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You can search the entire site. or go to the recent opinions, or the chronological or subject indices. Office of Public Advocacy v. Superior Court, Third Judicial District (5/1/2020) sp-7448

Office of Public Advocacy v. Superior Court, Third Judicial District (5/1/2020) sp-7448

         Notice:  This opinion is subject to correction before publication in the PACIFIC  REPORTER.  

         Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts,  

          303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email  

          corrections@akcourts.us.  



                    THE  SUPREME  COURT  OF  THE  STATE  OF  ALASKA  



OFFICE  OF  PUBLIC  ADVOCACY,                                 )  

                                                              )   Supreme  Court  No.  S-17330  

                             Petitioner,                      )  

                                                                                                                      

                                                              )   Superior Court No. 3PA-18-00204 CN  

          v.                                                  )  

                                                                                    

                                                              )   O P I N I O N  

                                             

SUPERIOR COURT, THIRD JUDICIAL  )
  

                                                               

DISTRICT,                                                     )                                

                                                                  No. 7448 - May 1, 2020
  

                                                              )  

                             Respondent.                      )  

                                                              )  



                                                                                                       

                                or Review from the Superior Court of the State of  

                   Petition f 

                                                                                        

                   Alaska,  Third  Judicial  District,  Palmer,  Kari  Kristiansen,  

                   Judge.  



                                                                                                    

                   Appearances:             Olena   Kalytiak   Davis,   Anchorage,   for  

                                                                                                 

                   Petitioner.         Dunnington  Babb,   Cashion  Gilmore  LLC,  

                                                                                             

                   Anchorage,  for  Respondent.   Renee  McFarland,  Assistant  

                                                                                               

                   Public   Defender,   and   Beth   Goldstein,   Acting   Public  

                                                                                                 

                   Defender, Anchorage, for Public Defender Agency.  Maria  

                                                                                                       

                   Bahr, Assistant Attorney General, Anchorage, and Kevin G.  

                                                                                           

                   Clarkson, Attorney General, Juneau, for Office of Children's  

                                  

                   Services.  



                                                                                             

                   Before:  Bolger, Chief Justice, Winfree, Stowers, Maassen,  

                                       

                   and Carney, Justices.  



                                      

                   WINFREE, Justice.  


----------------------- Page 2-----------------------

I.        INTRODUCTION  



                    The primary issue in this child in need of aid (CINA) proceeding is whether  

                                                                                                                     



a putative father's parentage may be judicially established by "sufficient evidence"  

                                                                                                                 



presented to the superior court - or must be established by scientific, genetic testing -  

                                                                                                                             



to  allow  appointment  of  public  agency  counsel  to  the  putative  father  in  a  CINA  

                                                                                                                       



proceeding. We conclude that a judicial determination of paternity does not necessarily  

                                                                                                                 



need underlying scientific, genetic testing in this context, and we affirm the superior  

                                                                                                                    



court's decision.  

                           



II.       FACTS AND PROCEEDINGS  

                                 



          A.        Emergency Custody  

                                        

                    In early December 2018 Jan K. gave birth to Ada K. in Anchorage.1  Within  

                                                                                                                       

a few days the Office of Children's Services (OCS) took emergency custody of Ada2  and  

                                                                                                                            

filed an emergency petition to adjudicate her as a child in need of aid.3                                 OCS's petition  

                                                                                                                      



identified Ralph W. as Ada's father. OCS indicated Jan had reported that Ralph was the  

                                                                                                                            



"biological father" and that he "had intended to be at the hospital for the birth."  

                                                                                                                        



                    OCS asserted in its petition that Jan and Ralph did not reside together, but  

                                                                                                                            



that both lived in Wasilla.  OCS indicated that Ralph had "presented at the office and  

                                                                                                                           



wanted a paternity test done."  According to OCS, Ralph said he had known Jan for  

                                                                                                                      



"approximately one year"; Ralph "was aware of the pregnancy and was certain that he  

                                                                                                                             



was the father and wanted the child to be placed with him."  OCS also asserted that  

                                                                                                                           



          1         Pseudonyms  are  used  to  protect  the  parties'  privacy.   



          2         See  AS  47.10.142  (authorizing  OCS  to  take  emergency  custody  of  child).   



          3         See  AS  47.10.142(c)  ("If  the  department  determines  that  continued  custody  



is  necessary  to  protect  the  child,  the  department  shall  notify  the  court  of  the  emergency  

custody  by  filing,  within  24  hours  after  custody  was  assumed,  a  petition  alleging  that  the  

child  is  a  child  in  need  of  aid.").    



                                                              -2-                                                        7448
  


----------------------- Page 3-----------------------

Ralph said he had been present at all of Jan's prenatal appointments and they planned to                                                                                                              



marry. According to OCS, Ralph explained he had not been present at the birth because                                                                                                   



Jan had been unable to call him, and no one else had called him.                                                                                      OCS noted that Ralph                  



took a paternity test that day.                           



                B.             CINA Proceedings   



                               The    superior    court    held    an    emergency    temporary    custody    hearing  



                                                                    4  

concerning Ada the next day.                                                                                                                                                                         

                                                                        Jan and Ralph were present and identified themselves as  



                                                                                                                                                                                            

Ada's mother and father.  When asked whether they wanted lawyers, Jan and Ralph  



                                                                                                                                                                                                   

answered affirmatively; OCS then argued that Ralph was a "putative father" and that the  



                                                                                                                                                                                                   

court could not appoint a lawyer for him until his paternity was established through the  



                                                                                                                                                                        

previous day's paternity test, although the results were not expected for approximately  



           

two weeks.  



                                                                                                                                                                                           

                               To obtain "testimony about the appointment of counsel," the court placed  



                                                                                                                                                                                                

Jan  and  Ralph  under  oath  and  inquired  about  their  financial  circumstances  and  



                                                                                                                                                                                                   

relationships to Ada. After confirming that the Public Defender Agency represented Jan  



                                                                                                                                                                                                   

in other proceedings and that her financial situation had not substantially improved, the  



                                                                                                                                                                                                

court appointed the Agency to represent Jan.   The court determined Ralph also was  



                                                                                                                                   

financially eligible and asked more questions regarding paternity:  



                                                                                                             

                               The Court:  Are you on the birth certificate?  



                                                                                                                                               

                               Jan:  We didn't get to fill out the paperwork -  



                                                                                           

                               Ralph:  Yeah. I didn't -  



                                                                                                                                                                

                               Jan: - before [Ada] was removed. I'm not even on the birth  

                                                                                

                               certificate, as far as I know.  



                4              See  AS 47.10.142(d) (requiring court to hold temporary custody hearing                                                                                  



within 48 hours of when court is notified of emergency custody of child alleged to be in                                                                                                              

need of aid).                  



                                                                                                  -3-                                                                                         7448
  


----------------------- Page 4-----------------------

                                        

                    The Court:  Okay.
  



                                                                                       

                    Ralph:  Yeah.  I wasn't able to make it into Anchorage.
  



                                                                                                           

                    The Court:  All right.  And [Jan], I'm sorry I don't know the
  

                                                                                           

                     answer to this question.  Are you married to anybody else  

                     currently?  



                             

                    Jan:  No.
  



                                                                                                         

                    The  Court:  Okay.              So  you're  not  married.              And  do  you
  

                                                       

                    believe [Ralph] is the father?
  



                                    

                    Jan:  Oh, yes.  



                                        

                    Ralph:  Oh, yeah.  



                                                                                               

                    The Court:  And [Ralph], you believe you're -  



                                                           

                    Ralph:  Yeah, there's no doubt.  



                                                                                                          

                    The Court: - the father?  I understand a paternity test has  

                                                                                                             

                    been taken, but there's nobody else who would - who is  

                                                                                                      

                     claiming to be the father and there's no one else who would  

                                                                                                           

                    be the legal father of this child, so I'm going to appoint the  

                                                                              

                     father a public defender at this point.  



                                                                                                                          

The public defender in court indicated that the Office of Public Advocacy (OPA) would  



                                                                                                                 

have to substitute as counsel for Ralph because of the Agency's conflict in representing  



                                                                     

Jan and that it was unclear how OPA would respond.  



                                                                                                                               

                    That same day the court ordered appointment of counsel for Ralph in the  



                                                                                                                      

CINA proceedings.   When the parties next returned to court, Jan's public defender  



                                                                                      

informed the court that OPA had refused to stipulate to a substitution of counsel.  The  



                                                                                                                                 

public defender indicated that OPA believed the previous testimony was insufficient to  



                                            

establish Ralph's paternity.  



                                                                                                                            

                    The initial superior court judge was preempted and a second superior court  



                                                                                                                              

judge then held a hearing to "clarify [Ralph's] appointment." After learning that Jan and  



                                                                -4-                                                        7448
  


----------------------- Page 5-----------------------

Ralph had testified under oath to their belief that Ralph was the father, the court issued                                                                                                                                                                                                                             



an order directly appointing OPA to represent Ralph.                                                                                                                                                             The court stated:                         



                                                    And [OPA] can file a motion with the court, but my position                                                                                                                                              

                                                    in these cases has always been that I'm not going to wait for                                                                                                                                                                

                                                    a   DNA   test   to   tell   the   court   .   .   .  whether   somebody   is  

                                                    verifiably   a   father  or  not   if   the   parents   are   willing   to  

                                                    affirmatively state so under oath.                                                                                                 I don't think that parents      

                                                    should have to wait to get counsel appointed to represent                                                                                                                                          

                                                    them, and I don't -                                                     



                                                                              . . . .  



                                                    -  think it's the court system's duty to do that either.                                                                                                                                                    



                                                    Jan's public defender agreed that doing so "better preserve[d] [the] father's                                                                                                                                                                                  



constitutional rights" and validated Ralph's concerns about the first few weeks with a                                                                                                                                                                                                                                                     



child being "very important."   Ralph asked the court about the soonest date Ada could                                                                                                                                                                                                                                    



be placed with him.                                                           OCS indicated that it was still waiting for the paternity test results                                                                                                                                                                  



and "looking into [Ralph's] background."                                                                     



                                                    At   a   mid-December   hearing   OPA's   deputy   director   appeared   in   an  



administrative capacity and stated OPA's position that, despite the previous paternity                                                                                                                                                                                                                       



testimony, without paternity test results appointment of counsel is "not authorized" for                                                                                                                                                                                                                                             



a   "putative   father."     OPA's   deputy   director   explained   that   the   court   could   appoint  

                                                                                                       5  counsel for Ralph and that OPA could take the case once  

Administrative Rule 12(e)                                                                                                                                                                                                                                                                                                    



positive paternity test results were received.  The court responded:  

                                                                                                                                                                                                                                                                    



                                                     [I]f parents have, under oath, both testified that they believe  

                                                                                                                                                                                                                                                                

                                                    that the father, although he's not actually been DNA-tested,  

                                                                                                                                                                                                                                           

                                                    the results are not in, and they're not married, that based on  

                                                                                                                           

                                                    that testimony, that that's . . . sufficient evidence to show that  

                                                                                                                                                                                                                                                                              



                          5                         See  Alaska Admin. R. 12(e)(1), (5) (providing for constitutionally required                                                                                                                                                                                



appointment of counsel at court system expense when appointment of Public Defender                                                                                                                                                                                                                         

Agency or OPA is not authorized).                                                        



                                                                                                                                                                   -5-                                                                                                                                                       7448
  


----------------------- Page 6-----------------------

                                                     in this case [Ralph] is the father based on the record that's                                                                                                                                                         

                                                     before the court.                                                  



                                                                               And I know that you disagree with this, and the court                                                                                                                                         

                                                     should have [Rule] 12(e) counsel, but I disagree with your                                                                                                                                          

                                                     view.   And so that's why OPA has been directly appointed                                                                                                                                            

                                                     because I know they won't take the appointment from the                                                                                                                                                                        

                                                      [Public Defender Agency].                                                                                   So -      



                                                                                . . . .  



                                                     -  OPA will have to get him an attorney.                                                                                                                        



                                                     Ralph reiterated that he wanted Ada placed with him"as                                                                                                                                                                   quick as possible,"               



and Jan's public defender stated that Jan also wanted "to see placement for now with                                                                                                                                                                                                                                                



 [Ralph]."    But like OPA, OCS indicated that it deemed Ralph a putative father; OCS                                                                                                                                                                                                                                             



would not place Ada with him without paternity test results.                                                                                                                                                                                        Ralph reiterated, "Oh, I                                                                      



know I'm the father.                                                               There's no - there's no doubt in my mind or her mind that I am                                                                                                                                                                                     



the father." The court explained that placement would need to be addressed at a hearing                                                                                                                                                                                                                              



when Ralph had legal representation.                                                                                                                   The court reiterated the paternity evidence was                                                                                                                                



"sufficient" and distinguished between OCS and the court:                                                                                                                                                                                  "While [OCS] may have a                                                                                



position   that   says,   look,   we   don't   place   children   with   parents   that   have   not  been  



established through a DNA test . . . it doesn't mean that the court can't take a different                                                                                                                                                                                                                      



position . . . ."                                         



                                                     OPA's   deputy   director   and   Jan's   public   defender   requested   a   30-day  

                                                                                                                                                                           6 but the court refused.  The court noted that  

continuance for the probable cause hearing,                                                                                                                                                                                                                                                                                             



CINAprobable cause hearings are supposed to be "expeditiously" addressed and that the  

                                                                                                                                                                                                                                                                                                                                           



CINA Rules do not authorize such a lengthy delay.  A hearing was set for early January.  

                                                                                                                                                                                                                                                                                                                                                          



                           6                         See AS47.10.142(e) (requiring courtto "determinewhether probablecause  

                                                                                                                                                                                                                                                                                                                                 

exists for believing the child to be a child in need of aid, as defined in AS 47.10.990").  

                                                                                                                                                                                                                                                                                                    



                                                                                                                                                                      -6-                                                                                                                                                                           7448  


----------------------- Page 7-----------------------

                                        Ralph was represented by an OPA attorney at the January hearing.                                                                                                                                                No  



paternity test results had been received. The parties nonetheless stipulated, subject to the                                                                                                                                                               



pending paternity test results, that Ada be placed with Ralph and that "if it turns out that                                                                                                                                                             



 [Ralph] is not the father, [OCS] will have the authority to immediately remove [Ada]."                                                                                                                                                      



                                        OPA petitioned for our discretionary review of the court's appointment                                                                                                               



order.   Within a week the paternity test results had excluded Ralph as Ada's father, and                                                                                                                                                                



an order disestablishing paternity subsequently was entered.                                                                                                                               Despite the issue being                                



moot, we granted OPA's petition for review to clarify the appointment of counsel in this                                                                                                                                                                 



                        7  

context.   



III.                STANDARD OF REVIEW  

                                                                            



                                        "We  apply  our  independent  judgment  when  interpreting  the  statutes  

                                                                                                                                                                                                                                           

                                                                                                                                                                                                                                             8  When  

governing appointment of counsel and our administrative and procedural rules."    

                                                                                                                                                                                                                         



engaging in statutory interpretation, we adopt "the rule of law that is most persuasive in  

                                                                                                                                                                                                                                                              

light of precedent, reason, and policy."9  

                                                                                             



                    7                   See Office of Pub. Advocacy v. Superior Court, Second Judicial Dist.                                                                                                                                                ,  3  



P.3d 932, 933 (Alaska 2000) ("We granted discretionary review in this case to clarify                                                                                                                                                           

who is entitled to appointed counsel in such cases, and because the issue might otherwise                                                                                                                                              

evade review.").   



                    8                   Id .  

                                                  



                    9                   Jude M. v. State, Dep't of Health &Soc. Servs., Office of Children's Servs.,  

                                                                                                                                                                                                                                                

394 P.3d 543, 550 (Alaska 2017) (quoting Tessa M. v. State, Dep't of Health & Soc.  

                                                                                                                                                                                                                                                      

Servs.,  Office  of  Children's  Servs.,  182  P.3d  1110,  1114  (Alaska  2008)); see  also  

                                                                                                                                                                                                                                                      

Sabrina V. v. Dep't of Health & Soc. Servs., Office of Children's Servs., 442 P.3d 717,  

                                                                                                                                                                                                                                                      

721  (Alaska  2019)  ("When  interpreting  CINA  statutes  and  rules,  we  apply  our  

                                                                                                                                                                                                                                                       

independent judgment, 'adopting the rule of law that is most persuasive in light of  

                                                                                                                                                                                                                                                            

precedent, reason, and policy.' " (quoting Danielle A. v. State, Dep't of Health & Soc.  

                                                                                                                                                                                                                         

Servs., Office of Children's Servs., 215 P.3d 349, 353 (Alaska 2009))).  

                                                                                                                                                                                                                       



                                                                                                                              -7-                                                                                                                    7448
  


----------------------- Page 8-----------------------

IV.         DISCUSSION  



                                                                                               

            A.         Agency Enabling Statutes And Court Rules  



                                                                                                                                                    

                       In CINA proceedings indigent parents are appointed counsel pursuant to  



                                10                                                                                                    11  

                                                                                                                                            

CINA Rule 12(b),                    following the process set out in Administrative Rule 12.                                               Under  



                                                                                                                                         

Rule 12(a) the court must "specifically" determine that the appointment is "clearly  



                                                                                                                                                   

authorized by law or rule" and that a person is indigent.  Appointments are governed by  



                                                                                12                                           13  

                                                                                                                                                     

three sources:  the Agency's enabling statute,                                      OPA's enabling statute,                      and, when a  



                                                                                                                                          

constitutionally required appointment is not authorized under either enabling statute,  



                    14  

          

Rule 12(e). 



                                                                                                                                                    

                       We have recognized that the enabling statutes authorize the agencies to  

                                                                                                                                      15  Alaska  

                                                                                                                                           

"represent indigent persons entitled to representation in CINA proceedings." 



Statute18.85.100(a) allowsthecourt to appoint theAgency for an "indigent person" who  

                                                                                                                                                



            10         CINA Rule 12(b) provides that the "court shall appoint counsel pursuant                                          



to Administrative Rule 12."               



            11         Alaska Administrative Rule 12(a) provides that the "court shall appoint  

                                                                                                                                          

counsel . . .  only when the court specifically determines that the appointment is clearly  

                                                                                                                                           

authorized by law or rule, and that the person for whom the appointment is made is  

                                                                                                                                                    

financially eligible for an appointment at public expense."  

                                                                                                       



            12         AS 18.85.100 (defining Public Defender Agency's authority to provide  

                                                                                                                                          

counsel to indigent litigants); see also Alaska Admin. R. 12(b) (outlining appointment  

                                                                                                                                 

procedure for Public Defender Agency).  

                                                       



            13         AS44.21.410 (definingOPA's powers and duties); seealso AlaskaAdmin.  

                                                                                                                                           

R. 12(c) (outlining appointment procedure for OPA).  

                                                                                  



            14         Alaska  Admin.  R.  12(e)(1),  (5)  (outlining  appointment  procedure  for  

                                                                                                                                                 

Alaska Bar Association members at court system expense, referred to as 12(e) counsel).  

                                                                                                                                                         



            15         Office of Pub. Advocacy v. Superior Court, Second Judicial Dist., 3 P.3d  



932, 934 (Alaska 2000).  

                                



                                                                         -8-                                                                  7448
  


----------------------- Page 9-----------------------

is "entitled to representation under the Supreme Court Delinquency or [CINA] Rules."                                                                                                                                       



And under AS 44.21.410(a)(5), OPA shall "provide legal representation . . . in cases                                                                                                            



involving indigent persons who are entitled to representation under AS 18.85.100 and   



who cannot be represented by the . . . [A]gency because of a conflict of interests."                                                                                                                          The  



foremost   question   then   is   whether   a   person   is   entitled   to   representation   under  



AS 18.85.100; in the CINA context this generally depends on whether that person is                                                                                                                                  



                                                                                                                               16  

"entitled to representation under" the CINA Rules.                                                                                     



                                  CINA Rule 12(b)(1) provides that a "court shall appoint counsel . . . for a  

                                                                                                                                                                                                                      



parent or guardian who is financially unable to employ counsel."   OPA's argument  

                                                                                                                                                                                                



focuses on the scope of Rule 2(k)'s definition of "parent" as a "biological or adoptive  

                                                                                                                                                                                            



parent  whose  parental  rights  have  not  been  terminated."                                                                                            OPA  argues  for  a  strict  

                                                                                                                                                                                                           



construction of "biological" parent.  OPA concludes that, when there is an unresolved  

                                                                                                                                                  



paternity test, any paternity determination is legally insufficient in light of the CINA  

                                                                                                                                                                                                         



Rules' definition of a parent. We thus examine whether public agency representation of  

                                                                                                                                                                                                                    



a putative father is clearly authorized in a CINA proceeding when the court, without  

                                                                                                                                                                                    



genetic evidence, determines the putative father to be a parent.  

                                                                                                                                          



                 B.               Statutory Interpretation  

                                                                                                     



                                 In statutory interpretation "we consider three factors:  'the language of the  

                                                                                                                                                                                                                 

statute, the legislative history, and the legislative purpose behind the statute.' "17  We use  

                                                                                                                                                                                                                 



                 16              AS 18.85.100(a); AS 44.21.410(a)(5).                   



                 17  

                                                                                                                                                                                                                

                                 Alaska Ass'n of Naturopathic Physicians v. State, Dep't of Commerce , 414  

                                                                                                                                                                                                                

P.3d 630, 634 (Alaska 2018) (quoting Oels v. Anchorage Police Dep't Emps. Ass'n, 279  

                                                                              

P.3d 589, 595 (Alaska 2012)).  



                                                                                                         -9-                                                                                                7448
  


----------------------- Page 10-----------------------

a sliding scale:               "the plainer the statutory language is, the more convincing the evidence                                                    

of contrary legislative purpose or intent must be."                                                18  



                                                     

                           1.           Plain meaning  



                                                                                                                                                               

                           The CINA statutes and the CINARules similarly define "parent" to include  



                                      19  

                                                                                                                                                         

a biological parent,                      but neither defines the term "biological parent."  OPA's suggested  



                                                                                                                                                                 

interpretation requires scientific proof of a genetic relationship.  But the CINA Rules  



                                                                                                                                                                  

prescribe no "specific procedure" for paternity determinations, indicating that the Rules  



                                                                                                                       20  

                                                                                                                                                             

do not override other relevant statutes relating to paternity.                                                               And OPA cites nothing  



                                                                                                                                                                   

establishing a categorical rule requiring scientific evidence to establish paternity.  



                                                                                                                                                   

                           Alaska  law  provides  a  number  of  ways  to  establish  a  parent-child  



                                                                                                                                                          

relationship.                 Alaska's  legitimation  statute,  AS  25.20.050,  provides  for  paternity  



                                                                                                                                                            

establishment   without   scientific   evidence   -   by   subsequent   marriage,   written  



                                                                                                                                                                 

acknowledgment  of  paternity,  or  a  superior  court's  paternity  determination  upon  

                                           21    The legitimation statute allows a court to weigh the results of a  

                                                                                                                                                                           

"sufficient evidence." 



             18           Alaska Tr., LLC v. Bachmeier                                 , 332 P.3d 1, 7 (Alaska 2014) (quoting                                          W.  



Star Trucks, Inc. v. Big Iron Equip. Serv., Inc.                                            , 101 P.3d 1047, 1050 (Alaska 2004)).                          



             19            AS 47.10.990(26) (defining "parent" as "the biological or adoptive parent  

                                                                                                                                                                 

of the child"); CINA Rule 2(k) (defining "parent" as "a biological or adoptive parent  

                                                                                                                                                                

whose parental rights have not been terminated").  

                                                                          



             20            See CINA Rule 1(g) ("Where no specific procedure is prescribed by these  

                                                                                                                                                                   

rules, the court may proceed in any lawful manner . . . . Such a procedure may not be  

                                                                                                                                                                        

inconsistent with these rules and may not unduly delay or otherwise interfere with the  

                                                                                                                                                                       

unique character and purpose of [CINA] proceedings.").  

                                                                                                                    



             21            Paternity  may  be  established  when  "the  putative  parent  subsequently  

                                                                                                                                                  

marries the undisputed parent of the child; . . . the putative father and the mother both  

                                                                                                                                                                    

sign a form for acknowledging paternity under AS 18.50.165; or . . . the putative parent  

                                                                                                                                                                

is determined by a superior court without jury or by another tribunal, upon sufficient  

                                                                                                                                                          

                                                                                                                                                  (continued...)  



                                                                                  -10-                                                                            7448
  


----------------------- Page 11-----------------------

genetictest against                    other evidence, but evenstatistically high                                         genetictest resultsestablish           



                                                                                        22  

only a rebuttable presumption of paternity.                                                                                                                   

                                                                                              Under the statute the court has discretion  

                                                                                                                     23  this discretion is especially  

                                                                                                                                                              

                                                                                                       

to adjudicate parentage without ordering genetic testing; 



valuable because testing delays or non-compliant putative parents may disrupt a CINA  

                                                                                                                                                                      

proceeding's expeditious nature.24  

                                                      



                            We further note that the legislative definition of "biological parent" under  

                                                                                                                                                                       



AS 18.50.950 of the Vital Statistics Act is a "parent named on the original certificate of  

                                                                                                                                                                               

birth of an adopted person."25                                 Although in a different context, this statute was enacted  

                                                                                                                                                                   

close in time to the CINA Rules and addresses related subject matter:26  the legislature  

                                                                                                  



              21            (...continued)  



                                                                                                                     

evidence, to be a parent of the child."  AS 25.20.050(a).  



              22           AS 25.20.050(d);                     see Smith v. Smith                    , 845 P.2d 1090, 1092 (Alaska 1993);                           



see also In re Estate of Seward, 424 P.3d 333, 337 (Alaska 2018) ("[A] 95% probability  

                                                                                                                                                            

only creates a presumption of parentage that may be rebutted by clear and convincing                                                              

evidence.").  



              23            The legitimation statute requires the tribunal to order genetic testing when  

                                                                                                                                                                        

"paternity is contested," upon the request of the child support services agency, or a party  

                                                                                                                                                                       

with  a  sworn  statement.                               AS  25.20.050(e)(1)-(2).                                But,  even  under  these  narrow  

                                                                                                                                                                   

circumstances, testing is not required if the court "finds that good cause exists not to  

                                                                                                                                                                              

order genetic testing after considering the best interests of the child."  AS 25.20.050(i).  

                                                                                                                                                                                    



              24           See Rubright v. Arnold, 973 P.2d 580, 583-85 (Alaska 1999) (affirming  

                                                                                                                                                                                    

parentage determination on merits and as sanction in paternity action after putative father  

                                                                                                                                                                       

refused to comply with genetic testing).  

                                                                  



              25           AS 18.50.950(2).  

                                    



              26           See  ANTONIN    SCALIA    &    BRYAN    A.    GARNER,    READING    LAW :      THE  

                                     

INTERPRETATION OF  LEGAL  TEXTS   172-73 (2012) ("[T]he presumption of consistent                                                                             

                                                            

usage can hardly be said to apply across the whole                                                              corpus juris              . . . . But the more             

connection the cited statute has with the statute under consideration, the more plausible                                                                       

                                                                                                                                                       (continued...)  



                                                                                     -11-                                                                               7448
  


----------------------- Page 12-----------------------

                                                                                                                            27  

added definitions of "biological parent" and "adoptive parent" in 1986,                                                         not long before     



the CINA Rule defining "parent" as a "biological or adoptive parent" was adopted in                                                                     



          28                                                                                                                                            29  

                                                                                                                                          

 1987.        Alaska Statute 18.50.950 provides the controlling definitions for vital statistics 



                                                                                                                                                      

statutes  relating  to  parentage  determinations  -  including  acknowledgments  of  



                 30                                        31                                       32  

                                                                                                                                               

paternity,          marriage registration,                    and birth registration.                   The birth registration statute,  



                                                                                                                                                        

AS 18.50.160, allows listing a father on a birth certificate without scientific evidence of  



                                       33  

                                                                                                                                                       

a genetic relationship.                     This statutory definition, relying directly on the name listed on  



            26          (...continued)  



                                                                                                                                                  

the argument becomes.   If it was enacted at the same time, and dealt with the same  

                                                                  

subject, the argument could even be persuasive.").  



            27          See ch. 140, § 3, SLA 1986 (current version at AS 18.50.950).  

                                                                                                                    



            28          See Alaska Supreme Court Order No. 845 (July 16, 1987).  

                                                                                                                      



            29          Vital  statistics  "means  records  of  birth,  death,  fetal  death,  induced  

                                                                                                                                           

termination              of      pregnancy,             marriage,            divorce,           adoption,            and        related         data."  

                                                                                                                                                             

AS 18.50.950(18).  

                                   



            30          AS 18.50.165.  

                                



            31          AS 18.50.270.  

                                                    



            32          AS 18.50.160.  

                                



            33          The statute outlines two processes for entering a father's name on the birth  

                                                                                                                                                   

certificate, depending on the mother's marital status.   If the mother was married  at  

                                                                                                                                                       

conception,  during  the  pregnancy,  or  at  birth,  her  husband  is  entered  on  the  birth  

                                                                                                                                                  

certificate as the father in most circumstances.  If the mother was unmarried, a father  

                                                                                                                                                

may be entered on the birth certificate if a tribunal has lawfully determined his paternity  

                                                                                                                                           

or  if  both  he  and  the  mother  execute  affidavits  acknowledging  his  paternity.  

                                                                                                                                                             

AS 18.50.160(d)-(e); see also Ray v. Ray, 115 P.3d 573, 576 (Alaska 2005) (interpreting  

                                                                                                                                     

AS 18.50.160(d) as establishing marital presumption that husband is father of child born  

                                                                                                                                                   

to wife during marriage, absent clear and convincing evidence to contrary).  

                                                                                                                      



                                                                          -12-                                                                    7448
  


----------------------- Page 13-----------------------

thebirth      certificate,thus         indicates that the term"biological parent" does not categorically                 



                                            34  

require scientific evidence.                    

                      Our constructionofpaternityunder theIndianChildWelfareAct(ICWA)35  

                                                                                                                             

                                                                                                                           36  Because  

                                                                                                                                

                                                                                                             

also demonstrates that scientific proof of a genetic relationship is not required. 



ICWA provides no standard for establishing paternity, courts resolve the issue under  

                                                                                                                                   

state law.37   We see no reason to construe the similar use of the term "biological parent"  

                                                                                                                                 



in  the  CINA  Rules  differently  as  rigidly  requiring  scientific  proof  when  a  court  

                                                                                                                                   



establishes paternity in a non-ICWA proceeding.  

                                                             



                      2.        Rule history and purpose  

                                                               



                      OPA presents no convincing statutory or rule history or intent definitively  

                                                                                                                          



requiring scientific evidence of a genetic relationship to be a parent.  And it is contrary  

                                                                                                                               



to the expeditious nature of CINA proceedings to read CINA Rule 2(k)'s definition as  

                                                                                                                                         



establishing a specific procedure requiring scientific evidence before appointment of  

                                                                                                                                         

counsel.38        Allowing a court to timely resolve paternity "upon sufficient evidence" best  

                                                                                                                                      



           34         See  AS   18.50.950(2).  



           35         25  U.S.C.   §   1903(9)  (2018)  ("   '[P]arent' means  any  biological  parent  or  



parents  of  an  Indian  child  or  any  Indian  person  who  has  lawfully  adopted  an  Indian  child,  

including  adoptions  under  tribal  law  or  custom.   It  does  not  include  the  unwed  father  

where  paternity  has  not  been  acknowledged  or  established.").  



           36         See Bruce L. v.  W.E., 247 P.3d 966, 979 (Alaska 2011) (determining that  

                                                                                                                 

putative father who requested genetic testing to no avail, but otherwise made reasonable  

                                                                                                                           

efforts to acknowledge paternity, qualified as parent under ICWA).  

                                                                                                               



           37         In re Daniel M., 1 Cal. Rptr. 3d 897, 900 (Cal. App. 2003) (citing In re  

                                                                                                                                         

Adoption of a Child of Indian Heritage, 543 A.2d 925, 935 (N.J. 1988); Yavapai-Apache  

                                                                                                                  

Tribe v. Mejia, 906 S.W.2d 152, 171-73 (Tex. App.  1995)).  

                                                                                      



           38         See CINA Rule 1(c) ("These rules will be construed and applied to promote  

                                                                                                                               

                                                                                                                      (continued...)  



                                                                   -13-                                                             7448
  


----------------------- Page 14-----------------------

                                                                                                         39  

comports with the CINA Rules' construction.                                                                   According to the National Council of                                               



Juvenile and Family Court Judges guidelines, "[t]imely resolution of paternity issues is                                                                                                          



both in the best interests of the child and essential to avoiding delays at subsequent points                                                                                           

in the court process."                           40  



                               We also are informed by the Agency's and OCS's practices demonstrating  

                                                                                                                                                                      



that scientific evidence is not definitively required. The Agency indicates in its briefing  

                                                                                                                                                                                    



to us that when considering its authorization to accept an appointment to represent a  

                                                                                                                                                                                                   



parent in a CINA proceeding, it does not require the court to scientifically confirm the  

                                                                                                                                                                                               



biological relationship. OCS's practice also is instructive because OCS must determine  

                                                                                                                                                                                

the identity of a child's parent when assuming custody of a child.41                                                                                          OCS looks to the  

                                                                                                                                                                                               



"child's birth certificate to ascertain the child's paternity," and "will verify that paternity  

                                                                                                                                                                                  



is not in question by asking both the mother and the father who is listed on the birth  

                                                                                                                                                                                           



               38              (...continued)  



                                                                                                                                                                                              

fairness, accurate fact-finding, the expeditious determination of children's matters, and  

                                                       

the best interests of the child.").  



               39             See id.; see also AS 25.20.050(a)(4) (allowing superior court to adjudicate  

                                                                                                                                                                               

putative parent as parent "upon sufficient evidence").  

                                                                                                                            



               40              SOPHIE   I. G              ATOWSKI,   ET   AL., N                          AT 'L   COUNCIL   OF   JUV. & F                                  AM. C         OURT  



JUDGES, ENHANCED  RESOURCE  GUIDELINES :  IMPROVING  COURT PRACTICE IN  CHILD  

                                                                                                                                                                                       

ABUSE  AND  NEGLECT  CASES  82  (2016);   see   also   ALASKA   OFFICE   OF   CHILDREN 'S  

                                                                               

SERVICES,  CHILD  PROTECTIVE   SERVICES  MANUAL   §   2.5.1   (rev.   Nov.   15,   2013)  

                                                                                                   

                                              ANUAL]   ("Timely   identification  of   parents   is   critical   for   child's  

 [hereinafter   CPS M 

permanence and well-being.").          



               41             See AS 47.10.020(b)(4) (stating that petition for adjudication of child as in  

                                                                                                                                                                                                  

need of aid must include "the names and addresses of the child's parents"); see also CPS  

                                                                                                                                                                                            

MANUAL   § 2.5.2 at Background Information B(1) ("When a petition for a finding that                                                                                                         

a child is a child in need of aid is filed, the child's parent(s) must be notified of the                                                                                                      

proceedings.").   



                                                                                              -14-                                                                                        7448
  


----------------------- Page 15-----------------------

                                                        42  

certificate if he is the father."                            OCS considers paternity to be in question if the mother                                       



alleges "someone other than the person named on the birth certificate is the father,                                                                        



someone   other   than   the   individual   named   claims   paternity,"   the   individual   denies  



paternity, "no father is named on the birth certificate or in CSSD records," or "paternity                                                           

                                                                                43   OCS also allows a three-party "affidavit of  

was established through a default order."                                                                                                                            



paternity" as an alternative to the birth certificate when a mother who was married at the  

                                                                                                                                                                   

time of the child's birth names a man other than her husband as the putative father.44  

                                                                                                                                                      



                          3.           Conclusion  



                          We  do  not  interpret  CINA  Rule  2(k)'s  definition  of   "parent"  to  

                                                                                                                                                                   



categorically require scientific, genetic evidence to establish parentage. The term's plain  

                                                                                                                                                                



meaning, the rule's history, the construction of the CINA Rules, and agency practice  

                                                                                                                                                         



support  no  rigid  rule  requiring  scientific  proof  to  establish  parentage  in  CINA  

                                                                                                                                                           



proceedings.  Without any predicate foundation, we cannot forge such a rule at the risk  

                                                                                                                                                                  



of contravening the expeditious nature of CINA proceedings.   Alaska's legitimation  

                                                                                                                                                 



statutedirectlyaddressesacceptableevidenceand thecircumstances whengenetictesting  

                                                                                                                                                            

is required for a court to adjudicate parentage.45  

                                                                                               



                          In light of precedent, reason, and policy, we hold that CINA Rule 2(k)'s  

                                                                                                                                                             



definition of "parent" includes a person determined by the superior court to be a parent,  

                                                                                                                                                           



even absent scientific evidence, so long as there otherwise is sufficient evidence.  If, in  

                                                                                                                                                                     



a CINA proceeding, a court adjudicates an indigent putative parent as a parent upon  

                                                                                                                                                               



sufficient evidence, even absent scientific evidence, the court may appoint public agency  

                                                                                                                                                           



             42           CPS M         ANUAL, § 2.5.1 at Procedure A(1)-(2).                                       



             43  

                                                                                   

                          Id. at Procedure A(3)(a)-(e).  



             44  

                                                                       

                          Id. at Procedure A(5).  



             45  

                                                                

                          See AS 25.20.050.  



                                                                                -15-                                                                           7448
  


----------------------- Page 16-----------------------

counsel pursuant to Administrative Rule 12, the enabling statutes, and the CINA Rules.                                                                                                             



If later genetic evidence leads to disestablishment of an individual as the biological                                                                                    



parent,   the   appointed   agency   shall   then   move   to   withdraw   under   Administrative  



                   46  

Rule 12.                



               C.             This Court Appointment  

                                                          



                              We   next  address  the  superior  court's  paternity  determination  and  

                                                                                                                                                                                       



subsequent appointment order for OPA in this case. OPA does not challenge the court's  

                                                                                                                                                                                  



finding that Ralph was indigent.  Determining whether the court erred by appointing  

                                                                                                                                                                         



public counsel thus depends on whether it erred in its paternity determination.  

                                                                                                                                                                                



                              OPA first argues that because the superior court allowed paternity testing  

                                                                                                                                                                                   



to proceed, the court did not actually make a determination that Ralph was the father.  

                                                                                                                                                                                                   



But the record clearly shows that the court did make a paternity determination.  

                                                                                                                                                                                 



                              OPA   next   challenges   the   sufficiency   of   evidence   for   the   court's  

                                                                                                                                                                               



determination under Alaska's legitimation statute, AS 25.20.050. When the court made  

                                                                                                                                                                                     



its paternity determination, the evidence before it included Jan's and Ralph's sworn  

                                                                                                                                                                                   



testimony that Ralph was Ada's father.  But OPA characterizes both Jan's and Ralph's  

                                                                                                                                                                                



testimony as "weak threaded" and maintains that the court failed to probe for further  

                                                                                                                                                                         



clarification. Contrary to OPA's contention, the court did make factual probes regarding  

                                                                                                                                                                            



Ada's birth certificate, Jan's marital status, and Jan's and Ralph's certainty regarding  

                                                                                                                                                                           



paternity.                At  the  first hearing  the  court  heard  that  Jan  was  not  married,  the  birth  

                                                                                                                                                                                      



certificate named no father (and possibly no mother), and that both Jan and Ralph were  

                                                                                                                                                                                       



certain Ralph was the father.  The court noted no other person was claiming to be Ada's  

                                                                                                                                                                                    



father or could claim to be her father by virtue of marriage.  At one subsequent hearing  

                                                                                                                                                                                



               46             Alaska Admin. R. 12(d);                                 see Office of Pub. Advocacy v. Superior Court,                                               



Second Judicial Dist.                          , 3 P.3d 932, 935 (Alaska 2000) ("Rule 12(d) imposes an obligation                                                          

on the agency, not the court.").                                       



                                                                                            -16-                                                                                      7448
  


----------------------- Page 17-----------------------

the testimony from the first hearing was referenced, Ralph again expressed certainty                                                                                                                                                                                                                                                                                   



about his paternity, and the court stated there was "sufficient" evidence to establish                                                                                                                                                                                                                                                                                 

paternity.   We agree the evidence was legally sufficient.                                                                                                                                                                                                         47  



V.                             CONCLUSION  



                                                              We AFFIRM the superior court's decision.  

                                                                                                                                                                                                                                                                       



                                     47                       AS   25.20.050(a)(4)   ("Acceptable   evidence   includes   evidence   that   the  



putative parent's conduct and bearing toward the child, either by word or act, indicates                                                                                                                                                                                                                                                                               

that the child is the child of the putative parent.                                                                                                                                                                        That conduct may be construed by the                                                                                                                                 

tribunal to constitute evidence of parentage.                                                                                                                                                               When indefinite, ambiguous, or uncertain                                                                                                               

terms are used, the tribunal may use extrinsic evidence to show the putative parent's                                                                                                                                                                                                                                                                                   

intent.").  



                                                                                                                                                                                               -17-                                                                                                                                                                                      7448
  

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