   properly   served   by   mail   because he never   personally   signed   for   the   



service.  He claims that  the superior court  therefore lacked  personal jurisdiction and its   



judgment is void.    Nelson   argues that   he properly   served   Buchholdt   because a self- 



described   agent   signed   for   the   summons and   complaint.   Nelson   also   argues   that   the   



judgment should   not   be voided   because   Buchholdt   apparently   received actual   notice   



and then misled the court about it.   



                    "[T]he  burden  of  establishing  a basis  for  relief  [under  Rule 60(b)]  falls on   



                                   11  

the  party    seeking    it."               This   includes  "the  burden    of    demonstrating    want    of   



                    12  

jurisdiction."          Buchholdt  alleges that  jurisdiction  was improper,  but  he did  not  meet   



                                                                                                                                  



          8  

                    Smith, 196 P.3d  at   1106.   



          9  

                    Alaska R. Civ. P. 60(b)  ("On  motion  and  upon  such  terms as are just, the   

court   may   relieve  a  party   .  .  .   from  a  final   judgment,  order,  or   proceeding   for   the   

following  reasons:  .  .  .  (4) the judgment is void[.]").   



          10  

                    See  Bartlett   v.  State, Dep't   of  Revenue,   Child  Support  Enf't  Div.   ex   rel.  

Bartlett, 125  P.3d  328, 331 (Alaska 2005).   



          11  

                    Gross v. Wilson, 424  P.3d 390, 396 (Alaska 2018).   



          12  

                    Aguchak   v.  Montgomery Ward   Co.,  Inc. , 520   P.2d   1352, 1354   (Alaska   

 1974).   



                    In   a  prior   case,   Beam   v.   Adams ,  we  seemed   to   place  the  burden   of   

establishing  jurisdiction   on   the non-moving  party   in   a Rule 60(b)   motion.    749   P.2d   

366, 368-69  (Alaska 1988).  But  Beam  arose  from  an "ill-defined" procedural  posture   

in   which   neither   party   actually   filed  a  motion   under  Rule  60(b);   the  superior   court   

simply  treated  one of  the party's filings as such  a motion.   Id.  at  368  n.5.  Though  we   

  



                                                              -4-                                                        7669 
  


----------------------- Page 5-----------------------

his burden to set forth the                        underlying facts               .   Buchholdt filed an                   affidavit  in support of                   



his motion,  stating that he was                              "never   .  .  .   personally served with the Summons and                                               



 Complaint   in   [this]   matter   via  process  server [,]   certified   mail,  or   alternative  court- 



                                                     13  

 approved service  methods."                              Even assuming their truth,                           his  factual  assertions  do not                       



 contradict   evidence in the record                             from Nelson  that  he successfully served Buchholdt                                               .    



Nelson   submitted a signed certificate of service, with a certified mail receipt, to the                                                                             



 superior court.               Buchholdt also named the case                                -  by its case number                      -  when filing                 



 for bankruptcy.   While we do not hold that this would have been  sufficient to establish   



                                                                                                                                                          14  

jurisdiction   -   nor   do   we  presume  that   Miller  was  in   fact   Buchholdt's  agent                                                                  -   



Buchholdt   was   aware   of   this  evidence   and   needed   to   rebut   it.     But   nowhere  in   his   



 affidavit d        id  Buchholdt  state that  he did  not  have an  agent  or  that  "Suz Miller" lacked   



 authority to accept service of  process on his behalf.   



                          Buchholdt   asserts   on   appeal   that   he  "did   not   have  an   agent   who   was   



 authorized   by   commission   or   law  to   receive  personal   service   of   a  summons  and   



 complaint   via restricted delivery   to   addressee   on   his behalf."     But Buchholdt                                                           , as the   



                                                                                                                                                                  15  

movant,  had  "the burden  of  proving  his entitlement to  relief" before the superior court                                                                   .     



He did not, and               an  unsupported, unsworn assertion                                 -  made for the first time                      on appeal            



-  is  insufficient to show                       that the superior court committed legal error                                        by  denying his                



                                                                                                                                                                      



 cited Aguchak in  Beam, we did not cite t                                  hat  case's rule placing  the burden  on  movants.    

Id.  at 367 n.2.  That holding pre                          -dated  Beam  and remains the rule now.                                      



             13  

                          Buchholdt  also   stated  in  his affidavit  that  he  had "never  been  personally   

 served   .  .  .   in   this  matter  or,  to   [his]   knowledge,   served   with   any   subsequent   .  .  .   

pleadings, motions, orders, or notices from the parties or the Court until                                                                  .  .  .  the week   

 of  June 13th, 2021."   And he                       stated  that  he "had  never seen  the Summons and  Complaint   

 .  .  .  nor the June 7, 2018 certified return receipt card                                       .  .  .  until June 23, 2021, when                      [his]   

 attorney provided [him]  with copies of the documents."    



             14  

                          Indeed we said in                 Beam  that  an agent's authorization could not be shown                                                   

 solely  by  the putative agent's own statements.  See Beam, 749 P.2d at 369.                                                                    



             15  

                          Sandoval v. Sandoval, 915 P.2d 1222, 1224 (Alaska                                                  1996).   



                                                                               -5-                                                                        7669 
  


----------------------- Page 6-----------------------

Rule  60(b)   motion   or   that   it   abused   its  discretion   when  it   denied   his   motion   for 
  



                           16
  

reconsideration.     



           CONCLUSION 
  



                      We AFFIRM  the superior  court's  denial  of  Buchholdt's motions for  relief 
  



                                       17
  

and  for  reconsideration.      



                                                                                                                                                 



           16
  

                      See  Richards v. Univ. of Alaska                   , 370 P.3d 603, 614 (Alaska 2016) (                      holding   

that  presumption   was not   rebutted because claimant   "provide[d]   no   actual   evidence"   

and "argument is not evidence").   



           17
  

                      We do not reach             either Nelson's or Buchholdt's  other  arguments.     



             



                                                                     -6-                                                               7669 
  

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