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Title 3 . Commerce, Community, and Economic Development
Chapter 23 . Miscellaneous
Section 710. Responsible persons in firm

3 AAC 23.710. Responsible persons in firm

(a) The individual designated as compliance officer of a firm under AS 21.27.020 (c)(4) is the person responsible for the firm's

(1) compliance with the insurance statutes and regulations of this state;

(2) maintenance of adequate records; and

(3) proper handling of all money received by the firm in a fiduciary capacity.

(b) Repealed 3/30/2003.

(c) Repealed 3/30/2003.

(d) Repealed 3/30/2003.

History: Eff. 8/29/90, Register 115; am 8/4/94, Register 131; am 3/30/2003, Register 165

Authority: AS 21.06.090

AS 21.27.020

AS 21.27.140

AS 21.27.350


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Last modified 7/05/2006