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(a) The individual designated as compliance officer of a firm under AS 21.27.020 (c)(4) is the person responsible for the firm's
(1) compliance with the insurance statutes and regulations of this state;
(2) maintenance of adequate records; and
(3) proper handling of all money received by the firm in a fiduciary capacity.
(b) Repealed 3/30/2003.
(c) Repealed 3/30/2003.
(d) Repealed 3/30/2003.
History: Eff. 8/29/90, Register 115; am 8/4/94, Register 131; am 3/30/2003, Register 165
Authority: AS 21.06.090
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Last modified 7/05/2006