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You can search the entire site. or go to the recent opinions, or the chronological or subject indices. In the Matter of the Protective Proceedings of: Baron W., a Minor (11/19/2021) sp-7571

In the Matter of the Protective Proceedings of: Baron W., a Minor (11/19/2021) sp-7571

          Notice:   This opinion is subject to correction before publication in the P                    ACIFIC  REPORTER.  

          Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts,  

                                                                                                                    

           303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email  

                                                                                                                       

          corrections@akcourts.gov.  



                      THE  SUPREME  COURT  OF  THE  STATE  OF  ALASKA  



In  the  Matter  of  the  Protective                           )  

Proceedings  of                                                )    Supreme  Court  No.  S-17916  

                                                               )  

                         

BARON W., a Minor.	                                            )  

                                                               )  

                                                               )  

                                                               )                        

                                                                    O P I N I O N  

                                                               )  

                                                                                                               

                                                               )    No. 7571 - November  19, 2021  



                                                                                                           

                     Appeal from the Superior Court of the State of Alaska, Third  

                                                                                  

                     Judicial District, Kenai, Lance Joanis, Judge.  



                                                                                                             

                     Appearances:               Olena   Kalytiak   Davis,   Anchorage,   for  

                                                                                                      

                     Cecilia M.  Aisha Tinker Bray, Assistant Attorney General,  

                                                                                                               

                     Fairbanks, and Treg R. Taylor, Attorney General, Juneau, for  

                                   

                     State of Alaska.  



                                                                                                      

                     Before: Winfree, Maassen, Carney, and Borghesan, Justices.  

                                                                

                     [Bolger, Chief Justice, not participating]  



                                        

                     CARNEY, Justice.  



I.        INTRODUCTION  



                                                                                                                                         

                     The grandmother of an Indian child was appointed as the child's guardian.  



                                                                                                                                   

The Office of Children's Services (OCS) took emergency custody of the child after the  



                                                                                                                                         

grandmother admitted using methamphetamine and the child tested positive for the drug.  



                                                                                                                                

After working with the grandmother to address her drug use and other issues, OCS  



                                                                   

petitioned to terminate the grandmother's guardianship.  


----------------------- Page 2-----------------------

                               Following   a   hearing,   the   superior   court   found   that   termination   of   the  



guardianship was in the child's best interests and removed the grandmother as guardian.                                                                                                                 



The grandmother appeals, arguing that her removal violated the Indian Child Welfare                                                                                                

                              1   and  that  termination  of  the  guardianship  was  not  in  the  child's  best  

Act   (ICWA)                                                                                                                                                                                



interests.  We affirm the superior court's removal of the grandmother as guardian.  

                                                                                                                                                                      



II.            FACTS AND PROCEEDINGS  

                                                  



               A.              Initial Guardianship  

                                               

                               Baron W.2  

                                                                                                                                                                                                 

                                                        is the six-year-old child of Stacy W. and Darian R.  Baron is an  



                                                                                                                                                                                                    3  

                                                                                                                                                                                                        

enrolled member in Darian's tribe; he is therefore an Indian child as defined by ICWA. 



                               From his birth until approximately May 2017, Baron lived with Stacy and  

                                                                                                                                                                                              



her mother, Cecilia M.   Stacy then moved and left Baron in Cecilia's care.   Cecilia  

                                                                                                                                                                                    



asserts  that  Stacy  left  due  to  drug  use.                                                   At  some  point  Stacy  was  prohibited  from  

                                                                                                                                                                                          



contacting Baron by a civil protective order and conditions of release in a criminal case.  

                                                                                                                                                                                                        



                               In December 2017 Cecilia petitioned for guardianship of Baron, alleging  

                                                                                                                                                                                    



that Stacy was unable to take "care of herself let alone [her] child."  Stacy contested the  

                                                                                                                                                                                               



guardianship but she did not attend the evidentiary hearing.  Cecilia testified that Stacy  

                                                                                                                                                                                         



continued to struggle with substance abuse, mental health issues, and homelessness.  

                                                                                                                                                                                                        



Cecilia also testified about her own history of drug abuse but stated that she had been  

                                                                                                                                                                                           



               1               25 U.S.C. §§ 1901-1963. ICWA establishes "minimum Federal standards                                                                              



for the removal of Indian children from their families and [for] the placement of such                                                                                                     

children in foster or adoptive homes which will reflect the unique values of Indian                                                                                                    

culture."   25 U.S.C. § 1902.                     



               2               Pseudonyms have been used to protect the parties' privacy.  

                                                                                                                                                    



               3              See 25 U.S.C. § 1903(4) (" 'Indian child' means any unmarried person . . .  

                                                                                                                                                                                                    

under age eighteen and . . . either (a) a member of an Indian tribe or (b) . . . eligible for  

                                                                                                                                                                                               

membership . . . and . . . the biological child of a member.").  

                                                                                                                



                                                                                                -2-                                                                                       7571
  


----------------------- Page 3-----------------------

clean since March 2015.  The court appointed Cecilia Baron's guardian in September  

                                                                                                                         



2018.  



           B.        Emergency Removal And Petition For Removal As Guardian  

                                                                                                              



                     In July 2019, in response to a report that Cecilia was neglecting Baron,  

                                                                                                                                



OCS took emergency custody and filed an emergency petition alleging that Baron was  

                                                                                                                                    



a child in need of aid (CINA).  According to the petition, Stacy had again been living  

                                                                                              



with Cecilia and Baron, and engaging in drug use and domestic violence.  Cecilia had  

                                                                                                                                     



called Adult Protective Services requesting that Stacy be removed.                                            The petition also     



alleged that when caseworkers arrived, Cecilia admitted to using methamphetamine  

                                                                                                             



regularly and discontinuing her medication for bipolar disorder.  Caseworkers tested  

                                                                                                           



Cecilia and Baron for methamphetamine and both tested positive.  OCS alleged in the  

                                                                                                                                      



petition that Baron had "been exposed to ongoing family violence and substance abuse"  

                                                                                                                                



and that emergency custody was necessary to protect him from "severe drug exposure,  

                                                                                                                           



neglect, and mental injury by his mother . . . and grandmother."  

                                                                               



                     OCS placed Baron in a foster home and proceeded with a CINA case  

                                                                                                                                   



against his parents.   In addition to the reunification efforts directed toward Baron's  

                                                                                                                             



parents, OCS drafted and worked with Cecilia on a case plan. Her case plan required her  

                                                                                                                                      



to obtain an integrated mental health and substance abuse assessment, substance abuse  

                                                                                                                                 



treatment, randomurinalysis testing (UAs), and a psychological evaluation, and to enroll  

                                                                                                                                  



in parenting classes.  

                     



                     Cecilia's  mental  health  and  substance  abuse  assessment  resulted  in  a  

                                                                                                                                        



recommendation of "medically monitored intensive inpatient services" at a level of care  

                                                                                                                                    



not available in Alaska.  Cecilia refused to leave Alaska for treatment, arguing that she  

                                                                                                                                     



was already clean. OCS later offered Cecilia the opportunity for a reassessment, but she  

                                                                                                                                     



was not reassessed.  

              



                                                                   -3-                                                            7571
  


----------------------- Page 4-----------------------

                                                                                                               

                    Cecilia participated in random UAs.  After positive tests in July 2019, all  



                                                                                                                               

of Cecilia's tests were negative for methamphetamine.  Several tests were positive for  



                                                                                                                                     

other controlled substances, which appears to have been due to prescribed medication.  



                                                                                                                       

The result of one test was deemed invalid, and she failed to show up for three tests.  



                                                                                                                             

                    Cecilia  attended  parenting  classes  and  individual  therapy.                                 She  also  



                                                                                                                            

underwent  a  psychological  and  parenting  evaluation  in  November  2019.                                                 The  



                                                                                                                              

psychologist who evaluated her concluded that Cecilia had "serious psychological and  



                                                                                                                               

substance issues" and had "a markedly less than minimally adequate ability to parent her  



grandson."  



                                                                                                                                     

                    In April 2020 OCS moved to terminate Stacy and Darian's parental rights.  



                                                                                                

The following month OCS filed a motion to remove Cecilia as guardian.  



                                    

          C.        Removal Hearing  



                                                                                                                                 

                    The superior court held an extensive evidentiary hearing on the motion to  



                                                                                                                                

remove Cecilia as guardian over four days in July and September 2020.  OCS began by  



                                                                                                                      

calling thepsychologistwhoconducted Cecilia's psychological evaluation andparenting  



                                                                                                                          

assessment. The psychologist testified that Cecilia "glossed over her history" and "ha[d]  



                                                                                                                               

difficulty  identifying  her  child's  needs,  being  responsive  to  them,  maintaining  [a]  



                                                                                                                               

consistent routine, . . . [and] a . . . stable home."  But he also acknowledged that he did  



                                                                                                                              

not observe Baron, that Cecilia had done well by engaging with services, and that he had  



                                                                                                                      

not received any updated information since he had conducted the evaluation.  Although  



                                                                                                                              

he noted that Cecilia was "attached to" and "love[d]" Baron, he concluded that she had  



                                                                                                           

a "less than minimally adequate ability to provide for [his] safety and well-being."  



                                                                                                                               

                    Among its witnesses OCS called the caseworker who had responded to the  



                                                                                                                               

initial report in July 2019. She testified that Cecilia had "really tangential thinking," had  



                                                                                                                              

been letting Stacy in and out of the house while under the influence of drugs, and  



                                                                                                                            

admitted to recently using methamphetamine.  OCS also called the administrator from  



                                                               -4-                                                         7571
  


----------------------- Page 5-----------------------

                                                                                                                         

the program that performed Cecilia's and Baron's drug tests.  She testified that Baron's  



                                                                                 

positive methamphetamine result indicated repeated exposure.  



                                                                                                                                      

                    OCS's final witness was the primary caseworker assigned to Baron's case.  



                                                                                                                          

He testified about Cecilia's case plan.   He explained that Cecilia was "good about"  



                                                                                                                                 

participating in UAs as well as assessments, therapy, and parenting classes.   But he  



                                                                                                                       

testified that she never followed through on the recommended substance abuse treatment  



                                                                                                               

and had once commented that she could easily "get around" the weekly testing.  



                                                                                                                                

                    Cecelia called a friend to testify on her behalf. The friend testified that she  



                                                                                                                         

was aware of Cecilia's problems with Stacy and her own substance abuse, but asserted  



                                                                    

that Cecilia had been "more than clean" for the last year.  She also called the guardian  



                                                                                                             

ad litem from the original guardianship case, who testified that during the time he was  



                                                                     

involved, Cecelia did a good job as Baron's guardian.  



                                                                                                                           

                    Ceciliatestified that sheusedmethamphetamineonlyinfrequentlyto escape  



                                                                                                                         

her problems and had never used it around Baron, leading her to suspect that his positive  



                                                                                                                             

test was Stacy's fault.  She said that she told OCS about her relapse in order to get help,  



                                                                                                                          

that she "did what [OCS] told me to do," and that she had been clean for 14 or 15 months  



                                                                                                                               

at the time of the hearing.  Finally, Cecilia called her sobriety mentor who testified that  



                                                                                                                                

despite a "slip" in sobriety, Cecelia had been sober for over a year and was active in her  



             

12-step program.  



                                                                                                                               

                    The court admitted various exhibits that Cecilia offered, including UA  



                                                                                                                           

results and Baron's Head Start records.  The Head Start records indicated that Baron  



                                                                                                                              

struggled with sensory issues and had trouble with toilet training while in Cecilia's care.  



                                                                                                                         

                    Thesuperior court removed Ceciliaas Baron's guardian. Thecourt focused  



                                                                                                                             

on OCS's motion to remove Cecilia as guardian but also made CINA findings. The court  



                                                                                                                                  

found that Cecilia's substance abuse and mental health issues posed a substantial risk of  



                                                                -5-                                                         7571
  


----------------------- Page 6-----------------------

physical harm to Baron, that OCS had made "reasonable and active efforts" to reunite                                                                                                     



Baron with Cecilia, and that those efforts were unsuccessful.                                                                  



                                    Cecilia appeals, arguing that her removal as guardian should have been                                                                                                                 



governed by the same protections as a termination of parental rights under ICWA,                                                                                                                                    



including a finding of active efforts and "a definitive showing that there was a substantial                                                                                                              



risk of serious harm to Baron, if the family were reunified."                                                                                                         Cecilia also argues that                                



terminating the guardianship was not in Baron's best interests.                                                                                 



III.              STANDARD OF REVIEW                                



                                    "The applicability of the Indian Child Welfare Act . . . to this proceeding                                                                                           



                                                                                                                                                           4  

is a question of law subject to our independent judgment."                                                                                                                                                                         

                                                                                                                                                                "We will 'adopt the rule of  



                                                                                                                                                                                             5 

                                                                                                                                                                                                                                  

                                                                                                                                                                                                 We review an  

law that is most persuasive in light of precedent, reason and policy.' " 

                                                                                                                                                                                            6  and we review  

                                                                                                                                                                                                                      

                                                                                                                                                                

order granting a request to remove a guardian for abuse of discretion, 

underlying findings of fact for clear error.7  

                                                                                                  



IV.               DISCUSSION  



                                                                                                                                                                                                

                  A.                The Removal Of Cecilia As Guardian Did Not Violate ICWA.  



                                                                                                                                                                                                                  

                                    Cecilia argues that the superior court's order removing her as Baron's  



                                                                                                                                                                                                                                 

guardian was a violation of ICWA because there was insufficient evidence to support the  



                  4                 J.W.   v.   R.J.,   951  P.2d   1206,   1209   (Alaska   1998),   overruled   on   other  



grounds  by  Evans  v.  McTaggart,  88  P.3d   1078,   1084-85  (Alaska  2004).  



                  5                 Id.  (quoting  Guin  v.  Ha,  591  P.2d   1281,   1284  n.6  (Alaska   1979)).  



                  6                 In re Tiffany O., 467 P.3d 1076, 1079 (Alaska 2020).  

                                                                                                                                                                  



                  7                 See  Jude  M.  v.  State,  Dep't  of  Health  &  Soc.  Servs.,  Off.  of  Child.'s  Servs.,  



394  P.3d  543,  550  (Alaska  2017).   



                                                                                                                 -6-                                                                                                       7571
  


----------------------- Page 7-----------------------

                                                                                                                                                                                                      8  

court's findings that OCS had made active efforts to reunite Baron with his family                                                                                                                       and  



                                                                                                                                                                                                                9  

that Baron would be "substantially harmed if returned to [his] grandmother's care."                                                                                                                                 



OCS responds that ICWA "does not apply to the actual legal proceeding at issue in this  

                                                                                                                                                                                                          



appeal."  



                                 Whether the ICWA protections sought by Cecilia apply to this proceeding  

                                                                                                                                                                                        



is a threshold issue. The parties agree that Baron is an Indian child and therefore entitled  

                                                                                                                                                                                                 



to the protection of ICWA.  But they dispute whether ICWA applies to this removal of  

                                                                                                                                                                                                              



guardianship proceeding.   Because Cecilia argues that the superior court's decision  

                                                                                                                                                                                              



violated ICWA's active efforts and serious harmrequirements, the issue is whether those  

                                                                                                                                                                                                      



specific ICWA requirements apply to this proceeding.  We hold that they do not.  

                                                                                                                                                                                            



                                 The requirement that the court find that active efforts have been made and  

                                                                                                                                                                                                          



have proved unsuccessful is set forth in § 1912(d) of ICWA, which requires that:  

                                                                                                                                                                                                        



                                Any party seeking to effect a foster care placement of, or  

                                                                                                                                                                             

                                 termination of parental rights to, an Indian child under State  

                                                                                                                                                                      

                                 law shall satisfy the court that active efforts have been made  

                                                                                                                                                                      

                                 to  provide  remedial  services  and  rehabilitative  programs  

                                                                                                                                                          

                                 designed to prevent the breakup of the Indian family and that  

                                                                                                                                                                          

                                 these efforts have proved unsuccessful.[10]  

                                                                                                



                8               See  25 U.S.C. § 1912(d) (requiring proof "that active efforts have been                                                                                               



made to provide remedial services and rehabilitative programs designed to prevent the                                                                                                                      

breakup of the Indian family and that these efforts have proved unsuccessful");                                                                                                                see also   

25 C.F.R. § 23.2 (2016) (defining active efforts as "affirmative, active, thorough, and                                                                                                                   

timely efforts . . . to maintain or reunite an Indian child with his . . . family").                                                                               



                9               See 25 U.S.C. § 1912(e)-(f) (prohibiting foster placements or termination  

                                                                                                                                                                                       

of parental rights in an ICWA proceeding absent a determination that continued custody  

                                                                                                                                                                                                

by parent or Indian custodian is likely to result in serious emotional or physical damage  

                                                                                                                                                                                                

to the child).  

                



                10               25 U.S.C. § 1912(d).  

                                                             



                                                                                                      -7-                                                                                             7571
  


----------------------- Page 8-----------------------

Thus, the active efforts requirement applies only to foster placements or termination of                                                                                                                                                                                                       



parental rights.   



                                              ICWA's requirement that the court find that continued custody of a child                                                                                                                                                            



is likely to result in serious emotional or physical damage is found in § 1912(e)-(f).                                                                                                                                                                                                                    



 Section 1912(e) prohibits foster care placement "in the absence of a determination,                                                                                                                                                                



supported by clear and convincing evidence, including testimony of qualified expert                                                                                                                                                                                             



witnesses, that the continued custody of the child by the parent or Indian custodian is                                                                                                                                                                                                         



likely   to   result   in   serious   emotional   or   physical   damage   to   the   child."     Similarly,  



 § 1912(f) prohibits termination of parental rights absent "a determination, supported by                                                                                                                                                                                                     



evidence beyond a reasonable doubt, including testimony of qualified expert witnesses,                                                                                                                                                                             



that the continued custody of the child by the parent or Indian custodian is likely to result                                                                                                                                                                                       



in   serious   emotional   or   physical  damage   to   the   child."     Like   the   active   efforts  



requirement, the serious harm requirement applies only to foster care placements or                                                                                                                                                                                                           

terminations of parental rights.                                                                         11  



                                             Because  both  the  active  efforts  requirement  and  the  serious  harm  

                                                                                                                                                                                                                                                                                 



requirement apply only to terminations of parental rights and foster care placements, we  

                                                                                                                                                                                                                                                                                            



must decide whether the removal of the guardian constituted a termination of parental  

                                                                                                                                                                                                                                                                          



rights or a foster care placement under ICWA.  

                                                                                                                                     



                                              1.	                   Removal of a guardian is not a termination of parental rights  

                                                                                                                                                                                                                                                                                

                                                                    under ICWA.  

                                                                                            



                                              ICWA defines "termination of parental rights" as "any action resulting in  

                                                                                                                                                                                                                                                                                               

                                                                                                                                                                         12         Cecilia concedes that she is "not  

the termination of the parent-child relationship."                                                                                                                                                                                                                                    

                                                                              



technically Baron's parent" but argues that she should be treated as Baron's parent  

                                                                                                                                                                                                                                                                                



                       11                     25  U.S.C.  §   1912(e)-(f).  



                       12                     25  U.S.C.  §   1903(1)(ii).  



                                                                                                                                               -8-                                                                                                                                                  7571  


----------------------- Page 9-----------------------

because Cecilia was "in practice, the only primary caretaker - the only 'parent' - he                                                                                                             



has ever known." In addition, she argues that she was Baron's legal guardian and, under                                                                                                   



AS   13.26.167,   "has   the   powers   and   responsibilities   of   a   parent   who   has   not   been  



deprived of custody of a minor and unemancipated child . . . ."                                                                                     Her argument is both                     



unpersuasive and inapposite.                                        Even though she had "the powers and responsibilities of                                                                       

                       13  Cecilia was not Baron's parent and was not entitled to the protection of  

a parent,"                                                                                                                                                                                        

Alaska's CINA laws when OCS sought her removal as guardian.14  

                                                                                                                                



                               More  importantly,  however,  Cecilia's  argument  overlooks  the  plain  

                                                                                                                                                                                          



language of ICWA.  ICWA explicitly defines "parent" as "any biological parent . . . of  

                                                                                                                                                                                                



an Indian child or any Indian person who has lawfully adopted an Indian child, including  

                                                                                                                                                                                  

adoptions under tribal law or custom."15  Cecilia is not Baron's biological parent, and she  

                                                                                                                                                                                                



has not adopted Baron.  She is not Baron's parent according to ICWA's plain language.  

                                                                                                                                                                                 



                               Cecilia asserts that treating her differently than a parent is "extreme and  

                                                                                                                                                                                              



overly formalistic," and "conflicts with the spirit and purpose of ICWA."  But when "a  

                                                                                                                                                                                                  



statute's meaning appears clear and unambiguous, . . . the party asserting a different  

                                                                                                                                                                                  



meaning bears a correspondingly heavy burden of demonstrating contrary legislative  

                                                                                                                                                                               

intent."16               ICWA contemplates that both guardians17   and extended family members  

                                                                                                                                                                                 



                13             AS 13.26.167.   



                14             Compare AS13.26.186(a),                                      with  AS47.10.088 (providingfewer procedural                                       



and substantive rights to guardians in removal proceedings than to parents in termination                                                                                    

proceeding).  



                15             25 U.S.C. § 1903(9) (emphasis added).  

                                                                                                        



                16             State v. Planned Parenthood of the Great Nw., 436 P.3d 984, 992 (Alaska  

                                                                                                                                                                                     

2019) (quoting State v. Fyfe, 370 P.3d 1092, 1095 (Alaska 2016)).  

                                                                                                                                         



                17             See 25 U.S.C. § 1903(1)(i) (defining "foster care placement" to include  

                                                                                                                                                                                      

                                                                                                                                                                        (continued...)  



                                                                                                -9-                                                                                        7571
  


----------------------- Page 10-----------------------

                                       18  

including grandparents                     may be present in an Indian child's life, but it does not include                            



                                                      19  

either in the definition of parent.                                                                                                             

                                                           And Cecilia does not provide us with any support for  



                                                                                                                                               

her request to read ICWA's definition of "parent" to mean anything other than what the  



                                                                                                                                           

plain  text  says.              In  fact,  if  we  interpreted  ICWA  to  provide  guardians  the  same  



                                                                                                                                             

protections as parents, it would make it more difficult to reunite Indian children with  



                                                                                                                                 

their parents after the appointment of a guardian - the exact opposite of Congress's  



                                                                                                                                                 20  

                                                                                                                                                      

stated policy to "promote the stability and security of Indian tribes and families." 



Because Cecilia is not Baron's parent under ICWA, her removal as guardian did not  

                                                                                                                                               



constitute a termination of parental rights for purposes of ICWA protection.  

                                                                                                                



                       2.	        Removal of a guardian is not a foster care placement under  

                                                                                                                                         

                                  ICWA.  



                       ICWA defines "foster care placement" as an "action removing an Indian  

                                                                                                                                         



child from its parent or Indian custodian for temporary placement in a foster home or  

                                                                                                                                                 



institution or the home of a guardian or conservator where the parent or Indian custodian  

                                                                                                                                    



cannot have the child returned upon demand, but where parental rights have not been  

                                                                                                                                            

terminated."21  



            17         (...continued)  



                                                                           

"temporary placement in . . . the home of a guardian").  



            18         See  25 U.S.C. § 1903(2) (defining "extended family member" to include                                           



grandparents).  



            19         See  25  U.S.C.  §  1903(9)  (defining  "parent"  to  include  biological  and  

                                                                                                                                              

adoptive parents).  

                 



           20          See 25 U.S.C. § 1902.  

                                                    



           21          25 U.S.C. § 1903(1)(i).  

                                             



                                                                      -10-	                                                                7571
  


----------------------- Page 11-----------------------

                      Because foster placement, as defined by ICWA, involves removal from a                                                  

parent or Indian custodian,                 22                                  

                                                Cecilia must show that she is either Baron's parent or his  



                                                                                                                                    

Indian custodian. Cecilia is not Baron's parent under ICWA. Nor is she Baron's Indian  



                                                                                                                                      

custodian.   ICWA defines "Indian custodian" as "any Indian person who has legal  



                                                                                                                                    

custody of an Indian child under tribal law or custom or under State law or to whom  



                                                                                                                                       

temporary physical care, custody, and control has been transferred by the parent of such  

           23   Although Cecilia was Baron's guardian, she is not Indian.24                                             She therefore  

child."                                                                                                                        



cannot  qualify  as  an  "Indian  custodian."                             Cecilia's  removal  as  guardian  does  not  

                                                                                                                                         



constitute a foster care placement as defined by ICWA.  

                                                                                



                      Cecilia's  removal  as  Baron's  guardian  does  not  qualify  as  either  a  

                                                                                                                                            



termination of parental rights or a foster care placement; it is therefore not subject to  

                                                                                                                                           



ICWA's active efforts or serious harm requirements. Because these requirements do not  

                                                                                                                                          



apply, they were not violated, and Cecilia's removal as guardian did not violate ICWA.  

                                                                                                                                   



           B.	        The Superior Court Did Not Abuse Its Discretion When It Found That  

                                                                                                                                      

                      Removal Of Cecilia As Guardian Was In Baron's Best Interests.  

                                                                                                                       



                      Cecilia also argues that the court abused its discretion by finding that  

                                                                                                                                        



removing her as a guardian was in Baron's best interests.  OCS argues that the court did  

                                                                                                                                         



not abuse its discretion.  

                      



                      Cecilia's best interests argument combines the standard for removal of  

                                                                                                                                           



guardianship and the standard for termination of parental rights.  She argues that the  

                                                                                                                                         



           22         Id.  



           23         25  U.S.C.  §   1903(6).  



           24         ICWA  defines  "Indian"  as  "any  person  who  is  a  member  of  an  Indian  tribe,  



or who  is  an  Alaska  Native  and a  member  of  a  Regional  Corporation  .  .  .  ."  25  U.S.C.  

§   1903(3).   Cecilia is           Caucasian  and does  not assert that  she  is  a  member  of  an  Indian  

tribe  or  Alaska  Native  regional  corporation.  



                                                                    -11-	                                                             7571
  


----------------------- Page 12-----------------------

 court should not have "treat[ed] the matter as a garden variety guardianship" and that the                                                                                                                                                                              



 court failed to consider what Cecilia characterizes as "OCS's passivity toward [her]."                                                                                                                                                                                              



But this case concerns the removal of a guardian, not the termination of parental rights                                                                                                                                                                        



 or foster care placement, so the superior court was not required to assess whether OCS's                                                                                                                                                                    

                                                                                                                                                      25       We therefore apply the standard for  

 efforts crossed the line from passive to active.                                                                                                                                                                                                                        



removal of guardianship, not the standard for termination of parental rights.  

                                                                                                                                                                                                                            



                                           1.	                  The  two-part  standard  used  for  removal  of  guardians  of  

                                                                                                                                                                                                                                                                         

                                                                incapacitated  persons  is  also  the  standard  for  removal  of  

                                                                                                                                                                                                                                                                         

                                                                guardians of minors.  

                                                                                                            



                                           Theprocess for removing a minor's guardianisgovernedby AS13.26.186,  

                                                                                                                                                                                                                                                 



which permits removal of a guardian "on the ground that removal would be in the best  

                                                                                                                                                                                                                                                                     

 interest of the ward."26  

                                                                                                                                                                                                                                                           

                                                                         The court may terminate guardianship "[a]fter notice and hearing  



                                                                                   27  

                                                                                                                                                                                                                                                       

 on a petition for removal."                                                              We have not yet had occasion to look beyond that statutory  



                                                                                                                                                                                                                                                                       

 instruction for a standard for removal of a minor's guardian.   Both parties and the  



                                                                                                                                                                                                                                                       

 superior court assumed that the standard used for removal of an incapacitated person's  



                     25                    See  25 U.S.C. § 1912(e)-(f) (setting forth active efforts requirement for                                                                                                                                                   



terminations of parental rights and foster care placements in ICWA cases);                                                                                                                                                                            see also   

Jon S. v. State, Dep't of Health & Soc. Servs., Off. of Child.'s Servs.                                                                                                                                            , 212 P.3d 756, 763-                             

 64 (Alaska 2009) (distinguishing between active and passive efforts in ICWA context).                                                                                                                                                                 



                     26                    AS 13.26.186(a).  

                                                       



                     27                    AS 13.26.186(b).  

                                                       



                                                                                                                                   -12-	                                                                                                                           7571
  


----------------------- Page 13-----------------------

                                                                                                                  28  

guardian is used for removal of a minor's guardian,                                                                   even though the two processes are                                      



                                                                     29  

governed by different statutes.                                                                                                                                              

                                                                           Both parties make the same assumption on appeal.  



                                                                                                                                                                              

                              For  incapacitated  individuals  "[t]he  process  for  removing  a  guardian  



                                                                                                                                                                    

requires that a petitioner first demonstrate that there has been a change in circumstances  



                                                                                                                                                                                 

since the guardian was appointed.  Then 'the court must decide whether the existing  

                                                                                                          30     The statute governing removal of a  

                                                                                                                                                                                                

appointment is in the ward's best interests.' " 

minor's  guardian  also  requires  that  the  removal  be  in  the  ward's  best  interests.31  

                                                                                                                                                                                                     



Therefore the best interests prong of the analysis also applies for guardians of minors.  

                                                                                                                                                                                 



                              A closer question is whether we should adopt the changed circumstances  

                                                                                                                                                                   



requirement. Neither party addressed this question because, like the court, both assumed  

                                                                                                                                                                                



that the same standard governed minor guardianships.  Nor does Cecilia challenge the  

                                                                                                                                                                                            



changed circumstances determination.   Nevertheless we address it in the interest of  

                                                                                                                                                                                              



establishing a consistent standard.  

                                                         



               28             Both briefs cite cases concerning incapacitated persons' guardians for the                                                                                    



standards governing removal of minors' guardians; they appear to accept as a given that                                                                                                    

the same standards will apply here.                                               The superior court followed the standard set by a                                                              

case    concerning    an    incapacitated    person's    guardian,    but    also    mistakenly    cited  

AS 13.26.286, which provides for removal of incapacitated persons' guardians, rather   

than AS 13.26.186, which concerns removal of minors' guardians.                                                                                         



               29             Compare AS 13.26.186 (procedure for removal of guardian of minor), with  

                                                                                                                                                                                          

AS 13.26.286 (procedure for removal of guardian of incapacitated person).  

                                                                                                                                                        



               30             In re Tiffany O., 467 P.3d 1076, 1080 (Alaska 2020) (quoting H.C.S. v.  

                                                                                                                                                                                               

Cmty. Advoc. Project of Alaska, Inc., ex rel. H.L.S., 42 P.3d 1093, 1099 (Alaska 2002)).  

                                                                                                                                                                                   



               31             AS 13.26.186(a) ("Any person interested in the welfare of a ward . . . may  

                                                                                                                                                                                        

petition for removal of a guardian on the ground that removal would be in the best  

                                                                                                                                                                                         

interest of the ward.").  

                                 



                                                                                             -13-                                                                                       7571
  


----------------------- Page 14-----------------------

                         The two-part standard for removal of guardians of incapacitated persons                                                   



                                                                                                                                         32  

was developed in                  H.C.S. v. Community Advocacy Project of Alaska, Inc.                                                                     

                                                                                                                                               There we  



                                                                                                                                                  

recognized that the applicable statutes did not "specif[y] any procedure for seeking  

                                                                           33   We "recognize[d] the potential for disputes  

                                                                                                                                                  

                                                      

removal," so we established procedures. 



 over  appointing  guardians  and  conservators  and  efforts  to  remove  them"  and  the  

                                                                                                                                                          



 emotional  and  financial  cost  of  extended  litigation,  especially  for  families  whose  

                                                                                                                                                    

 "relationships [are] already strained by the ward's circumstances."34                                                             Because similar  

                                                                                                                                                    



 issues can arise within families following divorce and custody litigation, we followed the  

                                                                                                                                                            



two-part standard used to modify child custody awards, which requires first a showing  

                                                                                                                                                 

 of changed circumstances, and then a determination of best interests.35  We reasoned that  

                                                                                                                                                          



just as the changed circumstances requirement discouraged "discontented parents from  

                                                                                                                                                        

                                                                                    36   such  a requirement would "minimize  

 continually renewing custody  proceedings,"                                                                                                 

                                                           

repeated guardianship or conservatorship contests."37  

                                                                               



                         The changed circumstances requirement is not grounded in the language  

                                                                                                                                                



 of the statute for removal of guardians for minors, AS 13.26.186. It also does not appear  

                                                                                                                                                     

 in the statutory language governing removal of guardians of incapacitated persons.38  

                                                                                                                                                                   



Instead,  we  adopted  the  requirement  based  on  policy  considerations,  including  the  

                                                                                                                                                           



             32          42 P.3d at 1099.
       



             33          Id.
  



             34          Id.
  



             35          Id.
  



             36  

                                                                                                                                                

                         Id. (quoting Nichols v. Mandelin, 790 P.2d 1367, 1372 (Alaska 1990)).  



             37          Id.  



             38  

                                         

                         See AS 13.26.286.  



                                                                             -14-                                                                      7571
  


----------------------- Page 15-----------------------

emotional and financial cost of "[e]xtended or repeated litigation over removal," the                                                                        



strain on family relationships caused by litigation, and the resulting need to "minimize                                                       



                                                                                                 39 

                                                                                                                                                             

repeated guardianship or conservatorship contests."                                                   These policy considerations are  



                                                                                                                                                               

no less important in litigation over minors' guardians.   Families are just as likely to  



                                                                                                                                                              

pursue extended and repeated litigation over removing a minor's guardian as they are the  



                                                                                                                                                          

guardian  of an  incapacitated relative (or  to  try  to  modify  child  custody), and  such  



                                                                                                                                                             

litigation is just as likely to exact a high emotional and financial toll.  We now adopt the  



                                                                                                                                              

same two-part standard used for the removal of guardians of incapacitated persons for  



                                                                                                                                                

the removal of guardians of minors.  To remove the guardian of a minor, a petitioner  



                                                                                                                                                

must first show that the circumstances of the ward or guardian have changed materially  



                                                                                                                                                    

since the guardian was appointed, and the court must then determine that the existing  



                                                                                40  

                                                                

appointment is in the ward's best interests. 



                                                                                                                                           

                         2.	          The superior court did not abuse its discretion by determining  

                                                                                                                                                           

                                      that Cecilia's continued guardianship was not in Baron's best  

                                      interests.  



                                                                                                                                                               

                         Cecilia argues that the court abused its discretion not only by "fail[ing] to  



                                                                                        41  

                                                                                                                                                          

recognize  OCS's  passivity  toward  Cecilia,"                                               but  also  by  "overly  crediting  [the  



                                                                                                                                                 

psychologist]'s  report,"  failing  to  credit  Cecilia's  sobriety,  relying  "on  a  supposed  



                                                                                                                                                  

correlation not supported by expert testimony to find that there was sufficient evidence  



                                                                                                                                                            

to terminate the guardianship," finding that Cecilia ignored her mental illness, and  



             39	         H.C.S., 42 P.3d at 1099.            



             40          Id.   Because the finding of changed circumstances was not challenged, we                                                            



                                     

need not review it.  



             41          Cecilia's  assertions  that  the  court  failed  to  recognize  OCS's  passivity  

                                                                                                                                                  

toward her and found evidence sufficient to terminate the guardianship without expert  

                                                                                                                                                       

testimony are based on the procedures required for foster placement or termination of  

                                                                                                                                                               

parental rights in ICWA cases.  Those requirements do not apply as we have discussed.  

                                                                                                                                                



                                                                             -15-	                                                                       7571
  


----------------------- Page 16-----------------------

assuming without evidence that the foster placement is better for Baron than remaining                                                                                                               



in Cecilia's care.                           



                                  Cecilia claims that the court gave too much credit to the psychologist's                                                                               



report,   despite   the   psychologist's   "own   testimony  which   limited   the   impact   of   the  



report's negative conclusions," including that he had not observed Cecilia with Baron                                                                                                                          



and that Cecilia had made positive efforts. But the court acknowledged limitations in the                                                                                                                              



report, nonetheless finding that it was credible. That the psychologist acknowledged the                                                                                                                               



report's   limitations   does   not   mean   the   court   abused   its   discretion   by   crediting   the  

                 42      And as the psychologist testified, he conducted the evaluation in November  

report.                                                                                                                                                                                            



2019,  several  months  after  Cecilia  stopped  using  methamphetamine,  so  Cecilia's  

                                                                                                                                                                                                      



continuedabstinencewouldnotnecessarily havechanged theconditions thepsychologist  

                                                                                                                                                                                               



observed.  Cecilia argues that the report is contradicted by the fact that no harm came to  

                                                                                                                                                                                                                          



Baron while she cared for him, but the court heard evidence that he was exposed to  

                                                                                                                                                                                                                         



methamphetamine, missed school, struggled with toilet training, and used foul language,  

                                                                                                                                                                                                      



which the court found corresponded with Cecilia's escalating drug use.  The superior  

                                                                                                                                                                                                         



court did not abuse its discretion by crediting the psychologist's report.  

                                                                                                                                                                       



                                  Cecilia also argues that the superior court failed to credit her sobriety.  But  

                                                                                                                                                                                                                     



the court did acknowledge Cecilia's sobriety and other positive traits.  The court also  

                                                                                                                                                                                                                    



acknowledged that Cecilia's UAs were mostly negative, with some no-show results that  

                                                                                                                                                                                                                     



it treated as positive. However, the court found that although Cecilia had been sober "for  

                                                                                                                                                                                                                     



some period," she had not sought treatment for her substance abuse issues. That finding  

                                                                                                                                                                                                            



is correct; Cecilia has not been treated  for substance abuse.   Contrary to Cecelia's  

                                                                                                                                                                                                      



argument, the court carefully considered the evidence of her sobriety.  But it also took  

                                                                                                                                                                                                  



                 42               See Gold Dust Mines, Inc. v. Little Squaw Gold Mining Co.                                                                                             , 299 P.3d 148,             



 166   (Alaska   2012)   ("Particular   deference   is   due   to   the   superior   court's   credibility  

determinations.").  



                                                                                                          -16-                                                                                                    7571
  


----------------------- Page 17-----------------------

into account the assessment's conclusion that Cecilia had a "high level of treatment need                                                                                                                                                                                                               



for substance abuse."                             



                                                Next Cecilia contends that the court incorrectly found that she had ignored                                                                                                                                                                  



her mental illness.                                                 But Cecilia misinterprets the court's findings.                                                                                                                          She cites the court's                             



statement that "there is a substance abuse issue that requires a high level of care. She has                                                                                                                                                                                                                 



remained it appears for some period of time at this point sober; however, she is untreated                                                                                                                                                                                             



and she has serious substance abuse issues."                                                                                                                        The court was referring to her untreated                                                                           



substance abuse; Cecilia herself admitted she has not received treatment for substance   



abuse.   And the court had previously recognized that Cecilia saw a therapist.                                                                                                                                                                                                        Cecilia's  



contention that the court found that she had ignored her mental illness is mistaken.                                                                                                                                                                                    



                                                Finally Cecilia argues that there was insufficient evidence that Baron's                                                                                                                                                                   



foster home better serves his best interests.  The statute governing removal of minors'   



guardians states that the "petition for removal . . . may, but need not, include a request                                                                                                                                                                                                 

                                                                                                                                                          43         OCS did not argue that the foster family  

for appointment of a successor guardian."                                                                                                                                                                                                                                                        



better cared for Baron, although a caseworker mentioned his "growing attachment" to  

                                                                                                                          



them and noted that his sensory issues seemed to have abated.   The court was not  

                                                                                                                                                                                                                                                                                                            



required  to  determine whether  Baron's foster  home,  or  any alternative to  Cecilia's  

                                                                                                                                                                                                                                                                            



guardianship, was superior.  The court's task was to evaluate whether removing Cecilia  

                                                                                                                                                                                                                                                                                               



as Baron's guardian was in his best interests; it concluded that removal was.  

                                                                                                                                                                                                                                                                   



                                                The  court  extensively  discussed  the  evidence,  including  evidence  in  

                                                                                                                                                                                                                                                                                                               



Cecilia's favor, before concluding that removing her as guardian was in Baron's best  

                                                                                                                                                                                                                                                                                                         



interests. Cecilia has failed to establish that the superior court abused its discretion when  

                                                                                                                                                                                                                                                                                                      



it  determined  that  removing  Cecilia  as  guardian  was  in  Baron's  best  interests.  

                                                                                                                                                                                                                                                                                                                             



Accordingly we affirm the superior court's decision.  

                                                                                                                                                              



                        43  

                                                              

                                                AS 13.26.186(a).  



                                                                                                                                                     -17-                                                                                                                                                              7571  


----------------------- Page 18-----------------------

V.                          CONCLUSION  



                                                       The superior court's order terminating guardianship is AFFIRMED.                                                                                                                                                                  



                                                                                                                                                                                      -18-                                                                                                                                                    7571
  

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