Alaska Supreme Court Opinions made Available byTouch N' Go Systems and Bright Solutions


Touch N' Go
®, the DeskTop In-and-Out Board makes your office run smoother.

 

You can search the entire site. or go to the recent opinions, or the chronological or subject indices. In the Matter of the Necessity for the Hospitalization of Carl S. (5/27/2022) sp-7596

In the Matter of the Necessity for the Hospitalization of Carl S. (5/27/2022) sp-7596

           Notice:  This opinion is subject to correction before publication in the PACIFIC  REPORTER.  

           Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts,  

           303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email  

           corrections@akcourts.gov.  



                       THE SUPREME COURT OF THE STATE OF ALASKA                                        



In  the  Matter  of  the  Necessity  for  the                          )  

Hospitalization  of                                                    )    Supreme  Court  No.  S-17912  

                                                                       )  

             

CARL S.                                                                )                                                                

                                                                            Superior Court No. 3AN-20-01855 PR  

                                                                       )  

                                                                       )                         

                                                                            O P I N I O N  

                                                                       )  

                                                                       )                                       

                                                                            No. 7596 - May 27, 2022  



                                                                                                                

                      Appeal from the Superior Court of the State of Alaska, Third  

                                                                                                    

                      Judicial District, Anchorage, Adolf V. Zeman, Judge.  



                                                                                                                   

                      Appearances:  Emily L. Jura, Assistant Public Defender, and  

                                                                                                                          

                      Samantha Cherot, Public Defender, Anchorage, for Carl S.  

                                                                                                                   

                      Laura Wolff,  Assistant  Attorney  General, Anchorage,  and  

                                                                                                                    

                      Treg  R.  Taylor,  Attorney  General,  Juneau,  for  State  of  

                      Alaska.  



                                                                                                         

                      Before:            Winfree,           Chief       Justice,        Maassen,           Carney,  

                                                                     

                      Borghesan, and Henderson, Justices.  



                                                  

                      BORGHESAN, Justice.  



I.         INTRODUCTION  



                                                    

                                                                                                                         

                      A man appeals a superior court order authorizing his civil commitment.  

                                                                                                                                                



                                                                                                                                         

First, he argues that the order should be vacated because the petition for commitment was  

                                                                                                                        1   Second, he  

not "signed by two mental health professionals," as required by  statute.                                                                  



           1          AS 47.30.730(a).   


----------------------- Page 2-----------------------

argues that the superior court erred by granting the commitment petition based on a                                                                                               



                                                                                                                    2  

theory of grave disability that was not specifically pled.                                                             



                            Because the man did not object to the signature deficiency and cannot show  

                                                                                                                                                                          



it prejudiced him, the error does not warrant  vacating the commitment order.   But  

                                                                                                                                                                            



committing the man on a theory of grave disability that was not specifically pled without  

                                                                                                                                                                     



giving himnoticeandanopportunity to presentadditional evidenceor cross-examination  

                                                                                                                                               

relevant to that theory violated the man's right to due process.3   We therefore vacate the  

                                                                                                                                                                              



commitment order.  

                            



II.           FACTS AND PROCEEDINGS  

                                                                                     

                            Carl S.4  

                                                                                                                                                                                      

                                            was brought to the Anchorage jail for booking on August 28, 2020.  



He was taken into emergency custody there the following evening after being "unable  



                                                                                                                                                              

to  cooperate"  with  the  Department  of  Corrections's  medical  screening,  displaying  



                                                                                                                                                                             

"disorganizedcognitiveprocesses,"having "nonsensicalspeech,"being "disoriented [as]  



                                                                                                                                                                                

to place, situation, and date," and eating the topical ointment given to him for lesions on  



                                                                                                                

his body that appeared to be caused by picking at his skin.  



                                                                                                                                                             

                            On August 30 a psychiatrist filed a petition for emergency evaluation,  

                                                                                                                                               5    That same day,  

                                                                                                                                                                           

indicating probable cause to believe that Carl was gravely disabled. 



              2             See  AS 47.30.730(a)(1) (providing petition for 30-day civil commitment                                             



must allege respondent "is mentally ill and as a result is likely to cause harm to self or                                               

others or is gravely disabled"); AS 47.30.915(9) (defining "gravely disabled" in two                                                                                        

different ways).   



              3             Alaska Const. art. I § 7 ("No person shall be deprived of life, liberty, or  

                                                                                                                                                                                

property, without due process of law.").  

                                                                      



              4             We use a pseudonym to protect the respondent's privacy.  

                                                                                                                                   



              5             A mental health professional or peace officer "who has probable cause to  

                                                                                                                                                                                

believe that a person is gravely disabled or is suffering from mental illness and is likely  

                                                                                                                                                                         

                                                                                                                                                        (continued...)  



                                                                                       -2-                                                                                7596
  


----------------------- Page 3-----------------------

another    mental    health    professional    petitioned    for    an    order    authorizing    Carl's  



                                              6  

hospitalization for evaluation.                                                                                    

                                                 Based on the mental health professional's observations  



                                                                                                                           

as well as Carl's past schizophrenia diagnosis, the petition alleged that Carl was gravely  



                                                                                                             

disabled.         The  superior  court  granted  the  petition  on  August  31,  ordering  Carl's  



                                               

immediate hospitalization for evaluation.  



                                                       

          A.         Petition For 30-Day Commitment  



                                                                                                                           

                     On  September  8  -  after  Carl  arrived  and  was  evaluated  at  Alaska  



                                                                                                                7  

                                                                                                                           

Psychiatric Institute (API) - a petition for 30-day commitment was filed.                                          The petition  



                                                                                                                   

alleged  that  Carl  had  a  diagnosis  of  schizophrenia,  "experience[d]  audiovisual  



                                                                                                                

hallucinations anddelusionsaboutbeingpossessed,"and "[a]ttimes"had "disorganized"  



                                                                                                                                

speech "with frequent derailment and incoherence."  The petition also alleged that Carl  



                                       

was:  (1) likely to cause serious harm to himself because "[h]e has impaired judgment  



                                                                                                                                   

and may put himself in danger"; (2) likely to cause serious harm to others because he "is  



                                                                                                                                 

paranoid of others being after him" and "made a whip from a towel for his defense"; and  



                                                                                                                                    

(3) gravely disabled, and that if not treated, Carl "will suffer mental distress, his level of  



          5          (...continued)  



                                                                     

to cause serious[, imminent] harm to self or others" may "cause the person to be taken  

                                                                                                                           

into custody and delivered to the nearest crisis stabilization center . . . or the nearest  

                                                                                                                            

evaluation facility."  AS 47.30.705(a).  The mental health professional or peace officer  

                                                                                            

must then petition for the person's emergency evaluation.  Id.  



          6          AS 47.30.710(b) authorizes mental health professionals who perform an  

                                                                                                                                   

emergency evaluation at an evaluation facilityor crisisstabilizationcenter to "hospitalize  

                                                                                                                     

the respondent, or arrange for hospitalization, on an emergency basis," if the mental  

                                                                                                                            

health professionals "ha[ve] reason to believe that the respondent is (1) mentally ill and  

                                                                                                                                 

that condition causes the respondent to be gravely disabled or to present a likelihood of  

                                                                                                                                    

serious harm to self or others, and (2) is in need of care or treatment."  

                                                                                            



          7          AS 47.30.730.  

                            



                                                                 -3-                                                          7596
  


----------------------- Page 4-----------------------

function will continue to deteriorate, and he may not be capable of surviving safely in   



freedom due to self[-]injurious tendencies."                  



                          A court may grant a petition to civilly commit an individual only if it finds                                                         



by clear and convincing evidence that the individual "is mentally ill and as a result is                                                                               

                                                                                                                                      8     Alaska  Statute  

likely   to   cause   harm   to   [self]   or  others   or   is   gravely   disabled."                                                                     



47.30.915(9) defines "gravely disabled" as "a condition in which a person as a result of  

                                                                                                                                                                      



mental illness" either:  

                               



                          (A) is in danger of physical harm arising from such complete  

                                                                                                                              

                          neglect of basic needs for food, clothing, shelter, or personal  

                                                                                                                                

                          safety as to render serious accident, illness, or death highly  

                                                                                                                                   

                          probable if care by another is not taken; or  

                                                                                                          



                          (B) will, if not treated, suffer or continue to suffer severe and  

                                                                                                                                         

                          abnormal mental, emotional, or physical distress, and this  

                                                                                                                                        

                          distress   is   associated   with   significant   impairment   of  

                                                                                                                                         

                          judgment,              reason,           or       behavior             causing            a     substantial  

                                                                                                                        

                          deterioration  of  the  person's  previous  ability  to  function  

                                                                                                                               

                          independently.  



                          The Alaska Court System has created a form that may be used to petition  

                                                                                                                                                           



for an individual's commitment.  The form contains a checkbox next to each ground for  

                                                                                                                                                                     



commitment that may be alleged: harm to self, harm to others, or gravely disabled.  

                                                                                                                                                                            



Beside the checkbox for gravely disabled, the formcontains an additional checkbox next  

                                                                                                                                                                  



to each definition of gravely disabled:  (9)(A) (referred to in this decision as "extreme  

                                                                                                                                 



neglect") and (9)(B) (referred to here as "distress and deterioration"). In Carl's case, the  

                                                                                                                                                                    



boxes for gravely disabled and distress and deterioration were checked; the box for  

                                                                                                                                                                    



extreme neglect was not.  The petition in Carl's case appears to have been filed by two  

                                                                                                                                                                   



             8  

                                                                                                                                                         

                          In  re Joan K., 273 P.3d  594, 598 (Alaska 2012) (alteration in original)  

                          

(quoting AS 47.30.735(c)).  



                                                                                  -4-                                                                                 7596  


----------------------- Page 5-----------------------

mental health professionals whose names are typed at the bottom of the form, but the  

                                                                                                                                     



petition was signed by only one of them.  

                                                         



           B.        Commitment Hearing  

                                              



                     Carl's treating psychiatrist - who signed the petition - testified as an  

                                                                                                                                      



expert witness at the September 14 commitment hearing.   She testified that she had  

                                                                                                                                    



observed Carl at least five or six times, once for a forty-minute initial evaluation and the  

                                                                                                                                     



other times for five- to ten-minute visits.  She diagnosed Carl with chronic paranoid  

                                                                                                                           



schizophrenia.   She also testified that Carl experienced hallucinations and paranoia and                                           



that she was not able to have a rational conversation with him.  

                                                                                             



                     Carl's treating psychiatristprovidedcontextabout eachofthethreegrounds  

                                                                                                                             



for commitment that had been alleged in the petition.  First, she expressed concern that  

                                                                                                                                    



Carl would be at risk of harming people outside of API.  She said that although Carl had  

                                                                                                                                    



not attempted to hurt anyone while at API, he had a "whip" made from a rolled-up towel  

                                                                                                                                 



in his room and talked about using it if somebody tried to bully him.  She believed Carl  

                                                                                                                                   



could pose a risk of harm to people outside of API because his paranoia and "deception  

                                                                                                                        



in  reality  orientation"  might  lead  to  perceiving  and  pursuing  non-existent  threats.  

                                                                                                                                           



Second,  the treating  psychiatrist testified  that she was concerned  Carl  would  harm  

                                                                                                                                 



himself by ending up in danger.  And third, the treating psychiatrist testified that she  

                                                                                                                                    



believed he was gravely disabled because he might not be able to get proper care for his  

                                                                                                                                     



basic needs and likely lacked the ability to keep himself safe.  

                                                                                          



                     The State argued in closing that the evidence presented to show Carl was  

                                                                                                                                   



a danger to himself was more pertinent to grave disability and should be considered  

                                                                                                                        



under that ground for commitment.   The State did not specify which type of grave  

                                                                                                                                



disability it was referring to. Carl argued that the State had withdrawn the danger-to-self  

                                                                                                                    



ground for commitment.  Carl then addressed argument to the "two other grounds the  

                                                                                                                                     



                                                                  -5-                                                            7596
  


----------------------- Page 6-----------------------

 [S]tate is moving forward on" - danger to others and grave disability based on distress                                                                                                                   



and deterioration.   



                                  Carl insisted that his mere possession of a rolled-up towel "whip" was                                                                                                            



insufficient to establish danger to others. Carl admitted that the issue of grave disability                                                                                                           



was a "closer question" but argued that he could take care of his own needs upon release                                                                                                                     



based on evidence that he was eating snacks regularly and lack of evidence about his                                                                                                                                   



showering   habits.     Carl   also   argued   that   the   State   had   not  offered   any   evidence  



concerning his baseline before his admission to API.  Thus, Carl argued, the State had                                                                                                                               

                                                                                                                                                                                                                9    and  

not   shown   a   "substantial   deterioration   of   [his]   previous   ability   to   function"   



consequently had not proven grave disability based on distress and deterioration.  

                                                                                                                                                                                                                   



                 C.	              Magistrate Judge's Recommendations And Review By The Superior  

                                                                                                                                                                                                      

                                  Court  



                                  Themagistratejudgedeclinedto recommend that thesuperiorcourtcommit  

                                                                                                                                                                                                            

Carl on the grounds of danger to self or others.10  

                                                                                                                                                                                                                

                                                                                                                            In addition, the magistrate judge found  



                                                                                                                                                                                                                    

that the State had not met its burden to show grave disability based on distress and  



                                                                                                                                                                                                                      

deterioration because it had failed to establish "a previous baseline" for Carl.  But the  



                                                                                                                                                                                                          

magistrate judge found that the State had established grave disability based on extreme  



                    11  

                                                                                                                                                                                            

neglect.                  In support of this finding, the magistrate judge cited the treating psychiatrist's  



                                                                                                                                                                                                       

"very credible" testimony that Carl "require[d] prompting for food and basic hygiene"  



                                                                                                                                                                                                                   

and lacked the ability to look for shelter due to his "disconnect[] from reality."  The  



                                                                                                                                                                                                                        

magistrate judge pointed to Carl's regular interruptions during the hearing, which he  



                 9                AS 47.30.915(9)(B).   



                 10               See  Alaska R. Prob. 2 (providing for appointment of standing master to                                                                                                                



conduct civil commitmentproceedingsand                                                                       establishingprocessforsuperiorcourtreview                                                        

of master's recommendations).  

                               



                 11               AS 47.30.915(9)(A).  

                                            



                                                                                                            -6-	                                                                                                  7596
  


----------------------- Page 7-----------------------

                                                                                                                       

termed "stream of [consciousness] speech," as evidence supporting his grave disability  



finding.  



                                                                                                                       

                    Carl      objected        orally      and      in    writing        to    the     magistrate         judge's  



                                                                                                                          

recommendation to commit him based on extreme neglect.  At the hearing Carl argued  



                                                                                                                             

that because Alaska is a notice pleading state, the State "need[ed] to be clear about what  



                                       

[it] moved for," and that because the State pled grave disability based only on distress  



                                                                                                                        

and deterioration, the magistrate judge could not sua sponte find Carl gravely disabled  



                                                                                                                               

based on extreme neglect.  The magistrate judge rejected this argument, reasoning that  



                                                                                                                     

Carl had received sufficient notice of the allegations against him.  In written objections  



                                                                                                                                

to the magistrate judge's findings, Carl elaborated that the petitioners did not mark the  



                                                                                                                       

box alleging extreme neglect and that committing him on this theory of grave disability  



                                                                                                                                

violated his right to due process.   The State responded that the facts alleged in the  



                                                                                                                            

petition gave Carl sufficient notice that the State intended to prove grave disability under  



                                                                                                                               

either definition, and that the magistrate judge's oral ruling gave the parties notice and  



                                                                                                                              

an opportunity to adjust their cases accordingly. The State argued that, "[i]f nothing else,  



                                                                                                       

[the superior] court has the discretion to order a de novo hearing."  



                                                                                                                               

                    Thesuperior court adopted themagistratejudge'srecommendations in full,  



                                                            

ruling that Carl had received adequate notice:  



                                                 

                    Alaska is a notice pleading state.  Civil Rule 8(a) requires a  

                                                                                                           

                    "short  and  plain  statement  of  the  claim showing  that  the  

                                                                                                           

                    pleader is entitled to relief."  Section 8(e)(1) notes that "no  

                                                                                                         

                    technical forms of pleadings or motions are required." Here,  

                                                                                                 

                    API sought relief under the definition of "Gravely Disabled"  

                                                                                                      

                    and explained the reasoning for that determination, putting  

                                                                                                        

                     [Carl] on notice of the claim.  Notice was proper and based  

                                                                                                           

                    on my de novo review the master's recommendations are
  

                                             

                    adopted in full.
  



                             

                    Carl appeals.
  



                                                                -7-                                                         7596
  


----------------------- Page 8-----------------------

III.	         STANDARD OF REVIEW                  



                          We   exercise   our   independent   judgment   in   interpreting   the    Alaska  



                                                                                                                                           12  

                                                                                                                                                                  

 Constitution, the mental health commitment statutes, and court rules.                                                                            "Under the  



                                                                                                                                                                

 independent judgment standard we adopt the rule of law that is most persuasive in light  



                                                                  13  

                                                   

 of precedent, reason, and policy." 



IV.	         DISCUSSION  



                                                                                                                                                          

             A.	          Because Carl Did Not Object ToThe Signature Deficiency, We Decline  

                                                                                                                         

                          To Vacate The Commitment Order On That Basis.  



                                                                                                                                                      

                          Carl  argues  that  the  magistrate  judge  erred  by  proceeding  with  the  



                                                                                                                                                            

 commitment hearing because a petition for commitment "must be signed by two mental  



                                                                                                                 14  

                                                                                                                                                                

health professionals who have examined the respondent,"                                                              yet his was signed by only  



 one.  



                                                                                                                                                              

                          Carl did not object to this error during the proceedings below, so he failed  



                                                             15  

                                                                                                                                                                   

to preserve the issue for appeal.                                We review issues raised for the first time on appeal for  



                                                                                                                                                          16  

                                                                                                                                                               Carl  

plain error, which is an " 'obvious mistake' that is 'obviously prejudicial.' " 



                                                                                                                                                                      

 concedes he cannot show prejudice from the signature deficiency and points out that a  



             12           In re Gabriel C.               , 324 P.3d 835, 837 (Alaska 2014) (applying independent                                 



judgment to interpret Alaska Constitution and mental health commitment statute);                                                                               Shea  

v. State, Dep't of Admin., Div. of Ret. & Benefits                                             , 204 P.3d 1023, 1026 (Alaska 2009)                           

 (applying independent judgment to interpret court rules).                                                       



             13           Shea, 204 P.3d at 1026.  

                                                              



             14           AS 47.30.730(a).  

                                  



             15           McCavit v. Lacher, 447 P.3d 726, 731-32 (Alaska 2019).  

                                                                                                                             



             16            Gabriel C., 324 P.3d at 838 (citations omitted) (holding that violation of  

                                                                                                                                                                     

 statutory deadline to hold commitment hearing was neither an obvious mistake nor  

                                                                                                                                                                 

 obviously prejudicial).  

                                              



                                                                                  -8-	                                                                         7596
  


----------------------- Page 9-----------------------

respondent will virtually never be able to show prejudice in this situation. Although two                                                                                                                                     



medical professionals are required to sign the petition, the petition may be granted based                                                                                                                              



on   the   testimony   of   only   one   medical   professional,   "likely   curing   this   procedural  



deficiency whenever it occurs."                                                        



                                    Instead, Carl urges us to exercise our supervisory powers to suspend the                                                                                                                   



prejudice requirement of plain error review and vacate the 30-day commitment order.                                                                                                                                                       



Doing so, Carl argues, will ensure that respondents are afforded the right to have those                                                                                                                                 



proceedings advance to the 30-day commitment stage only if two medical providers                                                                                                                             



believe there are grounds for commitment.  Carl relies on                                                                                                  McCracken v. Davis, which  



involved an appeal of the superior court's                                                                   denial ofreconsideration without                                                       allowing oral  

                           17      Acknowledging the difficulty of showing this error was prejudicial, we  

argument.                                                                                                                                                                                                                      



suggested that where there is "disregard" for the civil rules, we may "devise necessary  

                                                                                                                                                                                                             



remedial  steps  in  each  case  under  [our]  supervisory  power  to  protect  the  rights  of  

                                                                                                                                                                                                                                 

                                                                                                                                                                               18   Yet we declined to  

litigants," such as by suspending the obligation to show prejudice.                                                                                                                                                               

                                                                                                                                                     

                                                                                                                                                                                                          19     And we  

do so in that case because no disregard for the civil rules had been shown.                                                                                                                                                    

                                                                                                                                                                                       



ultimately declined to reverse for failure to hold oral argument after concluding the error  

                                                                                                                                                                                                                           

caused no prejudice.20  

                                                              



                                    We reach the same conclusion here. Carl has not shown "disregard" for the  

                                                                                                                                                                                                                                



two-signature requirement that would justify suspending the need to show that an error  

                                                                                                                                                                                                                          



                  17                560 P.2d 771, 774 (Alaska 1977).                                         



                  18               Id.   (citing Alaska Const. art. IV, § 15 - which authorizes the supreme                                                                                                     



court to makeand promulgaterules                                                            governing court administration and civilandcriminal                                                                   

procedure - as the source of this court's supervisory authority).  

                                                                                                                                                 



                  19                See id.  

                                               



                  20               Id. at 774-75.  

                                                   



                                                                                                                -9-                                                                                                       7596
  


----------------------- Page 10-----------------------

is prejudicial.         In  McCracken  the litigant filed a subsequent motion to vacate the court's                                 



                                                                   21  

order due to the failure to hold argument.                                                                                          

                                                                       Although the superior court issued a written  



                                                                                                                               

order denying this subsequent motion -showing it was aware of the asserted deficiency  

                                                                                                                                22  In this  

                                                                                                                                         

                                                                                                                     

- we found no disregard of the rules warranting a special remedy on appeal. 



case,  Carl  never  objected  to  the  lack  of  two  signatures  on  the  petition  for  his  

                                                                                                                                         



commitment.               Without  evidence  that  the  magistrate  judge  or  superior  court  were  

                                                                                                                                       



conscious of the signature requirement and ignored it, we cannot say that they showed  

                                                                                                                                   

"disregard"23           for  statutory  procedures  that  would  warrant  the  special  remedy  of  

                                                                                                                                           

suspending the requirement to show that an error is prejudicial.24  

                                                                                                             



                      Carl had the opportunity to timely object to the missing signature on the  

                                                                                                                                          



petition at any point before the hearing; had he done so, the error could have been cured  

                                                                                                                                      



or the petition dismissed.  Thus we need not reverse a non-prejudicial error in this case  

                                                                                                                                        

to  ensure  that  this  procedural  protection  can  be  enforced.25                                           The  two-signature  

                                                                                                                        



requirement  is  an  important  procedural  protection  for  respondents.                                             It  ensures  that  

                                                                                                                                         



patients are not further deprived of their liberty based on the unchallenged opinion of a  

                                                                                                                                              



           21         Id.  at  774.  



           22         See  id.  



           23         See  Disregard,  BLACK'S  LAW  DICTIONARY  (11th  ed.  2019)  ("The  action  of  



ignoring  or  treating  without  proper  respect  or  consideration.").  



           24         See Alaska R. Civ. P. 61 ("The court at every stage of the proceeding must  

                                                                                                                                        

                                               

disregard any error or defect in the proceeding which does not affect the substantial  

                                                                                                                              

rights of the parties.").  

                                       



           25         Cf. City of Bethel v. Peters, 97 P.3d 822, 830 (Alaska 2004) (holding that  

                                                                                                                                         

plain error review applied when party did not object to court's failure to take corrective  

                                                                                                                               

action in response to allegedly improper closing arguments); Shields v. Cape Fox Corp.,  

                                                                                                                                     

42 P.3d 1083, 1087 (Alaska 2002) (holding that plain error review applied when party  

                                                                                                                                       

did not object to court's failure to give comparative fault instruction).  

                                                                                                



                                                                    -10-                                                              7596
  


----------------------- Page 11-----------------------

single mental health professional.                                       But when no objection is made, the absence of a                                                       



signature froma mental health professionaldoes notjustifyvacatinga commitment order                                                                                    

supported by sufficient evidence.                                   26  



                                                                                                                                                                         

              B.	          It Was Error To Commit Carl On A Ground Different From The  

                                                                                                                                 

                           Grounds Expressly Pled In The Commitment Petition.  



                                                                                                                                                                      

                           Carl next argues that it was error to commit him on a theory of grave  



                                                                                                                                                                       

disability - extreme neglect - that was not alleged in the petition.  The superior court  



                                                                                                                                                                            

ruled that Carl received sufficient notice because the petitioners sought commitment on  



                                                                                                                                                                             

grounds of grave disability generally and stated the factual basis for believing him to be  



                                                                                                                                                                        

gravely disabled in the petition.  Carl disagrees, arguing that the civil rules and civil  



                                                                                                                                                                          

commitment statutes require greater specificity in pleading and thatthelack ofnoticethat  



                                                                                                                                                                          

he might be committed due to extreme neglect violated his constitutional right to due  



                 27  

process. 



                                                                                                                                             

                            1.	          The proceedings did not violate court rule or statute.  



                                                                                                                                                                     

                           The superior court concluded that the civil rules do not require more notice  



                                                                                                                                                                         

than Carl ultimately received. The court explained that Alaska is a "notice pleading state  



                                                                                                                                                                   

. . . requir[ing] [only] a 'short and plain statement of the claim showing that the pleader  



                                          28  

                                                                                                                                                                        

is entitled to relief,' "                     not "technical forms of pleadings." Carl contends that Civil Rule  



                                                                                                                                                                           

8 requires additional notice in civil commitment cases because there is little time for  



              26           Because we affirmbased on lack of prejudice, we do not address the State's                                                               



argument that the two-signature requirement is not mandatory but directory and that                                                                                       

substantial compliance is sufficient.                



              27           Alaska Const. art. I § 7 ("No person shall be deprived of life, liberty, or  

                                                                                                                                                                             

property, without due process of law.").  

                                                                                    



              28           Alaska R. Civ. P. 8(a).  

                                                                 



                                                                                    -11-	                                                                              7596
  


----------------------- Page 12-----------------------

                                                                                                                                                               29  

patients and their counsel to prepare for hearing on the commitment petition,                                                                                      because  



there is minimal discovery prior to hearing, and because an individual's liberty is at                                                                                          



stake.     Policy   arguments   notwithstanding,   neither   the   text   of   Civil  Rule   8  nor   our  



                                                                                                                                                                                 30  

decisions interpreting it require any greater specificity in pleading this type of action.                                                                                            



                            Carl also argues that AS 47.30.730(a) requires petitioners to identify the  

                                                                                                                                                                              



"statutory subsection" under which they seek to commit the respondent, as well as the  

                                                                                                                                                                              



evidence to support that theory.  But the text of AS 47.30.730(a) is clear about what is  

                                                                                                                                                                                 



required:  the petition must "allege that the respondent is mentally ill and as a result is  

                                                                                                                    



likely to cause harm to self or others or is gravely disabled" and list "the facts and  

                                                                                                                                                                            

specific  behavior  of  the   respondent  supporting  [that]  allegation."31                                                                                    Although  

                                                                                                                                                              



AS 47.30.915 defines "grave disability" in two different ways, and although the court  

                                                                                                                                                                          



form  generally  used  to  petition  for  commitment  incorporates  those  definitions,  

                                                                                                                                                           



AS 47.30.730(a) itself does not require the petitioners to describe the type of grave  

                                                                                                                                                                        



disability on which they seek the respondent's commitment.  

                                                                                                                               



                            The superior court therefore did not err as a matter of court rule or statute  

                                                                                                                                                                       



by ordering Carl committed based on extreme neglect when the commitment petition did  

                                                                                                                                                                              



not expressly plead that particular type of grave disability.  

                                                                                                     



              29            See   AS 47.30.715 (requiring courts to schedule a 30-day commitment                                                         



hearing "within 72 hours after the respondent's arrival" at a facility for evaluation).                                                               



              30            See, e.g., Bigley v. Alaska Psychiatric Inst., 208 P.3d 168, 181 (Alaska  

                                                                                                                                                                    

2009) (noting that Civil Rule 8 does not "require details of evidence that a claimant will  

                                                                                                                                                                             

offer to establish a claim," and "is satisfied by a brief statement that gives the defendant  

                                                                                                                                                                

fair notice of the claim and the grounds upon which it rests" (cleaned up) (citation  

                                                                                                                                                                  

omitted)); cf. Alaska R. Civ. P. 9 (requiring greater specificity when pleading certain  

                                                                                                                                                                      

types of claims, such as fraud, mistake, or a denial of performance or occurrence of a  

                                                                                                                                                                                  

condition precedent).  

                      



              31            AS 47.30.730(a)(1), (7).  

                                                                        



                                                                                      -12-                                                                                7596
  


----------------------- Page 13-----------------------

                                              2.                     The proceedings violated Carl's right to due process.                                                                                                               



                                              Carl   argues   that   the   superior   court  violated   his   due   process   rights   by  



granting the petition for commitment on a ground that was not pled. Carl orally objected                                                                                                                                                                                    



 at the commitment hearing and raised this argument again in his written objections to the                                                                                                                                                                                                     



 superior court.                                    The State suggests that Carl nevertheless failed to preserve the issue for                                                                                                                                                                 



 appeal because he did not expressly request a trial de novo.                                                                                                                                                 But Carl was not required                                     



to request this specific remedy in order to preserve the issue; his objections gave the                                                                                                                                                                                                       



 superior court sufficient notice and the opportunity to fix the due process issue by                                                                                                                                                                                                          



 allowing a more limited remedy of presenting additional testimony.                                                                                                                                                                       Carl has therefore              



preserved the issue for appeal.                                                 



                                              Turning to the merits, we agree that Carl was deprived of sufficient notice                                                                                                                                                           



 and   opportunity   to   be   heard.     Involuntary   commitment   implicates   "fundamental  



constitutional guarantees of liberty and privacy" and therefore entitles the respondent to                                                                                                                                                                                                        

                                                                                   32       "[D]ue process 'requires that the notice of a hearing must be  

due process protections.                                                                                                                                                                                                                                                                         



 appropriate to the occasion and reasonably calculated to inform the person to whom it  

                                                                                                                                                                                                                                                                   



is directed of the nature of the proceedings,' " and "that a respondent be notified in such  

                                                                                                                                                                                                                                                                                         

 a manner that . . . [allows for] a reasonable opportunity to prepare."33                                                                                                                                                                                 To determine  

                                                                                                                                                                                                                                                                      



whether these commitment proceedings afforded due process, we apply the Mathews v.  

                                                                                                                                                                                                                                                                                                   



Eldridge  three-part  balancing  test,  weighing:                                                                                                                      (1)  "the  private  interest  that  will  be  

                                                                                                                                                                                                                                                                                               



 affected by the official action"; (2) "the risk of an erroneous deprivation of such interest  

                                                                                                                                                                                                                                                                                



                       32                     In re Naomi B.                                   , 435 P.3d 918, 929 (Alaska 2019) (quoting                                                                                                        Bigley, 208 P.3d                         



 at 179);                   see also In re Gabriel C.                                                             , 324 P.3d 835, 839 (Alaska 2014).                                                                



                       33                      Wetherhorn v. Alaska Psychiatric Inst., 156 P.3d 371, 380 (Alaska 2007)  

                                                                                                                                                                                                                                                                                    

 (first quoting Huntley v. N.C. State Bd. of Educ., 493 F.2d 1016, 1019 (4th Cir. 1974),  

                                                                                                                                                                                                                               

then citing French v. Blackburn, 428 F. Supp. 1351, 1357 (M.D.N.C. 1977), aff'd, 443  

                                                                                                                                                                                                                                                                                            

U.S. 901 (1979)).  

                                 



                                                                                                                                              -13-                                                                                                                                      7596
  


----------------------- Page 14-----------------------

through the procedures used"; and (3) "the [State's] interest, including the . . . fiscal and                                                               

 administrative burdens" of additional procedural requirements.                                                       34  



                                                                                                                                                               35  

                         An involuntary civil commitment is a "massive curtailment of liberty."                                                                      

                                                                                                                                                 



                                                                                                                                                

Even a small risk of erroneous commitment is great cause for concern, and weighs in  



                                                                                  

 favor of stronger protections to reduce this risk.  



                                                                                                                                            

                         Gauging  the  risk  of  erroneous  deprivation  requires  us  to  "assess  the  



                                                                                                                                                            

probable value of the requested procedure in reducing" this risk and "the likelihood that  

                                                                                               36    Carl suggests that the magistrate  

                                                                                                                                               

the requested procedure might alter the outcome." 



judge should have given notice that he was considering commitment based on extreme  

                                                                                                                                                    



neglect and the opportunity to present more evidence or argument on that type of grave  

                                                                                                                                                        



 disability.  The State contends that because the two definitions of grave disability are so  

                                                                                                                                                               



 similar - each "involv[ing] a respondent's inability to function independently" - the  

                                                                                                                                                             



 evidence used to establish grave disability under each subparagraph overlaps and in this  

                                                                                                                                                            



 case was essentially the same.  The State maintains that Carl had the opportunity, and in  

                                                                                                                                                                



 fact attempted, to rebut the testimony that ultimately supported the magistrate judge's  

                                                                                                                                                     



 finding of grave disability based on extreme neglect.  Because that testimony was also  

                                                                                                     



relevant to grave disability based on distress and deterioration, the State argues there was  

                                                                                                                                                            



no risk of prejudice to Carl.  

                                                      



                         Although the risk of erroneous deprivation of Carl's liberty may have been  

                                                                                                                                                          



 small, it was not negligible.  To prove distress and deterioration the State must establish  

                                                                                                                                                   



 a  baseline  level  of  the  individual's  "ability  to  function  independently"  in  order  to  

                                                                                                                                                               



             34          Sarah A. v. State, Dep't of Health &Soc. Servs., Off. of Child.'s Servs.                                                        , 427   



P.3d 771, 778 (Alaska 2018) (quoting                                    Mathews v. Eldridge                   , 424 U.S. 319, 335 (1976)).           



             35          Naomi B., 435 P.3d at 928 (quoting Wetherhorn, 156 P.3d at 375).  

                                                                                                                                             



             36          Sarah A., 427 P.3d at 779 (cleaned up) (citations omitted).  

                                                                                                                       



                                                                              -14-                                                                       7596
  


----------------------- Page 15-----------------------

                                                                                                                                                                                                                                                                                                                                                                               37  

demonstrate that there has been a "substantial deterioration" of that ability.                                                                                                                                                                                                                                                                                                            Carl  



pointed out in closing that the State had not presented any evidence about his baseline   



before his admission to API.                                                                                                                  Because the lack of baseline evidence was fatal to the                                                                                                                                                                                               



theory that Carl was gravely disabled due to distress and deterioration, Carl may have                                                                                                                                                                                                                                                                                                      



 seen little need to cross-examine his treating psychiatrist more extensively on other                                                                                                                                                                                                                                                                                                   



evidence.   Yet had Carl known that the magistrate judge was going to consider a theory                                                                                                                                                                                                                                                                                         



that was                                     not  pled   - that he was likely                                                                                                                       to   suffer   extreme neglect - he may                                                                                                                                                have  



performed a more thorough cross-examination on the testimony relevant to that issue,                                                                                                                                                                                                                                                                                                   



 such   as   the   need  to   remind   him   to   eat   and   shower.     With   more   vigorous   cross- 



examination, it is possible that the magistrate judge would not have found clear and                                                                                                                                                                                                                                                                                 



convincing evidence that Carl was gravely disabled due to extreme neglect - just as the                                                                                                                                                                                                                                                                                                             



magistrate judge was not convinced by the State's evidence that Carl was a danger to                                                                                                                                                                                                                                                                                                                     



himself or others.                                                                 Therefore the failure to notify Carl that this theory of grave disability                                                                                                                                                                                                           



was   under   consideration   -   and  to  offer   him   an   opportunity   to   present   additional  



testimony or cross-examination relevant to that theory - created at least some genuine                                                                                                                                                                                                                                                                                       



risk of unjustified commitment.                                                      



                                                              Finally,    notifying    Carl    that    the    magistrate    judge    was    considering  



committing   him   under   a   theory   of   extreme   neglect   and   giving   him   an   additional  



opportunity to present evidence or cross-examination would not have added significant                                                                                                                                                                                                                                                                            



 fiscal or administrative burdens.                                                                                                                             The State certainly has an interest, as it claims, "in                                                                                                                                                                              



having psychiatrists do their jobs treating patients instead of requiring them to focus [on]                                                                                                                                                                                                                                                                                                   



                               37                             See In re Mark V.                                                                       , 375 P.3d 51, 57 (Alaska 2016) ("The definition [of                                                                                                                                                                                          



distress   and   deterioration]   establishes   'the   person's   previous   ability   to   function  

independently' as the baseline from which 'a substantial deterioration' is measured."                                                                                                                                                                                                                                                                       

 (quoting AS 47.30.915(9)(B))).                                                                                                                      abrogated on other grounds by Naomi B.                                                                                                                                                              , 435 P.3d at                                    

 918.  



                                                                                                                                                                                                -15-                                                                                                                                                                                        7596
  


----------------------- Page 16-----------------------

legal nuances."                                                               But requiring a mental health professional who is already present at the                                                                                                                                                                                                                                                                           



commitment   hearing to spend a few more minutes testifying and being cross-examined                                                                                                                                                                                                                                                                              



on an additional ground for commitment would have only a negligible impact on the                                                                                                                                                                                                                                                                                                                                               



provider's ability to treat patients. Therefore the cost of curing the lack of notice to Carl                                                                                                                                                                                                                                                                                                                              



was minimal.                                                         



                                                                   Balancing these factors, we conclude that Carl's due process rights were                                                                                                                                                                                                                                                                            



violated when Carl was committed on a finding of grave disability based on extreme                                                                                                                                                                                                                                                                                                                     



neglect   when   he   was   not  notified   that   this   theory   of   grave   disability   was   under  



consideration or given a chance to present additional evidence or argument relevant to                                                                                                                                                                                                                                                                                                                                                

that theory.                                             38  



V.                                CONCLUSION  



                                                                   We therefore VACATE the superior court's 30-day commitment order.  

                                                                                                                                                                                                                                                                                                                                                                                                          



                                  38                               We do not affirm on the alternate ground that the issue of extreme neglect                                                                                                                                                                                                                                                                



was tried by the express or implied consent of the parties under Civil Rule 15(b).                                                                                                                                                                                                                                                                                                                                   Trial  

by consent is "difficult to establish."                                                                                                                                                  Burton v. Fountainhead Dev. Inc.                                                                                                                                             , 393 P.3d 387,                                     

 395 (Alaska 2017) (quoting                                                                                                                 Tufco, Inc. v. Pac. Env't Corp.                                                                                                                            , 113 P.3d 668, 673 (Alaska                                                                       

2005)). Although the State's briefing raises the theory of trial by implied consent, it does                                                                                                                                                                                                                                                                                                                        

not expressly urge affirmance on this theory or explain how Carl may have impliedly                                                                                                                                                                                                                                                                                                             

consented.  



                                                                                                                                                                                                               -16-                                                                                                                                                                                                      7596
  

Case Law
Statutes, Regs & Rules
Constitutions
Miscellaneous


IT Advice, Support, Data Recovery & Computer Forensics.
(907) 338-8188

Please help us support these and other worthy organizations:
Law Project for Psychiatraic Rights
Soteria-alaska
Choices
AWAIC