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Chad Alan Zurlo v State of Alaska (2/18/2022) ap-2720

Chad Alan Zurlo v State of Alaska (2/18/2022) ap-2720

                                                     NOTICE
  

         The text of this opinion can be corrected before the opinion is published in the  

         Pacific Reporter.  Readers are encouraged to bring typographical or other formal  

         errors to the attention of the Clerk of the Appellate Courts:  



                                  303 K Street, Anchorage, Alaska  99501
  

                                             Fax:  (907) 264-0878
  

                                     E-mail:  corrections @ akcourts.gov
  



                 IN THE COURT OF APPEALS OF THE STATE OF ALASKA  



CHAD ALAN ZURLO,  

                                                                    Court of Appeals No. A-12805  

                                    Appellant,                    Trial Court No. 4FA-14-01372 CR  



                           v.  

                                                                               O P I N I O N  

STATE OF ALASKA,  



                                    Appellee.                       No. 2720 - February   18, 2022  



                  Appeal  from  the  Superior  Court,  Fourth  Judicial  District,  

                                                                             

                  Fairbanks, Douglas L. Blankenship, Judge.  



                  Appearances:  Margi A. Mock, under contract with the Public  

                                      

                  Defender  Agency,  and  Quinlan  Steiner,  Public  Defender,  

                                                    

                  Anchorage,  for  the  Appellant.    Patricia  L.  Haines,  Assistant  

                  Attorney General, Office of Criminal Appeals, Anchorage, and  

                                                        

                  Kevin G. Clarkson, Attorney General, Juneau, for the Appellee.  

                                                         



                  Before:     Allard,  Chief  Judge,  Harbison,  Judge,  and  Hanley,  

                                                  

                  District Court Judge.*  

                                                



                  Judge ALLARD, writing for the Court.  

                  Judge HANLEY, concurring.  



     *   Sitting  by   assignment  made  pursuant  to  Article  IV,  Section  16  of   the  Alaska  



Constitution and Administrative Rule 24(d).  


----------------------- Page 2-----------------------

                    The question presented by this case is whether the trial court should have  

                                                                                                                             



dismissed an indictment after the prosecutor violated his duty to present exculpatory  

                                                                                                     



evidence and deliberately presented a distorted view of the evidence to the grand jury.  

                                                                                                                                     



For the reasons explained in this opinion, we conclude that the indictment should have  

                                                                                                                             



been dismissed.  Therefore, in accordance with Alaska law, we reverse the conviction  

                                                                                                                    



in this case.  

                     



          Relevant facts and proceedings  

                                        



                    Chad Alan Zurlo and his girlfriend, Serena Vallier, moved to Fairbanks in  

                                                                                                                                 



April  2014  in  response  to  an  employment  offer  from  Steven  Corcoran,  who  had  

                                                                                                                              



previously  worked  with  Zurlo  in  Washington.                            After  Zurlo  and  Vallier  arrived  in  

                                                                                                                                 



Fairbanks, Corcoran discovered that Zurlo no longer had the qualifications for the job  

                                                                       



Corcoran offered. This created tension between the two men and was the source of many  

                                                                                                                            



arguments.  

                   



                    A few weeks after Zurlo and Vallier arrived, Corcoran rented a house and  

                                                                                                                               



offered to sublet the lower level of the house to the couple.  The lower level consisted  

                                                                                            



of an open family room basement that did not have a door.  Zurlo and Vallier moved in  

                                                                                                                                 



on May 1.  

                  



                    Corcoran was a heavy drinker who became loud and aggressive when he  

                                                                                                                       



drank.  On the night that Zurlo and Vallier moved in, Corcoran came into their living  

                                                                                                                           



space uninvited and intoxicated. Zurlo asked Corcoran to announce his presence before  

                                                                                                                           



entering  their  living  space,  which  caused  Corcoran  to  quickly  become  angry  and  

                                                                                                                              



threatening. According to both Zurlo and Vallier, Corcoran told Zurlo that he had a gun  

                                                                                                                              



and that he would "fucking shoot [Zurlo]."  Corcoran also allegedly told Zurlo to "get  

                                                                                                          



out of here or I'll just fucking kill you next time."  

                                                                              



                                                              - 2 -                                                          2720
  


----------------------- Page 3-----------------------

                     Seven days later, on May 8, Corcoran again came into Zurlo and Vallier's  

                                                                                                                        



living space uninvited and intoxicated.  The couple was lying in bed at the time.  Zurlo  

                                                                                                                             



again asked Corcoran to announce himself before entering, and Corcoran again became  

                                                                                                                          



angry.  

            



                    According to Vallier, Corcoran said something to the effect that "this is my  

                                                                                                                                



house, you know, I do whatever the fuck I want, and if you don't like it, you can get the  

                                                                                                                                



hell out." Vallier later testified that Corcoran would not leave and he continued to follow  

                                                                                                                           



Zurlo  and  yell  at  him,  goading  him  to  "come  at  him,  to  fight  him."                                   Vallier  was  

                                                                                                                  



frightened, and she "kind of tuned out what was being said." She did not hear Corcoran  

                                                                                                                       



threaten to shoot Zurlo; nor did she see Corcoran with a gun.  

                                                                                               



                    At one point, Vallier saw Corcoran step up to the bed, and she saw his hand  

                                                                                                                              



go down towards his side.  Out of her peripheral vision, Vallier saw Zurlo reach over to  

                                                                                                                                  



the nightstand to grab his gun from its holster; Zurlo then fired a shot at Corcoran, hitting  

                                                                                                                           



him in the head.  Corcoran died at the scene.  

                                                                      



                    Following  his arrest,  Zurlo  waived  his Miranda  rights  and  one of the  

                                                                                                                                



investigating officers, Investigator Edward Halbert, interviewed him. Although Zurlo's  

                                                                                                                          



version of events was slightly different from Vallier's, Zurlo was fairly consistent about  

                                                                                                                             



what he believed had happened.  

                                                    



                    According to Zurlo, Corcoran was drunk and became angry when Zurlo  

                                                                                                                            



asked him to announce his presence before entering their living space.  Zurlo said that  

                                                                                                               



Corcoran was screaming and yelling about how it was his house.  Zurlo said he was  

                                                                                                                               



trying to get away from him, and Corcoran said "something about, I can - I can end you  

                                                                                                                                



right now, or I should kill you right now, or something."  Immediately after this threat,  

                                                                                                                           



Zurlo said that he saw Corcoran reach behind his back.   Zurlo told Halbert that he  

                                                                                                                                 



thought Corcoran was reaching for a gun, and before he "even realized exactly what had  

                                                                                                                                



happened, [he] pulled and fired" his own gun.  

                                                                        



                                                               -  3 -                                                         2720
  


----------------------- Page 4-----------------------

                              Initially, Zurlo told Halbert that he pulled his gun from a holster on his                                                                                      



body.  But when Halbert told him that Vallier said that the gun was on the nightstand,   



Zurlo recalled that he was not wearing pants and he agreed that he had grabbed the gun                                                                                                      



from the nightstand. Zurlo was consistent, however, in stating that Corcoran threatened                                                                                      

to kill him that night and that he thought that Corcoran had a gun.                                                                                    1  Zurlo told Halbert  



                                                                                                                                                                    

that he knew Corcoran had some rifles and handguns, although he had not seen them  



                                                                                                                                                                                      

personally.  He also said that Corcoran had threatened to shoot him about a week earlier  



                                                                                     

when he and Vallier had first moved in.  



                                                                                                                                                                                              

                              Zurlo admitted that he did not see Corcoran with a gun on the night of the  



                                                                                                                                                                                           

shooting.  But he told Halbert that he thought Corcoran had a gun because of "the way  



                                                                                                                                                                                       

[Corcoran] was standing [and] the way he was presenting himself." According to Zurlo,  



                                                                                                                                                                                          

Corcoran had a drink in his left hand and he was "putting his right hand behind his back  



                                                                                                                                                                                          

as he's saying, I can just fucking end you right now." Zurlo said he "[didn't] know what  



                                                                                                                                                        

happened" and he "thought for sure [Corcoran] was reaching for a weapon."  



                                                                                                                                                                                            

                              Zurlo was charged with first-degree murder and a grand jury hearing was  



                                                                                     

held May 15-16, 2014 in Fairbanks.  



        1      The following is a representative sample of the way Zurlo answered Investigator                                        



Halbert's questions:  



                       Investigator Halbert :  Last night, did he threaten to kill you, threaten any  

               harm?  

                       Zurlo :  He - he said, I could end - I can end you right here and now.  

                       Investigator Halbert :  Where was he at?  

                       Zurlo :  Or I can end you right now.  

                       Investigator Halbert :  Where was he at when he said that?  

                       Zurlo :  He was right there.  

                       Investigator Halbert :  Did you feel he could do that?  

                       Zurlo :  He made that statement, started reaching behind his back, and the  

               only thing I pictured was a gun coming out, and I just fired.   



                                                                                             - 4 -                                                                                        2720
  


----------------------- Page 5-----------------------

                                                                     On the day of the grand jury hearing, but before it began, the prosecutor                                                                                                                                                                                                                                                      



interviewed Serena Vallier.                                                                                                                    A paralegal from the prosecutor's office took notes of the                                                                                                                                                                                                                                   



interview.   In the interview, Vallier told the prosecutor that, although she did not hear                                                                                                                                                                                                                                                                                                                                          



Corcoran threaten to kill Zurlo on the night of the shooting, Corcoran had "more than                                                                                                                                                                                                                                                                                                                                                



once said he was going to shoot [Zurlo]."                                                                                                                                                                               Vallier also corroborated Zurlo's claim that                                                                                                                                                                    



Corcoran threatened to shoot Zurlo the first night they moved in and that Corcoran told                                                                                                                                                                                                                                                                                                                                                 



the couple that he had a gun, although they did not see one.                                                                                                                                                                                                                                                                            Vallier also said that                                                                         



Corcoran kept a gun in the back of his waistband.                                                                                                                                                      



                                                                     A few hours after this interview, the prosecutor told the grand jury in his                                                                                                                                                                                                   



opening statement that Corcoran "wasn't known to carry a gun on his person or anything                                                                                                                                                                                                                                                                                                                         



like that." Vallier was called as a witness to testify. The prosecutor did not ask her about                                                                                                                                                                                                                                                                                                                                   



Corcoran's prior threat to shoot Zurlo; nor did he ask whether Corcoran was known to                                                                                                                                                                                                                                                                                                                                                             



carry a gun.                                                   



                                                                     After Vallier testified, the prosecutor called Trooper Joseph Harris as a                                                                                                                                                                                                                                                                                                        



witness. Trooper Harris testified regarding Zurlo's post-arrest statements to Investigator                                                                                                                                                                                                                                                                                                    



Halbert.  



                                                                     Trooper Harris was authorized to testify regarding Zurlo's statements to                                                                                                                                                                                                                                         



Investigator Halbert under Alaska Criminal Rule 6(r)(3), which allows a peace officer  



who is involved in a criminal investigation to testify to another peace officer's statements                                                                                                                                                                                                                                                                                                          



and observations made during the course of the investigation, provided that additional                                                                                                                                             



evidence   is   introduced   to   corroborate   the   statement.     Criminal   Rule   6(r)(3)   is   an  



exception to the general rule that hearsay that would be inadmissible at trial is also                                                                                                                                                                                                                                                                                                                                               



                                                                                                                                                                                                                                                                                                                                                      2  

inadmissible before the grand jury absent compelling justification.                                                                                                                                                                                                                                                                                        



                 2                Alaska R. Crim. P. 6(r)(1).  



                                                                                                                                                                                                                  -  5 -                                                                                                                                                                                                              2720
  


----------------------- Page 6-----------------------

                    However, there are limits to how this exception can be used. Criminal Rule  

                                                                                                                              



6(r)(4) specifically provides that "[i]f the testimony presented by a peace officer under  

                                                                                                                            



[Criminal  Rule  6(r)(3)]  is  inaccurate  because  of  intentional,  grossly  negligent,  or  

                                                                                                                                 



negligent misstatements or omissions,thenthecourt shall dismiss an indictment resulting  

                                                                                                                        



from the testimony if the defendant shows that the inaccuracy prejudices substantial  

                                                                                                                     



rights of the defendant."  

                    



                    As the superior court later found, Trooper Harris did not accurately portray  

                                                                                                                          



Zurlo's statements to the grand jury. The substance of Trooper Harris's testimony began  

                                                                                                                            



as follows:  

                   



                              Prosecutor : . . . first of all, did [Zurlo] admit to killing  

                                                                                                       

                     Steven Corcoran?  

                                 



                              Harris :  He admitted to shooting him in the face.  

                                                                                                           



                              Prosecutor :  Okay.  And what was his initial story of  

                                                                                           

                    about how that occurred?  

                                             



                              Harris :  He said that they were in an argument, that  

                                                                                                           

                     Steven had come down the stairs. They got into an argument.  

                                                                                                                  

                    That he pulled a firearm from his waistband and shot him in  

                                                                                                              

                    the face.  

                           



                    Trooper Harris subsequently testified that Zurlo had "chang[ed] his story,"  

                                                                                                                           



and he told the grand jury that Zurlo had originally said that he pulled his gun from his  

                                                                                                                                 



waistband  but  he  later  admitted  that  he  pulled  the  gun  from  the  nightstand.                                       The  

                                                                                                                               



following exchange then occurred:  

                                                       



                              Prosecutor :  Okay. And why did he say that he shot  

                                                                                                          

                     [Corcoran]?  



                              Harris :  He said it was just a reaction.  

                                                                             



                              Prosecutor:  Okay. Did he state that he was threatened  

                                                                                                 

                    - well, did he say that he was physically assaulted, anything  

                                                                                                    

                    like that?  

                            



                                                               -  6 -                                                         2720
  


----------------------- Page 7-----------------------

                              Harris :  No, he did not.  

                                                              



                    Trooper Harris then testified that Zurlo said that he did not see Corcoran  

                                             



with a gun that night, and he testified that Zurlo "never said that he saw [Corcoran]  

                                                                                                                    



carrying a gun before." Trooper Harris also testified that the troopers had not found any  

                                                                                                                                



handguns belonging  to  Corcoran  when  they  searched  the house,  although  they  did  

                                                                                                                                



recover "a couple of rifles."  (The night after the grand jury proceeding was over, the  

                                                                                                                



troopers received a handgun belonging to Corcoran that had been found by Corcoran's  

                                                                                                                    



girlfriend among his possessions.)  

                                                      



                    At the conclusion of the grand jury proceeding, the grand jury indicted  

                                                                                                                        



Zurlo on one count of first-degree murder for intentionally killing Corcoran.  

                                                                                                                       



                    Zurlo  subsequently  moved  to  dismiss  the  indictment,  arguing  that  the  

                                                                                                                                



prosecutor had violated his duty to present exculpatory evidence and that the prosecutor  

                                                                                                                     



had presented grossly inaccurate and misleading evidence to the grand jury in violation  

                                                                                                                        



of Criminal Rule 6(r)(4).  The State opposed the motion.  

                                                                            



                    The superior court denied the motion.  The court concluded that, because  

                                                                                                                         



Vallier's grand jury testimony did not corroborate Zurlo's exculpatory statements, the  

                                                                                                                                



prosecutor  had  either  not  violated  his  duty  to  provide  exculpatory  evidence  or,  

                                                                                                                                



alternatively, that any violation was harmless.  The court expressed concern, however,  

                                                                                                                       



regarding the omissions and inaccuracies in Trooper Harris's testimony.  

                                                                                                                



                    The court was particularly disturbed by what it viewed as a "conscious  

                                                                                                                    



decision" on the part of the prosecutor to prevent the grand jury from learning about  

                                                                                                              



Zurlo's claim of self-defense.  The court noted that the prosecutor had started to ask the  

                                                                                                                                 



trooper  whether  Zurlo  said  that  Corcoran  threatened  him,  but  the  prosecutor  then  

                                                                                                                              



reformulated the question to ask only whether Corcoran had physically assaulted Zurlo.  

                                                                                                                                      



The court noted that "[t]he pause and restatement of the second question suggests it was  

                                                                                                                               



[a] conscious decision by the prosecutor not to ask a question that would necessitate  

                                                                                                                    



                                                               -  7 -                                                         2720
  


----------------------- Page 8-----------------------

opening up testimony about self-defense."                                                                                                                                                                   The court further found that "[t]he failure of                                                                                                                                                           



the State to elicit the full account of Zurlo's explanation of what he was reacting to is an                                                                                                                                                                                                                                                                                                                        



omission" in violation of Criminal Rule 6(r)(4).                                                                                                                                                 



                                                                Despite these findings, the court denied the motion to dismiss, concluding                                                                                                                                                                                                                               



that Zurlo had failed to show that the grand jury "almost surely" would have failed to                                                                                                                                                                                                                                                                                                                                



indict if these violations had not occurred.                                                                                                                 



                                                                At the time the superior court issued its order, the court was unaware of                                                                                                                                                                                                                                                                           



Vallier'sinterviewwith                                                                                            theprosecutor in                                                                which she  had  corroborated Zurlo's claims that                                                                                                                                                            



Corcoran was known to carry a handgun and that he had threatened to shoot Zurlo a                                                                                                                                                                                                                                                                                                                                        



week earlier.                                                   The prosecutor had not provided the defense with the paralegal's notes in                                                                                                                                                                                                                                                                             



discovery.   The prosecutor also did not alert the court to the existence of these partially                                                                                                                                                                                                                                                                                           



corroborating statements, even though the court's decision relied on the lack of any                                                                                                                                                                                                                                                                                                                        



corroboration for Zurlo's statements.                                                                                                                                                



                                                                Nine   months   later,   shortly   before   trial,   the   prosecutor   produced   the  



paralegal interview notes in discovery to the defense.                                                                                                                                                                                                            The defense lawyer then moved                                                                                               



 for reconsideration of the motion to dismiss the indictment. The court denied the motion                                                                                                                                                                                                                                                                                                     



 for reconsideration.   



                                                                At trial, the jury acquitted Zurlo of first-degree murder but convicted him                                                                                                                                                                                                                                                                 



                                                                                                                            3  

of second-degree murder.                                                                                                                                                                       

                                                                                                                                      This appeal followed.  



                                                                                                                                                                                                                                                                                                                          

                                 The role of the prosecutor at grand jury under Alaska law  



                                                                Article I, section 8 of the Alaska Constitution provides, in pertinent part,  



                                                                                                                                                                                                                                                                                                                                                                                                

that "[n]o person shall be held to answer for a capital, or otherwise infamous crime,  



                3               AS 11.41.100(a)(1)(A) (murder in the first degree); AS 11.41.110(a)(1) (murder in   



the second degree).  



                                                                                                                                                                                                     -  8 -                                                                                                                                                                                                2720
  


----------------------- Page 9-----------------------

unless on a presentment or indictment of a grand jury."                                                                   The constitutional right to a                              



 grand jury indictment in a felony prosecution "ensures that a group of citizens will make                                                                                   



 an independent determination about the probability of the accused's guilt 'before the                                                                                           



 accused suffers any of the grave inconveniences which are apt to ensue upon the return                                                                                    



                                                     4 

                                                                                                                                                                            

 of a felony indictment.'"   More than just a rubber stamp of the prosecution, the grand  



                                                                                                                                                                                

jury "plays a protective role by operat[ing] to control abuses by the government and  



                                                                                        5  

                                                                    

protect[ing] the interests of the accused." 



                                                                                                                                                                     

                             The duty of a prosecutor to inform the grand jury of exculpatory evidence  



                                                                                                                                                                                    

 arises directly from the independence of the grand jury and the protective role it is  



                                                                                                                                                                             

 intended to play in Alaska's criminal justice system. More than forty years ago, in Frink  



                                                                                                                                                                            

 v. State, the Alaska Supreme Court reasoned that, unless the grand jury was made aware  



                                                                                                                                                                       

 of evidence tending to negate the defendant's guilt, it could not be expected to exercise  



                                                                                                                                                         

 its powers to call additional witnesses and to inquire further into issues which it might  



                                     6  

                                                                                                                                                                             

                                          The court therefore held that a prosecutor had an affirmative duty,  

 deem significant. 



                                                                                                                                                                                      7  

                                                                                                                                                                                          

under Alaska Criminal Rule 6(q), to present exculpatory evidence to the grand jury. 



                                                                                                                                                                                 

 This  duty  is  consistent  with  the  American  Bar  Association's  ethical  standards  for  



        4      Cameron v. State, 171 P.3d 1154, 1156 (Alaska 2007) (quoting State v. Gieffels                                                                                 , 554  



P.2d 460, 465 (Alaska 1976)); see also Wassillie v. State, 411 P.3d 595, 608 (Alaska 2018)..  



        5      Cameron, 171 P.3d at 1156 (alteration in original) (citations and internal quotation  



                                                   

marks omitted); see also Preston v. State, 615 P.2d 594, 602 (Alaska 1980) ("The grand jury  

                                                                                             

 functions as a 'shield' as well as a 'sword' of justice, and 'should operate to control abuses  

                                                                                              

by the government and protect the interests of the accused.'" (quoting United States v. Cox,  

 342 F.2d 167, 186 n.1 (5th Cir. 1965) (Wisdom, J., concurring) and Coleman v. State, 553  

P.2d 40, 47 (Alaska 1976))).  



        6     Frink v. State, 597 P.2d 154, 165-66 (Alaska 1979).  



        7     Id. at 164.  



                                                                                       -  9 -                                                                                 2720
  


----------------------- Page 10-----------------------

                          8  

prosecutors  and with "the proper role of the district attorney in a criminal prosecution,"                                                                        



                                                                                                                                        9  

which is to seek justice, not simply indictment or conviction.                                                                              



                                                                                                                                                                               

                              The  Frink  court  also  made  clear,  however,  that  the  duty  to  present  



                                                                                                                                                                               

exculpatory evidence to the grand jury "does not turn the prosecutor into a defense  



                       10 

                                                                 

attorney."                  The prosecutor "does not have to develop evidence for the defendant and  



                                                                                                                                     11  

                                                                                                                                                                                    

present  every  lead  possibly  favorable  to  the  defendant."                                                                              As  the  supreme  court  



                                                                                                                                                                                         

explained in a later case, there is a difference between evidence that is exculpatory and  



                                                                                      12  

                                                        

evidence that is "merely inconsistent." 



        8      See id. at 165 ("The prosecutor should disclose to the grand jury any evidence which                                                             



he knows will tend to negate guilt." (quoting ABA Standards Relating to the Prosecution  

Function and the Defense Function                                              § 3.6(b) (Approved Draft 1971))).   The current ABA  

 standards define the prosecutor's duty as follows:  



               A prosecutor with personal knowledge of evidence that directly negates the                                                                 

               guilt of a subject of the investigation should present or otherwise disclose that     

               evidence to the grand jury.  The prosecutor should relay to the grand jury any                                                                              

               request by the subject or target of an investigation to testify before the grand   

               jury, or present other non-frivolous evidence claimed to be exculpatory.  



ABA Criminal Justice Standards for the Prosecution Function § 3-4.6(e) (4th ed. 2017).  



        9      Frink, 597 P.2d at 165.  



        10     Id. at 166.  



        11     Id.  

                       



        12     Preston v. State, 615 P.2d 594, 602 (Alaska 1980); see also Milligan v. State, 286 P.3d  



 1065, 1071 (Alaska App. 2012) ("The mere fact of inconsistency does not automatically  

                                                                                                                                                

convert all such evidence into exculpatory material." (quoting                                                                        Preston, 615 P.2d at 602));  

State v. McDonald, 872 P.2d 627, 639 (Alaska App. 1994) (holding that evidence that "may  

                                                                                                                                             

well be exculpatory in the limited sense that it may be the kind of evidence skilled counsel  

                                                                               

might develop" does not necessarily "tend to negate [a defendant's] guilt in its own right").  



                                                                                          -  10 -                                                                                      2720
  


----------------------- Page 11-----------------------

                         Thus,    this    Court    has    previously  held    that    evidence    is    considered  



 "exculpatory" for purposes of a prosecutor's duty to disclose such evidence to the grand                                                           



                                                                                                                                13  

jury only if the evidence is "substantially favorable to the defendant."                                                                      

                                                                                                                                    And evidence  



                                                                                                                                                    

is considered "substantially favorable to the defendant" only if it tends, in and of itself,  



                                                        14  

                                                                                                                                              

                                                             Moreover, the failure to present exculpatory evidence  

to negate the defendant's guilt. 



                                                                                                                                              

to the grand jury is generally rendered harmless where the strength of the evidence  



                                                                                                                                                       

presented to the grand jury is more than enough to allow the grand jury to return a true  



        15  

bill.       



                                                                                                                                                          

                         The prosecutor's duty to present exculpatory evidence is also informed by  



                                                                                          16  

                                                                                                                                                           

the prosecutor's duty of candor and fair dealing.                                             As the supreme court explained in  



                                                                                                                                          

Preston v. State, the purpose of the Frink rule is not to turn the grand jury proceeding  



       13    See, e.g.,   Williams v. State, 418 P.3d 870, 877-78 (Alaska App. 2018); Shorthill v.  



State, 354 P.3d 1093, 1114-15 (Alaska App. 2015);                                           Milligan , 286 P.3d at 1071;                      Cathey v.  

State, 60 P.3d 192, 195 (Alaska App. 2002);                                  McDonald , 872 P.2d at 639; Lipscomb v. State ,  

 700 P.2d 1298, 1302 (Alaska App. 1985);  Tookak v. State, 648 P.2d 1018, 1021 (Alaska   

App. 1982).  



       14    See Williams, 418 P.3d at 877-78; Milligan , 286 P.3d at 1071; Cathey, 60 P.3d at 195;  



McDonald , 872 P.2d at 639.  



       15    See Lipscomb, 700 P.2d at 1304 n.4 (noting that even if the prosecutor had introduced  

                                                                                                            

the exculpatory evidence, the other testimony and physical evidence "was more than enough  

                                                                                

 for the grand jury to return a true bill"); cf. Giacomazzi v. State, 633 P.2d 218, 224 (Alaska  

                                 

 1981)  (use  of  inadmissible  hearsay at  grand  jury will  not  vitiate  an  indictment  if  other  

                                                                                                                                                     

 evidence was presented which justified the indictment).  



       16    See Alaska R. Prof. Conduct 3.3 (requiring candor toward the tribunal); Alaska R.  



Prof.  Conduct  3.4  (requiring  fairness  to  opposing  party  and  counsel);  Alaska  R.  Prof.  

                                                                                                        

 Conduct 3.8(d) (listing special responsibilities of a prosecutor including "timely disclosure  

                                                                                                                                             

to the defense of all evidence or information known to the prosecutor that tends to negate the  

                               

guilt of the accused or mitigates the offense").  



                                                                          -  11 -                                                                     2720
  


----------------------- Page 12-----------------------

                                17  

into "a mini-trial."                 Instead, it is simply to ensure that the evidence presented by the                                         



                                                                                                                                                   18  

prosecutor is "reasonably complete and fair in the context of a grand jury proceeding."                                                                



                                                                                                                                               

                       Therequirement that theprosecutor's presentationofevidenceatgrandjury  



                                                                                                                                

be "reasonably complete and fair" is universally recognized, even among jurisdictions  



                                                                          

that do not impose an affirmative duty on prosecutors to present exculpatory evidence  



                               19  

                                                                                                                           

to the grand jury.                 For example, Illinois courts do not recognize any duty to present  



                                                                                                                                        

exculpatory evidence to the grand jury, but they do recognize that "[t]he due process  



                                                                                                                               

rights of a defendant may be violated if the prosecutor deliberately or intentionally  



                                                                                                                                            

misleads  the grand jury, uses known perjured or false testimony, or presents other  



                                                           20  

                                                                 

deceptive or inaccurate evidence." 



                                                                                                                                 

                       Other jurisdictions that recognize a limited duty to present exculpatory  



                                                                                                                                                 

evidence to the grand jury have similarly cautioned prosecutors against misleading the  



                                                    

grand jury with inaccurate or incomplete information.  As the Massachusetts Supreme  



                                                          

Court explained in a recent case:  



                                                                                                               

                       A   prosecutor   is   not   required   to   present   all   possibly  

                                                                                                            

                       exculpatory  evidence  to  a  grand  jury.                               But  a  prosecutor  

                                                                                                                       

                       cannot be permitted to subvert the integrity of grand jury  



      17   Preston, 615 P.2d at 602 (quoting State v. Gieffels, 554 P.2d 460, 465 (Alaska 1976)).  



      18   Id.  at 603; see also Frink v. State                  , 597 P.2d 154, 166 (Alaska 1979) (concluding that  



prosecutor's  presentation  constituted  "a   reasonable  and  fair  presentation"  of   relevant  

evidence).  



      19    See ABA Criminal Justice Standards for the Prosecution Function  § 3-4.5 (4th ed.  

                                                                                                                            

2017).  



      20   People v. DiVincenzo, 700 N.E.2d 981, 991 (Ill. 1998), abrogated on other grounds  



by People v. McDonald, 77 N.E.3d 26 (Ill. 2016).  



                                                                      -  12 -                                                                2720
  


----------------------- Page 13-----------------------

                      proceedings by selling the grand jury shoddy merchandise                     

                      without appropriate disclaimers.                    [21]  



                                                                                                                                

The current American Bar Association Standards for the Prosecution Function likewise  



                                                                                                                                       

emphasize that "the prosecutor should respect the independence of the grand jury and  



                                                                                                                                        

should not preempt a function of the grand jury, mislead the grand jury, or abuse the  



                                               22  

                                      

processes of the grand jury." 



                                                                                                                                       

                      Therequirement that theprosecutor'spresentation ofevidenceatgrandjury  



                                                                                                                                      

be "reasonably complete and fair" also provides the underpinning for criminal rules such  



                                                                                                                                 

as Alaska Criminal Rule 6(r)(4), which is directly at issue in this case.   As already  



                                                                                                                                       

explained, Alaska Criminal Rule 6(r)(3) authorizes peace officers to testify at grand jury  



                                                                                                                   

to the hearsay statements and observations of another peace officer involved in the  



                                                                                                                               

investigation, even though such testimony would be inadmissible at trial.  But Criminal  



                                                                                                                                  

Rule 6(r)(4) imposes significant limitations on this practice.  This rule provides that:  



                                                                                                        

                      If the testimony presented by a peace officer under [Criminal  

                                                                                                           

                      Rule 6(r)(3)] is inaccurate because of intentional, grossly  

                                                                                                                   

                      negligent, or negligent misstatements or omissions, then the  

                                                                                                        

                      courtshall dismiss an indictment resulting fromthetestimony  

                                                                                                     

                      if  the  defendant  shows  that  the  inaccuracy  prejudices  



                                                                              [23]  

                                                             

                      substantial rights of the defendant. 



                                                                                                                                      

The underlying purpose of this provision is clear:  Under Alaska law, prosecutors bear  



                                                                                                                                       

an affirmative duty to ensure that the hearsay testimony of peace officers is accurate and  



     21    Commonwealth v. Hall, 147 N.E.3d 1078, 1093 (Mass. 2020) (citations and internal  



quotation marks omitted).  



     22    ABA Criminal Justice Standards for the Prosecution Function   § 3-4.5(a) (4th ed.  



2017).  



     23    Alaska R. Crim. P. 6(r)(4).  



                                                                 -  13 -                                                             2720
  


----------------------- Page 14-----------------------

that the officer's testimony does not mislead the grand jury or distort the known evidence                                                                    



                       24  

in the case.                 



                                                                                                                                                          

              The prosecutor in the current case violated his duty of candor and fair  

                                                                                                                                        

              dealing and did not provide a reasonably complete and fair presentation  

                                        

              to the grand jury  



                                                                                                                                                                      

                           Here, there is no question that the peace officer's testimony was both  



                                                                                                                                                              

incomplete and misleading.  The peace officer testified that Zurlo admitted to shooting  



                                                                                                                                                                    

Corcoran.  But he did not testify to the remainder of Zurlo's statement - that Zurlo  



                                                                                                                                                                        

claimed to have shot Corcoran in self-defense because Corcoran threatened his life and  



                                                                                                                                                            

appeared to be reaching for a gun. As a result, the grand jury was left with the erroneous  



                                                                                                                                                                           

impression that Zurlo had confessed to shooting Corcoran essentially for no reason.  



                                                                                                                                                                          

                           The  Massachusetts  Supreme  Court  addressed  a  similar  situation  in  



                                                      25  

                                                                                                                                                                         

Commonwealth v. O'Dell.                                     In that case, the defendant had given a statement to the  



                                                                                                                                                                         

police in which he admitted to being the driver of a van that was used as a getaway car  



                                         26  

                                                                                                                                                                         

                                              Although the defendant admitted to being in the van with the co- 

following a robbery. 



                                                                                                                                                     

defendant who committed the robbery, he denied knowing both that the co-defendant  



       24    See   Wassillie  v.  State,  411  P.3d  595,  608  (Alaska  2018)   (stating  that  "Alaska's  



atypically strict evidentiary standards for grand jury proceedings reflect the constitutional          

framers' concerns about prosecutors' control over what the grand jury hears");                                                                          Cameron v.  

State,   171  P.3d  1154,  1157-59  (Alaska  2007)   (noting   that  the  requirements  of   Alaska  

Criminal Rule 6 "would be empty if the prosecutor were not required to inform the grand jury                                                          

of the existence of such [exculpatory] evidence").  



       25     Commonwealth v. O'Dell, 466 N.E.2d 828, 830 (Mass. 1984).  



       26    Id.  

                     



                                                                                 -  14 -                                                                              2720
  


----------------------- Page 15-----------------------

                                                                                                                                                 27  

was going to commit a robbery and that the co-defendant had committed a robbery.                                                                      



                                                                                                                                                

The defendant also admitted that the co-defendant had yelled "[l]et's get out of here" but  



                                                                                                                                   28  

                                                                                                                 

he claimed that he thought the co-defendant had only done some shoplifting. 



                                                                                                                                                 

                       At the grand jury, a detective testified to the defendant's statement, but he  



                                                                                                                                                

omitted any reference to the defendant's denial of involvement in, or knowledge of, the  



              29                                                                                                                            30  

robbery.                                                                                                                                         

                   The superior court dismissed the indictment based on those omissions. 



                                                                                                                                                  

                       In affirming the dismissal, the Massachusetts Supreme Court noted that it  



                                                                                                                                

considered the omissions to have been more than "a mere withholding of exculpatory  



                  31  

evidence."                                                                                                                           

                      As the court explained, the presentation of the defendant's edited statement  



                                                                                                                                              

"tended to distort the meaning of that portion of the defendant's statement that was  



                                                                                                                                    

repeated to the grand jury and, in addition, strongly suggested, incorrectly, an admission  



                                 32  

                                                                                                                                          

                                      The court noted that, because it would be reasonable for a person  

of guilt by silence." 



                                                                                                                                            

who did not know about the robbery to disclaim knowledge of the robbery at the same  



                                                                                                                                             

time that he admitted having been the driver of the van, the grand jury was likely to treat  



                                                                                                                               33  

                                                                                                                                            

the defendant's statement as a full confession of guilt when it was not one.                                                       The court  



                                                                                                                                      

further concluded that this selective presentation of the defendant's statement impaired  



      27   Id.  



      28   Id.  



      29   Id. at 828-29.  



      30   Id.  



      31   Id. at 830.  



      32   Id.  



      33   Id.  



                                                                     -  15 -                                                                 2720
  


----------------------- Page 16-----------------------

the integrity of the grand jury proceedings and required dismissal without prejudice of                                                                 



                           34  

the indictment.                 



                                                                                                                                                     

                        The current case is remarkably similar to O'Dell. Here, the prosecutor was  



                                                                                                                                                

well  aware  that  Zurlo  claimed  that he shot Corcoran  because (according  to  Zurlo)  



                                                                                                                    

 Corcoran had threatened to kill or "end" Zurlo "here and now" while reaching behind  



                                                                                                                                                   

his back for what Zurlo believed was a gun.  The prosecutor was also well aware, from  



                                                                                                                                                    

both Zurlo's statements and Vallier's corroborating statements in her pre-grand jury  



                                                                                                                                   

interview, that Corcoran had threatened to shoot Zurlo under very similar circumstances  



                                                                                                                                                      

less than a week earlier, and that Corcoran was known to carry a gun in the back of his  



waistband.  



                                                                                                                                                 

                        In defending his decision not to present Zurlo's statements to the grand  



                                                                                                                                                       

jury, the prosecutor argued that he was not required to present what he considered to be  



                                                                                                                                                   

 false statements  by the defendant.   But it was the grand jury that was tasked with  



                                                                                                                                                     

 determining  the  potential  meaning  and  significance  of  these  statements,  not  the  



                     35  

prosecutor.                                                                                                                                          

                         As a member of this Court has previously noted, the State "must not lose  



                                                                                                                                                     

 sight  of  the  fact  that  it  is  the  prosecutor  who  serves  the  grand  jury  and  not  the  



                    36  

 converse."             



      34    Id. at 830-31.  



      35    See Coleman v. State, 553 P.2d 40, 52 (Alaska 1976) ("In order to determine whether  



                                                                                                                        

other available evidence will explain away the charge, the grand jury had the right to know  

                                                                                                    

if the defendant had made any exculpatory statements to the police."); Frink v. State, 597  

                                                                                                       

P.2d 154, 165 (Alaska 1979) (noting that the "grand jury cannot be expected to call for  

                      

 evidence of which it is kept ignorant" (quoting Johnson v. Superior Court , 539 P.2d 792, 794  

 (Cal. 1975) (en banc))).  



      36     Gaona v. State, 630 P.2d 534, 539 (Alaska App. 1981) (Bryner, J., concurring); see  



also Alaska R. Crim. P. 6(i) (specifying that the prosecutor has a duty "to advise [the grand  

                                                                                                                        

jury] of their duties");  Cameron v. State, 171 P.3d 1154, 1157-58 (emphasizing that the  

                                                               

                                                                                                                                    (continued...)  



                                                                        -  16 -                                                                    2720
  


----------------------- Page 17-----------------------

                                                     Moreover, the flaw in the presentation of evidence to the grand jury goes                                                                                                                                                                                                     



 much deeper than just a failure to introduce exculpatory statements.                                                                                                                                                                                                                   By selectively   



 curating   Zurlo's   statements   so   that   the   grand   jury   heard   only   the   portion   that   was  



 inculpatory -                                               i.e., Zurlo's admission that he shot Corcoran - without hearing the                                                                                                                                                                                                        



 exculpatory statements that provided the direct context for the inculpatory statements -                                                                                                                                                                                                                                                  



 i.e., Zurlo's claim that he shot Corcoran                                                                                                                   in self-defense                                           - the testifying officer actively                                                              



 misrepresented what Zurlo had said.                                                                                                             And the prosecutor not only allowed this to occur                                                                                                                             



 but directly sanctioned the deception by rephrasing his own question to ensure that the                                                                                                                                                                                                                                                



jury did not hear about Corcoran's threats to Zurlo:                                                                                                                                                         



                                                                               Prosecutor :   Okay. And why did he say that he shot                                                                                                                                            

                                                      [Corcoran]?  



                                                                               Harris :   He said it was just a reaction.                                                                     



                                                                               Prosecutor:   Okay. Did he state that he was threatened                                                                                                                  

                                                     -  well, did he say that he was physically assaulted, anything                                                                                                                                           

                                                     like that?   



                                                                               Harris :   No, he did not.                                                    



 This exchange appears to have been intended to leave the grand jury with the impression                                                                                                                                                                                                                  



 not only that Zurlo was never physically attacked by Corcoran but also that Zurlo was                                                                                                                                                                                                                       



 never threatened by Corcoran and never claimed to have felt threatened by Corcoran.                                                                                                                                                                                                                                                                 



                                                     The   distinction   between   a   prosecutor   failing   to   introduce   exculpatory  



 evidence   and   a   prosecutor   actively   misleading   the   grand   jury   to  believe   that   such  



 exculpatory evidence does not exist is illustrated by a series of New York appellate                                                                                                                                                                                                                          



 cases.   In New York, prosecutors do not have an affirmative duty to present exculpatory                                                                                                                                                                                                             



              36           (...continued)  



 safeguards provided through Criminal Rule 6 "help[] prevent the grand jury from becoming  

                                                                                                                                                                                                                                                                                                                

 a mere rubber stamp for the prosecutor or an administrative arm of the district attorney's  

                                                                                                                                                                                                                                                                                  

 office" (citations and internal quotation marks omitted)).  



                                                                                                                                                                -  17 -                                                                                                                                                             2720
  


----------------------- Page 18-----------------------

evidence to the grand jury, but they are not permitted to present a defendant's statement                                                                                                                                                            



in a way that is misleading.                                                                    In  People v. Isla                                        , a New York appellate court strictly                                                             



admonished the prosecutor for engaging in this type of curation:                                                                                                                                               



                                          While the prosecutor usually has wide discretion in these                                                                                                                    

                                          matters and is not strictly required to present exculpatory                                                                                             

                                           evidence in seeking the Grand Jury's indictment[,] . . . it                                                                                                                    

                                           seems more than just a little unfair for the People's attorney,                                                                                                   

                                           in this case, not to have disclosed the whole of defendant's                                                                                            

                                           confession.    Merely   having   the   officer   testify   that   the  

                                           defendant "said that he had shot a man the manager during an                                                                                                                           

                                           argument" is not enough.                                                          He should have quoted the rest of                                                                    

                                          the sentence, i.e., that defendant had shot "                                                                                           in self-defense                                   ."   

                                           The Grand Jury was entitled to the full story so that it could                                                                                                              

                                          make an independent decision that probable cause existed to                                                                                                                              

                                           support an indictment.                                                 [37]  



                                                                                                                                                                                                                                                 

As a result of Isla, New York courts have adopted a clear rule that when "a prosecutor  



                                                                                                                                                                                                                                                                            

introduces a defendant's inculpatory statement to the grand jury, he is obligated to  



                                                                                                                                                                                                                                         

introduce an exculpatory statement given during the course of the same interrogation  



                                                                                                                                                                                                                                                             38  

                                                                                                                                                                                                                               

which amplifies the inculpatory statement if it supports a justification defense." 



                                                                                                                                                                                                                                                                      

                                           In  the  current  case,  Zurlo's  defense  attorney  made  clear  that  the  



                                                                                                                                                                                                                                                                       

prosecutor's actions had undermined the grand jury's ability to fulfill its protective role  



                                                                                                                                                                                                                                                                         

and make an independent decision regarding the probability of Zurlo's guilt.   In his  



                                                                                                                                                                                                                                                                        

argument to the superior court, the attorney noted that this case involved more than just  



                                                                                                                                                                                                                                              

a failure to inform the grand jury of Zurlo's self-defense claim. Instead, the prosecution  



                                                                                                                                                                                                                                           

"through  their  witnesses  affirmatively  denied  the  existence  of  Zurlo's  self-defense  



           37        People v. Isla, 96 A.D.2d 789, 789 (N.Y. App. Div. 1983) (emphasis added) (citations   



omitted).  



           38  

                                                                                                                                                                                                                  

                     People v. Morel, 131 A.D.3d 855, 860 (N.Y. App. Div. 2015); People v. Falcon, 204  

A.D.2d 181, 181-82 (N.Y. App. Div. 1994).  



                                                                                                                                -  18 -                                                                                                                              2720
  


----------------------- Page 19-----------------------

claim."   As the attorney pointed out, the result was that the grand jury was not only kept                                                                                 



ignorant of the self-defense claim, but it was also effectively prevented from serving its                                                                                      



constitutionally mandated role of protecting the interests of the accused and controlling                                                                     



                                                       39  

                                                                                                                                                                           

abuses by the government.                                    The grand jury had no reason to inquire into whether there  



                                                                                                                                                              

wasadditional evidencethat would "explain away thecharge"becauseitwas specifically  



                                                                                                                                         

led to believe that no such evidence existed and that Zurlo had admitted to shooting  



                                                                                                     

Corcoran during an argument for essentially no reason.  



                                                                                                                                                                    

                            In its order denying Zurlo's motion to dismiss the indictment, the superior  



                                                                                                                

court recognized that the prosecutor had failed in his duty to "fully and fairly" present  



                                                                                                                                                                             

the available evidence.  The superior court also found that the prosecutor's pause and  



                                                                                                                                                                                  

restatement  of  his  question  about  whether  Zurlo  said  that  he  felt  threatened  into  a  



                                                                                                                                                                              

question about physical assault suggested that it was a "conscious decision" by the  



                                                                                                                                                                              

prosecutor not to ask a question that would have allowed the grand jury to hear the full  



                                           

story of what Zurlo said.  



                                                                                                                                                                

                            Thesuperior court nevertheless denied themotionto dismisstheindictment  



                                                                                                                                                            

under the reasoning that Zurlo had failed to prove that introducing the exculpatory  



                                                                                                                                                                      

statements "would almost surely have resulted in a failure to indict."  As Judge Hanley  



                                                                                                                                                                       

explains in his concurrence, the "would almost surely have resulted in a failure to indict"  



                                                                                                                                                                 

language is derived primarily from this Court's unpublished cases and was originally  



                                                                                                                                                                                

intended to be used with regard to a prosecutor's failure to instruct the grand jury on an  



                                                                                                                                                                                   

affirmative defense.  It has never been applied by the supreme court or this Court to a  



       39     See  Cameron,  171  P.3d  at  1156  ("The  grand   jury   plays  a  protective  role  by  



'operat[ing]   to   control  abuses  by   the  government  and  protect[ing]  the  interests  of   the  

accused.'" (quoting Preston v. State, 615 P.2d 594, 602 (Alaska 1980)));                                                                           see also Frink v.  

State, 597 P.2d 154, 165 (1979) ("[T]he vital function [of the grand jury is] protection of the                                                                                

innocent against oppression and unjust prosecution." (quoting State v. Gieffels                                                                         , 554 P.2d 460,  

464 (Alaska 1976))).  



                                                                                    -  19 -                                                                                2720
  


----------------------- Page 20-----------------------

 prosecutor's failure to introduce exculpatory evidence to the grand jury.                                                                                                                                                    It is the wrong          



 standard to apply in circumstances such as the present case where the prosecutor not only                                                                                                                                                                    



 failed to introduce the defendant's exculpatory statements but also sanctioned - and                                                                                                                                                                           



 indeed actively                                   facilitated   - the presentation                                                                  of a highly                            misleading and                                     distorted  



 version of the defendant's statements to the grand jury.                                                                                                                    



                                          A more appropriate standard to use in these circumstances is the one found                                                                                                                                      



 in Criminal Rule 6(r)(4).                                                     That provision provides:                                                        



                                          If the testimony presented by a peace officer under [Criminal                                                                                              

                                          Rule 6(r)(3)]                              is inaccurate because of intentional, grossly                                                                         

                                          negligent, or negligent misstatements or omissions, then the                                                                                                                   

                                          courtshall dismiss an                                            indictment resulting fromthetestimony                                                     

                                          if    the    defendant    shows    that    the    inaccuracy    prejudices  

                                          substantial rights of the defendant.                                                                      [40]  



                                                                                                                                                                                                                                                                

 Here, the prosecutor and the peace officer appear to have actively colluded to ensure that  



                                                                                                                                                                                                                                                    

 the grand jury never heard about Zurlo's self-defense claim. As a result of their actions,  



                                                                                                                                                                                                                                                      

 the grand jury was left with the false impression that Zurlo had confessed to killing  



                                                                                                                                                                                                                                                                   

 Corcoran for essentially no reason.  It is not surprising that the grand jury indicted on  



                                                                                                                                                                                                                                                          

 first-degree murder under these circumstances because there was no reason for the grand  



                                                                                                                                                                                                                                                           

jury to think that this shooting was anything other than an intentional execution.  



                                                                                                                                                                                                                                                                     

                                          Typically, when we assess prejudice in the grand jury context, we look to  



                                                                                                                                                                                                                                                

 whether the grand jury'sdecisionto indict was substantially affected. Thus, for example,  



                                                                                                                                                                                                                                                                 

 the  use  of  inadmissible  evidence  before  a  grand  jury  will  require  dismissal  of  the  



                                                                                                                                                                                                                                                             

 defendant's  indictment  "only  if  the  remaining,  properly  presented  evidence  was  



                                                                                                                                                                                                                                              

 insufficient  to  support  the  return  of  an  indictment  or  if  the  inadmissible  evidence  



           40        Alaska R. Crim. P. 6(r)(4).  



                                                                                                                             - 20 -                                                                                                                           2720
  


----------------------- Page 21-----------------------

                                                                                                                                 41  

appreciably affected the outcome of the grand jury's deliberations."                                                                  In the context of           



false   or   inaccurate   evidence,   the   supreme   court   has   similarly   held   that   "if   the  



unintentional misstatement goes to a nonmaterial fact that would not substantially affect                                                                   

the grand jury's conclusion, it would not be reversible error."                                                       42  



                                                                                                                                                                 

                          But these standards presume that the false evidence was presented to the  



                                                                                                                          43  

                                                                                                                                                                 

grand jury "without knowledge or complicity" of the prosecutor.                                                               Here, in contrast, the  



                                                                                                                                                   

prosecutor was directly complicit in the presentation of a highly misleading version of  



                                                                                                                                                               

facts. The prosecutor was aware that Zurlo claimed that Corcoran threatened to kill him  



                                                                                                                                                                 

and that Corcoran appeared to be reaching for a gun, and, as the superior court found, the  



                                                                                                                                                          

prosecutor made a "conscious decision" to reframe his question to the testifying officer  



                                                                                                                             

to ensure that the grand jury did not hear this material evidence.  



                                                                                                                                                 

                          Bydeliberately misleading thegrand jury about thedefendant'sexculpatory  



                                                                                                                                                        

statements, the prosecutor was actively subverting the integrity of the grand jury process  



                                                                                                                    44  

                                                                                                                                          

                                                                                                                           As the Massachusetts  

and directly  prejudicing the defendant's  substantial rights. 



                                                                        

Supreme Court explained in O'Dell:  



      41     State v. Green, 810 P.2d 1023, 1027 (Alaska App. 1991);                                                see State v. McDonald                    , 872  



P.2d 627, 638 (Alaska App. 1994); Stern v. State, 827 P.2d 442, 445-46 (Alaska App. 1992);  

see also Wassillie v. State, 411 P.3d 595, 608-09 (Alaska 2018) ("An indictment based upon  

                                                                                                   

inadmissible  evidence  is  considered  invalid;  but  if  sufficient  admissible  evidence  was  

                                                                                                                          

presented to the grand jury for it to indict, then the presentation of inadmissible evidence is  

harmless error.").  



      42     McMahan v. State , 617 P.2d 494, 500 (Alaska 1980) (quoting State v. Keith, 612 P.2d  



977, 981 (Alaska 1980)).  



      43     Miller v. State , 629 P.2d 546, 547-48 (Alaska App. 1981); McMahan , 617 P.2d at 500.  



      44  

                                                                                                                              

             Cameron, 171 P.3d at 1159 (emphasizing the importance of an independent grand jury  

                                                                         

that is able to fulfill its constitutionally mandated protective role).   



                                                                             - 21 -                                                                          2720
  


----------------------- Page 22-----------------------

                                        Our affirmance of the dismissal of the indictment results from                                                                                                    

                                        our conclusion that the integrity of the grand jury proceeding                                                                                 

                                        was impaired by an unfair and misleading presentation to the                                                                                                           

                                        grand   jury   of   a   portion   of   a   statement   attributed  to   the  

                                        defendant without revealing that an exculpatory portion of                                                                                       

                                        the   purported   statement   had   been   excised.    We   do   not  

                                        announce   a   rule   that   would   require   prosecutors   in   all  

                                        instances to bring exculpatory evidence to the attention of                                                                                                              

                                        grand juries.                         We are satisfied in this case, however, that the                                                                                

                                        withholding   of   a   portion   of   the   defendant's  statement  

                                        distorted the portion that was repeated to the grand jury in a                                                                                                              

                                        way that so seriously tainted the presentation to that body that                                                                                                     



                                                                                                                                                                                                      [45]  

                                        the indictment should not have been allowed to stand.                                                                                                                  



                                                                                                                                                                                                                                                    

 We  likewise  find  that  the  indictment  in  Zurlo's  case  was  seriously  tainted  by  the  



                                                                                                                                                                                                                                                     

 prosecutor's actions and the superior court therefore erred in failing  to dismiss the  



                                     

 indictment.  



                                                                                                                                                                                                                                                

                                        We acknowledge the temptation to downplay the egregiousness of what  



                                                                                                                                                                                                                                                        

 occurred here because, when all was said and done, the petit jury convicted Zurlo of  



                                                                                                                                                                                                                                               

 second-degree murder (although he was acquitted of first-degree murder). Indeed, some  



                                                                                                                                                                                                                         

jurisdictions  have  held  that  deficiencies  in  the  grand  jury  process  are  nevertheless  



                                                                                                                                                                                46  

                                                                                                                                                                                       

 rendered moot following the defendant's conviction at trial. 



          45         Commonwealth v. O'Dell, 466 N.E.2d 828, 829 (Mass. 1984).  



          46        See United States v. Mechanik, 475 U.S. 66, 72-73 (1986) (holding under federal law   



 that defect in grand jury process was rendered moot by defendant's conviction following                                                                                                           

 error-free trial); People v. Isla, 96 A.D.2d 789, 789-90 (N.Y. App. Div. 1983) (admonishing   

 prosecutor  for  presenting  misleading  version  of   defendant's  statements  but  ultimately  

 concluding that dismissal was not required "since defendant was able to present his defense  

                                                                                                                                               

 of self-defense and justification at trial").  But see Wassillie, 411 P.3d at 608-11 (rejecting  

Mechanik as a matter of state constitutional law).  



                                                                                                                       - 22 -                                                                                                                     2720
  


----------------------- Page 23-----------------------

                         But Alaska law is clear that the grand jury indictment is the "foundation"                                    



underlying a criminal prosecution in this state: "If the indictment is seriously flawed, the                                                             

conviction cannot stand."                      47                                                                                                        

                                                    As the supreme court explained in Adams v. State , "If we  



                                                                                                                                                           

were to find that a trial could validate an otherwise invalid indictment, the right to  



                                                                                                                                                           

indictment by a grand jury would become a nullity and the grand jury would cease to  



                                                                                                                                                 48  

                                                                                                                                                           

operate as a check upon the district attorney's power to initiate prosecution."                                                                        It is  



                                                                                                                                                 

likely  true  that  a  defendant's  constitutional  right  to  indictment  under  the  Alaska  



                                                                                                                                                          

 Constitution would ultimately become meaningless if prosecutors were permitted to  



                                                                                                                                      

manipulate and misrepresent evidence in the manner that occurred here.  



                                                                                                                                                           

                         Accordingly,  because  the  prosecutor  violated  his  duty  to  present  a  



                                                                                                                                                        

"reasonably  complete  and  fair"  presentation  to  the  grand  jury  and  because  the  



                                                                                                                                                 

prosecutor's actions subverted the integrity of the grand jury proceeding, we reverse  



                                                                                                                                                           49  

                                                                                                                                                                

Zurlo's conviction and remand this case to the superior court for further proceedings. 



             Conclusion  



                                                                                                                                                          

                         The  judgment  of  the  superior  court  is  REVERSED  and  this  case  is  



                                                                                                                            

REMANDED for further proceedings consistent with this opinion.  



      47     Taggard v. State, 500 P.2d 238, 243 (Alaska 1972).  



      48    Adams v. State , 598 P.2d 503, 510 (Alaska 1979); see also Wassillie, 411 P.3d at 612  



                   

 ("Only by reversing a conviction based on an invalid indictment can we safeguard the grand  

jury's role as a check on overzealous prosecution.").  



      49  

                                                                                                           

             Because we are reversing Zurlo's conviction, we do not reach his other claims on  

appeal.  



                                                                          - 23 -                                                                      2720
  


----------------------- Page 24-----------------------

Judge HANLEY, concurring.            



                           In  Frink v. State               , the Alaska Supreme Court held that the prosecutor in a                                                       



felony case is required to present to the grand jury information that reasonably tends to                                                                                



                                                                                                                                               1  

negate guilt and to present information in a "reasonable and fair" manner.                                                                                             

                                                                                                                                                  The State fell  



                                                                                                                                                                     

far short of these duties in its grand jury presentation of evidence against Zurlo.  The  



                                                                                                                                                            

supreme court has also held that "[t]he indictment is the foundation underlying a criminal  



                                                                                                                                                                           2  

                                                                                                                                                                               

prosecution.                 If  the  indictment  is  seriously  flawed,  the  conviction  cannot  stand." 



                                                                                                                                                                           

Because the grand jury presentation and resulting indictment were seriously flawed, I  



                                                                                                                                   

agree with the majority that Zurlo's conviction should not stand.  



                                                                                                                                                                      

                           I write separately only to express concern regarding how some of the  



                                                                                                                                            

protections of Frink appear to have been eroded in our case law over time.  



                                                                                                                                                              

                           When  the  Frink  court  imposed  the  duty  on  the  prosecutor  to  present  



                                                                                                                                                                        

exculpatory  evidence,  it  explained  that  "evidence  tending  to  refute"  guilt  must  be  



                     3  

presented.                                                                                                                                              

                          To support its conclusion, the court cited with approval the California  



                                                                                                                                                              

Supreme Court's holding that a prosecutor must present evidence "reasonably tending  



                                  4  

                                                                                                                                                                

to  negate  guilt."                     It  further  cited  the  American  Bar  Association's  standard  that  if  



                                                                                                                                                           

evidence that "tend[s] to negate guilt" is known to the prosecutor, it should be disclosed  



                                 5  

                                                                                                                                                                      

to the grand jury.                  It ultimately concluded that the prosecutor's presentation in Frink was  



       1     Frink v. State, 597 P.2d 154, 165-66 (Alaska 1979).  



       2      Taggard v. State, 500 P.2d 238, 243 (Alaska 1972).  



       3     Frink, 597 P.2d at 165.  



       4     Id. (quoting Johnson v. Superior Court , 539 P.2d 792, 796 (Cal. 1975) (en banc)).  



       5     Id.  at 165 (quoting ABA Standards Relating to the  Prosecution Function and the  



Defense Function  § 3.6(b) (Approved Draf                                         t 1971)).  



                                                                                 - 24 -                                                                             2720
  


----------------------- Page 25-----------------------

                                                                                                   6  

"reasonable and fair" and did not violate the State's obligation.                                     The following year, in           



                         7                                8  

Preston v. State                                                                                                       

                          and Mallott v. State,  the court reiterated its adoption of the "reasonably  



                                                                                                                       

tending to negate guilt" standard and that the State's presentation must be "reasonably  



                               9  

                       

complete and fair." 



                                                                                                                                 

                     Since Frink,thisCourt has changedthe"reasonablytendingtonegateguilt"  



                                                                                                                                    

standard  so  that  the  exculpatory  evidence  obligation  is  not  triggered  unless  the  



                                                                                                                                    

information  available  to  the  prosecutor  would  be  "substantially  favorable"  to  the  



                 10  

defendant.                                                                                                                           

                    "Substantially favorable"evidenceis defined as evidencethat "tends, in and  



                                                                 11  

                                                                     

of itself, to negate the defendant's guilt." 



                                                                                                                                  12  

                                                                                                                                       

                     This shift in definition first appeared in a 1982 case, Tookak v. State.                                         In  



                                                                                                         

Tookak, this Court justified the shift in standard with citations to two Alaska Supreme  



                                                                                13  

                                                                                                                             

                                                                                    But neither of these cases actually  

Court cases:  McMahan v. State and State v. Keith. 



     6     Id. at 166.  



     7     Preston v. State, 615 P.2d 594, 602-03 (Alaska 1980).  



      8    Mallott v. State , 608 P.2d 737, 743-44 (Alaska 1980).  



     9     Preston, 615 P.2d at 602-03.  



      10   Tookak v. State, 648 P.2d 1018, 1021 (Alaska App. 1982); see, e.g., Williams v. State,  



418 P.3d 870, 877 (Alaska App. 2018); Shorthill v. State, 354 P.3d 1093, 1114-15 (Alaska  

App. 2015); Cathey v. State,  60 P.3d 192, 195 (Alaska App. 2002); Hughes v. State, 56 P.3d  

 1088, 1090 (Alaska App. 2002); State v. McDonald, 872 P.2d 627, 639 (Alaska App. 1994);  

Sheldon   v. State, 796 P.2d 831, 838 (Alaska App. 1990);  York v. State, 757 P.2d 68,   73  

(Alaska App. 1988).  



      11   Williams,  418 P.3d at 877 (quoting Cathey, 60 P.3d at 195); McDonald , 872 P.2d 639  



(quoting York, 757 P.2d at 73).  



      12   Tookak, 648 P.2d at 1021.  



      13   Id. (citing McMahan  v. State, 617 P.2d 494, 500 (Alaska 1980) and Keith v. State, 612  



                                                                                                                     (continued...)  



                                                                - 25 -                                                            2720
  


----------------------- Page 26-----------------------

involved a prosecutor's duty to present exculpatory evidence.                                             Instead, they involved a               



different defect in a grand jury presentation:  the unintentional introduction of false or   



                                     14  

inaccurate testimony.                                                                                                        

                                         In both cases, the supreme court held that "if the unintentional  



                                                                                                                                         

misstatement goes to a nonmaterial fact that would not substantially affect the grand  



                                                                                      15  

                                                                                                                                         

                                                                                          Relying on these cases, this Court  

jury's conclusion, it would not be reversible error." 



                                                                                                                                        

in Tookak reasoned that a prosecutor's failure to introduce exculpatory evidence would  



                                                                                                                                        

likewise be harmless unless the evidence was of a nature that its introduction would  



                                                                                                                                             

"substantially affect" the grand jury's conclusion.   This Court therefore changed the  



                                                                                                                               

definition of"exculpatory evidence"in thegrand jurycontext fromevidence"reasonably  



                                                                                                                                            16  

                                                                                                                                                  

tending to negate guilt" to evidence that is "substantially favorable" to the defense. 



                                                                                                                                              

                       However, the problem with introducing a harmlessness standard into the  



                                                                                                                             

definition of exculpatory evidence is that the focus is no longer on the prosecutor's  



                                                                                                                                              

affirmative duty to present evidence tending to negate guilt.  Instead, the focus is on the  



                                                                                                                                            

practical effects that failure to comply with that duty might cause.  This is perhaps fine  



                                                                                                                                               

from an appellate review standpoint, but it is not necessarily how a prosecutor should be  



                                                                                                                                          

thinking about his or her duty in the first instance. In my view, it would have been better  



                                                                                                                                    

to retain the "reasonably tending to negate guilt" standard used in the Alaska Supreme  



      13    (...continued)  



P.2d 977, 981 (Alaska 1980)).  



      14    See McMahan, 617 P.2d at 499-500; Keith, 612 P.2d at 981; see also Miller v. State,  



                                                                                                                            

 629 P.2d 546, 547-48 (Alaska App. 1981) (describing the holdings of Keith and McMahan  

                                                                                                                                      

as  applying  to  situations  where  "false  evidence  is  presented  to  the  grand  jury  without  

                                               

knowledge or complicity of the state and is immaterial").   



      15   McMahan , 617 P.2d at 500 (quoting Keith, 612 P.2d at 981).  



      16    Tookak, 648 P.2d at 1021.  In Tookak, this Court also cited Mallott v. State , 608 P.2d  

                                                        

737, 743-44 (Alaska 1981), which used the "reasonably tending to negate guilt" standard  

                                                                                              

employed in other Alaska Supreme Court cases.  



                                                                    - 26 -                                                                 2720
  


----------------------- Page 27-----------------------

Court cases to define the scope of a prosecutor's duty and to then apply a                                                                                                                                                separate  



harmlessness analysis for when a failure to comply with that duty requires dismissal of                                                                                                                                                       



an indictment.                            This would have ensured that a prosecutor's duty to present exculpatory                                                                                                  



evidence under                              Frink  did not become subsumed into a harmlessness analysis, thereby                                                                                                              



providing clearer direction to prosecutors regarding their duty under                                                                                                                             Frink.    



                                      Further compounding the problem, some unpublished Court of Appeals                                                                                                                    



cases have imposed a standard that, if a prosecutor fails to instruct a grand jury on self-                                                                                                                                            



defense, the indictment will not be dismissed unless the grand jury "almost surely"                                                                                                                                           



would have failed to indict if it had been instructed.                                                                                                  I believe this standard has been                                              



adopted and applied imprecisely, contrary to the intent of                                                                                                        Frink.  



                                      The language "would almost surely have resulted in a failure to indict" is                                                                                                                               



                                                                                                                                                                 17  

                                                                                                                                                                                                                              

from a 1983 Alaska Supreme Court case,                                                                                Grant v. State                           .         But it is originally derived  



                                                                                                                                                                                                                                             

from  a  New  York  trial  decision,  People  v.  Karassik,  which  used  the  language  to  



                                                                                                                                                                                                                               

differentiate between the typical situation in whicha prosecutor is not required to instruct  



                                                                                                                                                                                                                         

the grand jury on an affirmative defense (such as entrapment) and those rare situations  



                                                                                                                                                                                                             

where the evidence is such that the prosecutor is required to instruct the grand jury on  



                                                                                                                                                                                                                                

an affirmative defense because instruction on the affirmative defense "would almost  



                                                                                                                       18  

                                                                                                                              

surely have resulted in a failure to indict." 



                                                                                                                                                                                                                                                 

                                      It is noteworthy that the language "would almost surely have resulted in a  



                                                                                                                                                                                                                                             

failure to indict" does not appear in any other New York cases.  Nor is it used again by  



                                                                                                                                                                                                                             

the Alaska Supreme Court.  But it is used in a number of unpublished Court of Appeals  



                                                                                                                                                                                                           

decisions.   Some of these decisions involve affirmative defenses such as diminished  



                                                                                                                                                                                                                               

capacity, but many of themalso involve self-defense, which is not an affirmative defense  



          17       Grant v. State, 621 P.2d 1338, 1341 (Alaska 1981).
  



          18       Id. (quoting People v. Karassik, 396 N.Y.S.2d 765, 771 (N.Y. Sup. Ct. 1977)). 
 



                                                                                                                  - 27 -                                                                                                               2720
  


----------------------- Page 28-----------------------

                                      19  

under Alaska law.                          For example, in                   Delolli v. State               , this Court held that a prosecutor is                                



not required to instruct the grand jury "on a potential defense (such as self-defense)                                                                    



unless the evidence supporting the defense is so strong that had the instruction been                                                                                      



                                                                                                                                                                                 20  

given[,] . . . the grand jurors 'almost surely' would have failed to indict the defendant."                                                                                            



                            My concern with the "almost surely" language is three-fold.  First, it is  

                                                                                                                                                                                 



being misused  by trial courts to define the scope of a prosecutor's duty to present  

                                                                                                                                                                     



exculpatory evidence when it was intended to apply only to a prosecutor's duty to  

                                                                                                                                                                                



instruct on an affirmative defense.  Second, the "would almost surely have resulted in a  

                                                                                                                                                                                   



failure to indict" standard appears to be a higher standard than the "substantially affects"  

                                                                                                                                                                     



harmlessness  standard  used  to  evaluate  other  types  of  grand  jury  defects.                                                                                    Third,  

                                                                                                                                                                       



application of such a standard to a prosecutor's duty to present exculpatory evidence  

                                                                                                                                                                  



represents a significant departure from the "reasonably tending to negate guilt" standard  

                                                                                                                                                                    



that the Frink court established.  

                                                                     



                            I conclude that, over time, the standards intended to give strength and  

                                                                                                                                                                             



practical effect to Frink 's holding have failed to do so.  The present case demonstrates  

                                                                                                                                                         



this  failure.                 On  appeal,  Zurlo  asserts  that  the  prosecutor  failed  to  present  four  

                                                                                                                                                                           



exculpatory statements to the grand jury:  (1) that a week before the shooting Corcoran  

                                                                                                                                                                  



threatened to kill Zurlo the next time he complained about Corcoran entering Zurlo's  

                                                                                                                                                                     



bedroom  unannounced;  (2)  that  Zurlo  knew  that  Corcoran  possessed  a  handgun  

                                                                                                                                                                  



(although  Zurlo  had  not  seen  it);  (3)  that  Corcoran  reached  behind  his  back  and  

                                                                                                                                                                            



       19     Compare Wilkins v. State, 2003 WL 22017306, at *2 (Alaska App. Aug. 27, 2003)     



(unpublished) (diminished capacity) with Barclay v. State, 2017 WL 1200905, at *2 (Alaska  

App. Mar. 29, 2017) (unpublished) (self-defense),                                                       Pitt v. State, 1997 WL 796503, at *2   

(Alaska App. Dec. 24, 1997) (unpublished) (self-defense),   and Smith v. State, 1995 WL  

 17221231, at *2 (Alaska App. Aug. 9, 1995) (unpublished) (self-defense).  



       20  

                                                                                                                                                          

              Delolli v. State, 2003 WL 22143282, at *4 (Alaska App. Sept. 17, 2003) (unpublished)  

(quoting Grant, 621 P.2d at 1341).  



                                                                                    - 28 -                                                                                 2720
  


----------------------- Page 29-----------------------

threatened to kill or "end" Zurlo "here and now"; and (4) that Zurlo believed Corcoran                                                                                                    



was reaching behind his back for a weapon, prompting him to pick up his gun and shoot                                                                                                               



Corcoran.  



                                I believe that these statements, obviously indicating Zurlo's belief that he                                                                                               



acted in self-defense, clearly constitute evidence "reasonably tending to negate guilt" -                                                                                                                  



which I believe is the standard the                                                Frink  court requires prosecutors to employ.                                                                 



                                The  Frink  court reasoned that a vital function of the grand jury is to protect                                                                                



                                                                                                    21  

innocent people from unjust prosecutions.                                                                                                                                                              

                                                                                                           Criminal Rule 6(q) empowers a grand jury  



                                                                                                                                                                                       

to do this by ordering exculpatory evidence to be produced and requiring the prosecutor  



                                                                                                                                                                                                       

to subpoena witnesses if it "has reason to believe that other available evidence will  



                                                                                                                                                                                                         

explain away the charge."  That investigative authority, however, is hollow unless the  



                                                                                                                                                                                                    

grand jury is made aware of evidence that might tend to refute guilt.  As the Frink court  



                                                                                                                                                                                                     

noted, "[t]he grand jury cannot be expected to call for evidence of which it is kept  



                        22  

                                                                                                                                                                                              

ignorant,"                    as was the case with Zurlo's grand jury.  A grand jury is a group of citizens  



                                                                                                                                                                                         

tasked with making an independent determination about the probability of the accused's  



                                                                                                                                                                                                        

guilt before the serious consequences of a felony prosecution are imposed upon the  



                     23  

accused.                                                                       

                           It cannot do so when blindfolded.  



                                                                                                                                                                                                

                                To restore Frink 's promise to its intended vitality, I believe courts should  



                                                                                                                                                    

require prosecutors to comply with the standards announced by the supreme court:  to  



                                                                                                                            

present information to grand juries that reasonably tends to negate guilt and to present  



                                                                                                                                            

evidence in a reasonable and fair manner.  If these duties are not honored, as occurred  



                                                                                                                                                                                                              

here, trial courts should strike the tainted indictments and require prosecutors to seek a  



        21      Frink v. State, 597 P.2d 154, 165 (Alaska 1979).  



        22      Id. (quoting Johnson v. Superior Court , 539 P.2d 792, 794 (Cal. 1975) (en banc)).  



        23      Cameron v. State, 171 P.3d 1154, 1156 (Alaska 2007).  



                                                                                                 - 29 -                                                                                               2720
  


----------------------- Page 30-----------------------

valid   indictment.     If these standards are not enforced,                                                                                                                                            the distorted                                   presentation of   



evidence   to   grand   juries   and   obvious   non-compliance   with   the   duty   to   present  



exculpatory evidence will produce no practical incentive for prosecutors to comply nor                                                                                                                                                                                                              



any protection for defendants.                                                                            When this happens, the fear that the grand jury becomes                                                                                                                



                                                                                                                                                                                                                                                             24  

nothing more than an "administrative arm" of the State becomes reality.                                                                                                                                                                                              



            24         State v. Gieffels, 554 P.2d 460, 465 (Alaska 1976).
  



                                                                                                                                              -  30 -                                                                                                                                            2720
  

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