3 AAC 08.705. Scope of viatical settlement requirements

The provisions of 3 AAC 08.700 - 3 AAC 08.740

(1) set out the registration requirements, requirements for renewal of registration, fees, effective dates, and related matters for a viatical settlement interest; and

(2) do not

(A) provide an exemption from the fraud provisions of AS 45.55.010 - 45.55.028, or from another fraud provision of AS 45.55 or this chapter;

(B) relieve broker-dealers or agents from compliance with AS 45.55.010 - 45.55.060 or 3 AAC 08.005 - 3 AAC 08.065; or

(C) prohibit an issuer from using the registration procedures in AS 45.55 and this chapter or from claiming an exemption available under AS 45.55.900 .

History: Eff. 4/20/2000, Register 154

Authority: AS 45.55.025

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