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IN THE COURT OF APPEALS OF THE STATE OF ALASKA
ZENA M. ANDREW,
Appellant, Court of Appeals No. A-9997
Trial Court No. 3KN-05-1530 Cr
v.
STATE OF ALASKA, O P I N I O N
Appellee.
End of Caption No. 2274 July 30, 2010
Appeal from the Superior Court, Third Judi
cial District, Kenai, Charles T. Huguelet,
Judge.
Appearances: Tracey Wollenberg, Assistant
Public Defender, and Quinlan Steiner, Public
Defender, Anchorage, for the Appellant. W.
H. Hawley, Assistant Attorney General, Office
of Special Prosecutions and Appeals,
Anchorage, and Daniel S. Sullivan, Attorney
General, Juneau, for the Appellee.
Before: Coats, Chief Judge, and Mannheimer
and Bolger, Judges.
MANNHEIMER, Judge.
Zena M. Andrew appeals her conviction for first-degree
burglary (burglary of a
residence ), an accompanying conviction for second-degree
theft (for the property stolen during that burglary ),
and a separate conviction for second-degree theft for receiving
or concealing many items of stolen property that were taken
during earlier burglaries and thefts.
The evidence showed that Andrews boyfriend, Brian L.
Haws, also played a role in these crimes. In particular, with
respect to the residential burglary and the accompanying theft,
the evidence showed that Haws was the one who entered the
residence and removed the property, while Andrew waited outside
in Hawss car.
Andrew argues in this appeal that there was
insufficient evidence to convict her of the burglary and the
thefts. Andrew concedes that the evidence showed that she was
present when Haws committed these crimes, and that she might have
been aware that Haws was committing these crimes, but Andrew
contends that there was no evidence that she actively
participated in these crimes, or that she purposely aided or
abetted Haws in planning or committing these crimes (the test for
vicarious liability codified in AS 11.16.110 ).
Andrew acknowledges that the evidence may have been
sufficient to prove that she assisted Haws in transporting and
retaining the property that was stolen during the residential
burglary. But Andrew argues that she performed these acts after
the burglary and the theft were committed. She points out that a
person who provides aid to a felon after the felony is over does
not, by reason of this aid, become guilty of the underlying
felony. Rather, the person is guilty of the separate crime of
hindering prosecution as defined in AS 11.56.770.
For these reasons, Andrew contends that the evidence
was insufficient to support her convictions for burglary and
theft.
Alternatively, Andrew argues that even if the evidence
was sufficient to convict her of burglary and theft based on her
legal accountability for Hawss conduct, the evidence was still
insufficient to convict her of these crimes based on her own
personal conduct and that, for this reason, the jurys verdicts
must be overturned.
Andrews argument on this point hinges on the fact the
jury was not asked to declare whether they found Andrew guilty
based on her own conduct, or (instead ) based on her
accountability for Hawss conduct under the rules set forth in
AS 11.16.110(2 ). Rather, each of the jurys verdicts was
a general verdict that did not specify the theory under which the
jury found Andrew guilty. Andrew contends that these general
verdicts are invalid because (1 ) the evidence was not
sufficient to establish her guilt based on her own personal
conduct and, (2 ) given the general nature of the
verdicts, it is impossible to tell whether the jurors were
unanimous in finding her guilty based on her complicity in Hawss
conduct (a theory arguably supported by sufficient
evidence ), or whether some of the jurors erroneously
found her guilty based on her own personal conduct (a theory that
was not supported by sufficient evidence ).
For the reasons explained in this opinion, we conclude
that this proposed dichotomy is mistaken. The State was not
required to prove that Andrew could be found guilty based on her
personal conduct alone, nor was the State required to prove that
Andrew could be found guilty based solely on the conduct of
others for which was she was accountable. Rather, the State was
required to prove that the combination of (1 ) Andrews
personal actions and (2 ) the actions of others for which
she could be held accountable under AS 11.16.110 was sufficient
to establish Andrews guilt of the burglary and the two thefts.
We further conclude that the evidence presented at Andrews trial
satisfied this test.
Andrew separately argues that the State failed to
present sufficient evidence that the property taken during the
residential burglary was worth $500 or more the threshold amount
for second-degree theft. We agree with Andrew that the evidence
fails to establish that the property was worth at least $500, and
we therefore direct the superior court to amend the judgement on
this count of the indictment to reflect a conviction for the
lesser included offense of third-degree theft (i.e., theft of
property valued at $50 or more ).
Finally, Andrew attacks her sentence on various
grounds. For the reasons explained here, we uphold the superior
courts sentencing decision.
Underlying facts
Because Andrews major contention in this
appeal is that the evidence is insufficient to support
the jurys verdicts, we present the evidence here in the
light most favorable to upholding the verdicts.1
In early September 2005, Haws and Andrew
drove from Anchorage to the Kenai Peninsula. Haws
contacted an old friend, Chris Parker, who lived in
Sterling. Haws asked Parker if he and Andrew could
stay at Parkers house, and Parker agreed.
Parker was living with his girlfriend, Misty
Roberts. A few hours after Haws and Andrew arrived at
the house, everyone decided to go out for food. They
all got into Parkers car a black Jeep Cherokee and
they were about to pull out of the driveway when, as
luck would have it, two state troopers arrived to
arrest Parker for a minor offense.
While the troopers were taking Parker into
custody, Haws opened the rear door of the Jeep and
demanded to know why Parker was being arrested. As
Haws was opening the car door, one of the troopers
observed Haws hand a metal pipe (the kind used to smoke
drugs) to Andrew. (The troopers did not follow up on
Hawss drug pipe.)
Parker was bailed out of jail by a friend,
but in the meantime, Haws and Andrew went driving in
Hawss car a white Mercury Cougar.
Later that day, the Mercury Cougar was
discovered parked near a residence owned by Charles
Jackson.
Jackson was not currently occupying the
house; he was trying to rent it or sell it. Jackson
had telephoned a friend of his, Richard Miller, to ask
him to retrieve some paperwork from the house. On the
day in question, Miller and his son Benjamin drove out
to Jacksons house to perform this errand.
Jacksons house had a long driveway: it ran
between 50 and 100 feet from the road before reaching
the parking pad next to the garage. When Miller and
his son first approached Jacksons residence and viewed
it from the road, everything appeared normal. However,
as they drove up the driveway, Miller and his son
observed a car Hawss Mercury Cougar parked alongside
a fence, off the driveway and away from the parking
area.
According to Millers testimony, the Cougar
was not visible unless one went up the driveway almost
all the way to the garage.
(Hawss friend Chris Parker also testified
that, when he arrived at the Jackson residence later
that day (as we will explain), he thought that Hawss
car was parked in a weird place: pulled off aside of a
dog run rather than in the parking area next to the
garage. Parker remembered asking Haws why, if Haws had
come to inspect the house with an eye toward renting
it, he had placed his car so far away.)
Richard Miller could see exhaust coming from
the Cougar; in other words, the car was running.
However, neither Miller nor his son could see anyone
sitting in the car; it appeared to be unoccupied.
But as soon as Miller parked his own vehicle
in the driveway, a man (Haws) just seemed to appear
almost out of nowhere. When Miller asked Haws what he
was doing at the house, Haws replied that he was
looking for a place to rent. Haws told Miller that he
had driven up Jacksons driveway, thinking that it was a
road that cut through the property; then, when Haws
discovered that it was a driveway, and that it ended at
the house, he had tried to turn his car around, but it
became stuck in the mud.
At some point while Miller and his son were
talking to Haws, Andrew who had been in the Cougar all
along sat up in the passenger seat, so that she was
now visible to the Millers. Benjamin Miller saw Andrew
putting some things in a bag. Much later, when the
troopers searched Hawss car, they found that the glove
box was empty of any identifying documents.
Miller and his son attempted to tow Hawss car
from where it was stuck; they used a chain, and then a
cable, but their efforts were unsuccessful. Then,
thinking that there might be a tow rope inside the
house, Miller and his son went into the house to see
what they could find.
What they found was evidence of a break-in:
they saw that a screen had been pulled from one of the
windows, and that the window was open; Miller also saw
that, inside the house, stuff [was] strewn everywhere,
and several drawers and cupboards had been pulled open.
Meanwhile, Haws followed the Millers into the
house and was st[i]ck[ing] to [them] like glue, trying
to distract them. While inside the house, Haws was
also talking on his mobile phone (using a headset),
asking Chris Parker and Misty Roberts to come help him
get his car free, or at least to come get him and
Andrew. Parker and Roberts set out in Parkers Jeep
Cherokee. As they drove, Haws continued to talk to
them on his mobile phone, so that he could lead them to
where he was.
(As we explained before, Hawss car was parked
in a place where it was not visible from the road.
Because of this, Haws had to verbally direct Parker to
the Jackson residence driveway.)
When Miller and his son saw Parkers vehicle
coming up the driveway, they began to be concerned for
their own safety, so they coaxed Haws out of the house,
and then they went back inside and locked the doors so
that no one else could enter.
When Parker and Roberts arrived, Haws told
them that he had already called a tow truck, and that
he only needed them to help transfer the belongings
from his Cougar into Parkers Jeep, and then give him
and Andrew a ride back to Parkers house. These
belongings consisted of a large number of small- to
medium-size bags, as well as a wooden box. Roberts,
Haws, and Andrew, and perhaps Parker, participated in
transferring these bags and the box from the Cougar to
the back compartment of Parkers Jeep. When they got
back to Parkers house, everyone helped carry these bags
and the box from the Jeep into the house, and then
upstairs to the room where Haws and Andrew would be
staying.
The clothing that Haws and Andrew were
wearing had become soaked, and they asked Parker and
Roberts if they could borrow some dry clothes. Roberts
thought it was strange that, with all the bags of
belongings that Haws and Andrew had brought with them,
they did not have any spare clothing.
Things settled down, and the four people were
about to order some pizza when the troopers knocked on
the door. Parker and Roberts went out to meet the
officers, but Haws and Andrew made themselves scarce;
they went upstairs.
Standing outside the house, the troopers
informed Parker that there had been a robbery (i.e., a
burglary and theft) at the house where Parker and
Roberts had picked up Haws and Andrew earlier. When
Parker disclaimed any knowledge of these crimes, the
troopers asked if there was anyone else in Parkers
house. Parker said that there was, and he led the
troopers into his house only to discover that Haws and
Andrew were nowhere in sight. Parker then led the
troopers upstairs to see where [Haws] and his
girlfriend had [gone].
Haws and Andrew had locked themselves into
their bedroom although they left all the belongings
that had come from the Cougar piled in the middle of
the floor outside the bedroom.
Both Parker and Trooper Sgt. Barry Wilson
asked Haws and Andrew to come out of the bedroom, but
they refused. Instead, they started pushing furniture
in front of the bedroom door, to impede anyone who
might attempt to enter. They also used clothing and
other small items as stuffing to close off a vent hole
that was near the floor. Through the door, Wilson
could hear Haws coaching Andrew on what to say to the
troopers.
At some point during this standoff, Andrew
told Haws that she wanted out, but Haws apparently
would not let her leave the bedroom.
After about an hour and a half, the troopers
forced their way into the room. On the floor next to
Andrew, the troopers found a womans stolen credit card.
As Haws and Andrew were being arrested, Haws instructed
Andrew not to say anything to the troopers.
The bags and the wooden box that were piled
outside of the bedroom contained stolen property from
the Jackson residence and from several prior
burglaries.
One of these bags contained womens underwear
and feminine hair, skin, and hygiene products, as well
as photographs of Haws and Andrew. These items
apparently belonged to Andrew. This same bag contained
jewelry that had been stolen in a prior burglary.
This bag also contained stationery from a
Marriott Residence Inn. This hotel stationery was
significant because, as explained above, the troopers
found a womans credit card next to Andrew when they
entered the bedroom to make the arrest. This same
credit card had been used (fraudulently) to pay for
room charges at the Anchorage Midtown Marriott
Residence Inn from September 2nd through September 5th
in other words, just four days before Haws and Andrew
were arrested.
Finally, this same bag contained notations of
a drivers license number, a credit card number and
accompanying expiration date, and an address none of
them Andrews. This type of information could be used
to make fraudulent purchases.
The wording of the indictment in this case, the common-
law distinctions between principals and accessories,
and the abrogation of these distinctions under Alaska
law
Andrews indictment charged her with three
felonies: the burglary of the Jackson residence, the
accompanying theft, and the separate theft (by
receiving or concealing) of the property taken in the
earlier burglaries and thefts. According to the
wording of the indictment, Andrew was charged with
committing these crimes as [a] principal or [an]
accessory.
As we are about to explain, the terms
principal and accessory had precise meanings at common
law, and different rules applied to the prosecution and
punishment of principals and accessories. But the
distinction between principals and accessories (to be
more precise, the distinction between principals and
accessories before the fact) was abrogated in Alaska by
statute more than one hundred years ago.
In accordance with the abrogation of these
common-law distinctions, Alaska law prior to 1980
required that all persons concerned in the commission
of a felony be prosecuted, tried, and punished as
principals.2 And today, under Alaskas current criminal
code, the terms principal and accessory are not even
used (much less defined).
In the current appeal, Andrew and the State
agree that the archaic wording of Andrews indictment
was intended to mean that Andrew was charged with
committing the burglary and thefts either through her
own personal conduct, or through the conduct of another
person (i.e., Haws) for which she was legally
accountable, or through a combination of both.
This is the general rule for criminal
liability codified in AS 11.16.100. This statute
declares that a person can be convicted of a crime if
the offense was committed by [their] own conduct[,] or
by the conduct of another for which [that] person is
legally accountable under [the rules set forth in]
AS 11.16.110, or by [a combination of] both.
Nevertheless, many of Andrews arguments in
this appeal hinge on the charging language found in the
indictment and on the concomitant theory that this
language charges two distinct theories of culpability.
(a) The common-law distinctions between principals
and accessories
In order to analyze Andrews arguments
concerning the sufficiency of the evidence to establish
her guilt of the burglary and the thefts in this case,
we must first examine the common-law doctrines defining
the various types of participants in a criminal act,
and then examine the statutes that modified the
application of these doctrines in Alaska.
At common law, there were four categories of
participants in a felony offense: principals in the
first degree, principals in the second degree,
accessories before the fact, and accessories after the
fact.
Principals in the first degree were the
people who directly committed the offense. Rollin M.
Perkins & Ronald N. Boyce, Criminal Law (3rd edition
1982), pp. 722, 736.
Principals in the second degree were people
who were present at the scene of the crime and either
aided or encouraged the commission of the offense or
were immediately available to aid the commission of the
offense. Id., pp. 722, 738. Because the underlying
test for principals in the second degree was whether
the person was immediately available to aid or abet the
commission of the offense, the common law deemed a
person to be constructively present at the scene of the
crime (and, thus, a principal in the second degree)
even if they were some distance away, so long as they
were available to assist in the commission of the
offense for example, a getaway driver who waited down
the street, or even a person who was posted on a
distant building or mountaintop, armed with a rifle to
protect the direct perpetrators, or equipped with a
signaling device to alert the perpetrators if someone
was coming. Id., p. 741.
(We note that, under the States theory of
Andrews case, Andrews involvement in the burglary and
theft at the Jackson residence would have made her a
principal in the second degree as that term was
understood at common law. The State alleged that
Andrew was present at the scene of the crime, and that
she accompanied Haws for the purpose of aiding or
abetting him in his commission of the burglary and
theft. If this allegation was proved, then even if the
burglary and theft were committed solely through Hawss
personal conduct, Andrew would still be classified as a
principal in the second degree with regard to those
crimes.)
Accessories before the fact were the people
who solicited, aided, or encouraged the commission of
the felony, but who were not present (either physically
or constructively) at the scene of the crime. Id., pp.
744-45.
Accessories after the fact were the people
who, acting with knowledge that another person had
committed a felony, rendered aid to the other person
with the intent of hindering that persons detection,
arrest, conviction, or punishment. Id., pp. 748-751.
At common law, the first three categories of
participants that is, principals in the first or
second degree, and accessories before the fact could
all be directly prosecuted and convicted of the felony
offense. However, the distinctions between these three
types of participants were important because the common
law prescribed different rules for the prosecution and
punishment of felony offenders depending on the
offenders status as a principal in the first degree, a
principal in the second degree, or an accessory before
the fact. Id., pp. 751-58.
Accessories after the fact were not held
accountable for the underlying felony; rather, they
were guilty of a separate offense (viz., participating
as an accessory after the fact to a felony), and this
offense carried a lesser degree of guilt. Id., p. 728.
(b) The abrogation of the common-law distinctions
between principals in the first degree, principals
in the second degree, and accessories before the
fact
In the nineteenth century, many jurisdictions
enacted statutes to abrogate the common-law rules that
distinguished principals in the first degree,
principals in the second degree, and accessories before
the fact. An example of this legislation is found in
the federal statutes governing the Territory of Alaska.
Beginning with the Carter Code of 1900,
Alaska law contained a provision declaring [t]hat all
persons concerned in the commission of a crime, ...
whether they directly commit the act constituting the
crime or aid and abet in its commission, though not
present, are principals, and [are] to be tried and
punished as such. Thomas H. Carter, Laws of Alaska
(1900), Part I (the Penal Code), 186.
A corresponding provision was found in Part
II of the Carter Code (the Code of Criminal Procedure),
58:
[T]he distinction between an accessory
before the fact and a principal, and between
principals in the first and second degree in
cases of felony, is abrogated, and all
persons concerned in the commission of a
felony, whether they directly commit the act
constituting the crime, or aid and abet ...
its commission, though not present, must be
indicted, tried, and punished as
principals[.]
For a Ninth Circuit decision
construing Carter Code, Part I, 186, see
Rosencranz v. United States, 155 F. 38 (9th
Cir. 1907). For a case construing the
predecessor Oregon statute (Hills Annotated
Laws of Oregon, 2011 (1864)), see State v.
Moran, 14 P. 419 (Or. 1887). In both
Rosencranz and Moran, the wording of the
indictment charged the defendant with
personally committing the acts constituting
the crime (see Rosencranz, 155 F. at 38;
Moran, 14 P. at 420), but the governments
evidence at trial showed that the defendant
aided or abetted someone elses commission of
the crime. (See Rosencranz, 155 F. at 41-42;
Moran, 14 P. at 426.) Both the Ninth Circuit
and the Oregon Supreme Court declared that
this difference was immaterial, and they
rejected the defendants challenges to the
supposed variance. See Rosencranz, 155 F. at
42-43; Moran, 14 P. at 426-27.
The abrogation of the common-law
distinctions between principals in the first
degree, principals in the second degree, and
accessories before the fact remained a part
of Alaska law until statehood. See 65-3-2
and 66-9-23 of the Alaska Compiled Laws
Annotated of 1949. And upon statehood, the
Alaska legislature again codified the
abrogation of the common-law rules: see
former AS 12.15.010.3
The Alaska Supreme Court construed
these post-statehood statutes in the same way
that the Ninth Circuit had construed the pre-
statehood statutes in Rosencranz. In other
words, even when an indictment charged a
defendant with personally committing a crime,
at the defendants trial the government could
properly introduce and rely on evidence that
the defendant aided or abetted another
persons commission of the crime. Our supreme
court held that this was not a material
variance from the indictment because AS
12.15.010 abrogated the common-law distinc
tions between principals in the first degree,
principals in the second degree, and
accessories before the fact, and because the
statute further declared that all persons
concerned in the commission of a crime,
whether they directly commit the act
constituting the crime or, though not
present, aid and abet in its commission,
[were to] be prosecuted, tried, and punished
as principals. See Morris v. State, 630 P.2d
13, 15-16 (Alaska 1981); Scharver v. State,
561 P.2d 300, 302 (Alaska 1977); Baker v.
State, 905 P.2d 479, 485-86 (Alaska App.
1995); Miller v. State, 866 P.2d 130, 137
(Alaska App. 1994).
Moreover, for purposes of assessing
the verdict in a criminal case, the
distinction between holding a person
accountable for a crime based on their own
conduct and holding that person accountable
based on another persons conduct was deemed
immaterial. See State v. McDonald, 872 P.2d
627, 655 (Alaska App. 1994), and Totemoff v.
State, 866 P.2d 125, 129 (Alaska App. 1993),4
where this Court held that a trial jury does
not need to unanimously agree as to whether
the defendant personally performed the acts
constituting the crime or, instead, solicited
or aided or abetted someone elses commission
of the crime.
With regard to the fourth category
of participants in a felony at common law,
accessories after the fact, Alaska statutory
law carried forward the doctrine that
accessories after the fact were not
accountable for the underlying felony, but
were rather guilty of a separate, less
blameworthy offense. Part I, 187 of the
Carter Code declared [t]hat all persons who,
after the commission of any felony, conceal
or aid the offender, with knowledge that he
has committed a felony and with intent that
he may avoid or escape from arrest, trial,
conviction, or punishment, are accessories.
(As can be seen from the wording of
Part I, 187, the Carter Code used the term
accessory as a shorthand for accessory after
the fact because, under the sibling
provisions of the Carter Code (Part I, 186,
and Part II, 58), all people who would have
been categorized as accessories before the
fact at common law were now deemed
principals.)
This approach to accessories after
the fact remained a part of Alaska law until
statehood. See 65-3-3 and 65-3-5 of the
1949 Alaska Compiled Laws Annotated. And
upon statehood, the Alaska legislature re-
codified this provision as former AS
12.15.020:
Accessories after the Fact. All persons
who, after the commission of any felony,
conceal or aid the offender with knowledge
that he has committed a felony and with
intent that he may avoid or escape from
arrest, trial, conviction, or punishment are
accessories. ... Such persons are
separately punishable for their distinct
offense [under] AS 11.10.050[.][5]
Under Alaskas current criminal
code, the crime of being an accessory to a
felony as defined in former AS 12.15.020
i.e., what the common law would have called
an accessory after the fact is now
encompassed by the crime of hindering
prosecution in the first degree,
AS 11.56.770.
(c) The enactment of Alaskas current criminal
code, and the Alaska Legislatures complete
elimination of these common-law categories
In the late 1970s, the Alaska Legislature
undertook to completely revise Alaskas criminal
law. This revision was enacted as SLA 1978, ch.
166, and the new criminal code took effect on
January 1, 1980.6
Under our current criminal code, two statutes
AS 11.16.100 and AS 11.16.110 contain the basic
rules for determining one persons vicarious
liability for the conduct of another. These
statutes are derived from two Oregon statutes,
ORS 161.150 and 161.155.7 And these Oregon
statutes, in turn, were based on Section 2.06 of
the Model Penal Code.8 Accordingly, to assess the
meaning and proper application of AS 11.16.100 and
AS 11.16.110, we turn first to the Model Penal
Code.
In Section 2.06 of the Model Penal Code (the
final version, issued in 1962),9 the American Law
Institute advocated a new approach to the question of
identifying and classifying the participants in a
crime.
Rather than relying on the common-law
categories of principals in the first degree,
principals in the second degree, and accessories before
the fact, Model Penal Code 2.06(1) simply declared, A
person is guilty of an offense if it is committed by
his own conduct[,] or by the conduct of another person
for which he is legally accountable [under the rules
set forth in the other subsections of 2.06], or both.
Under the Model Penal Code approach, all the
participants in a criminal venture are deemed
accomplices to the offense. As explained in the
Comment to 2.06, the term accomplice was intended to
be understood as the broadest and least technical
[term] available to denote criminal liability. Unlike
accessory[,] it has no special meanings under either
common law or modern legislation.10
(We note that the Alaska Statutes use the
term accomplice in this same broad sense. See AS
12.45.020 (requiring that the testimony of an
accomplice be corroborated) and AS 12.55.155(d)(2)
(allowing mitigation of a presumptive sentence if the
defendant, although an accomplice, played only a minor
role). These are the only two places where the term
accomplice appears in Title 12 of the statutes, and
this term is not found at all in Title 11.)
Under the Model Penal Code approach, the
guilt of any particular defendant is to be judged by
assessing the defendants mens rea (that is, the
defendants culpable mental state) and the combination
of (1) the defendants own conduct and (2) the conduct
of any other person for which the defendant is
accountable.11
With regard to aiders or abettors who would
have been classified either as principals in the second
degree or as accessories before the fact under the
common law (depending on whether they were present at
the scene of the crime), the Model Penal Code
substituted a new definition of vicarious liability in
2.06(3)(a):
A person is an accomplice of another
person in the commission of an offense if[,]
with the purpose of promoting or facilitating
the commission of the offense, he
(i) solicits [the] other person to
commit [the offense], or
(ii) aids or agrees or attempts to
aid [the] other person in planning or
committing [the offense.]
Under this provision of the Model
Penal Code, a defendant can be held
accountable for criminal conduct performed by
another person if the government proves that
the defendant performed one of the acts
specified in 2.06(3)(a) i.e., soliciting
another person to engage in the criminal
conduct, or agreeing to aid someone else in
planning or committing the criminal conduct,
or actually aiding or attempting to aid
someone else in planning or committing the
criminal conduct and if the government
proves that the defendant performed that act
with the accompanying purpose of promoting or
facilitating the commission of the offense.
The Comment to 2.06 explains that,
even though 2.06 defines these various modes
or theories of complicity in a crime, these
modes or theories were codified [only] for
the purpose of [elucidating] their content.12
The drafters of the Model Penal Code did not
intend for [these] distinctions [to] have
procedural significance. Rather, [as is
true] in the states that have abolished the
common law distinctions between principals
and accessories, it would suffice under [the
Model Penal Code] to [merely] charge
commission of the substantive crime ...
[without] declar[ing] that the offender is a
principal [or an accessory before the
fact].13
The Oregon Legislature adopted this
approach to criminal liability when it
revised the Oregon criminal law in 1971 and
enacted Oregon Statutes 161.150 and 161.155.
These two statutes were taken almost verbatim
from the Model Penal Code.14
The first of these statutes, ORS
161.150, states: A person is guilty of a
crime if it is committed by the persons own
conduct[,] or by the conduct of another for
which the person is criminally liable, or
both. The second of these statutes, ORS
161.155, declares that [a] person is
criminally liable for the conduct of another
person constituting a crime if[,] [w]ith the
intent to promote or facilitate the
commission of the crime[,] the person ...
[s]olicits or commands [the] other person to
commit the crime; or ... [a]ids or abets or
agrees or attempts to aid or abet [the] other
person in planning or committing the crime[.]
Alaskas counterparts to these
Oregon statutes are AS 11.16.100 and
AS 11.16.110.
AS 11.16.100 contains the general
rule for criminal liability the rule derived
from 2.06 of the Model Penal Code and from
Oregon Statute 161.150. Under our statute, a
defendant can be convicted of a crime if the
crime was committed by [their] own conduct[,]
or by the conduct of another for which the
[defendant] is legally accountable under [the
rules set forth in] AS 11.16.110, or by
[a combination of] both.
AS 11.16.110 contains the rules for
determining when a defendant can be held
accountable for the conduct of another
person. Again, our statute adopts the
general approach advocated in the Model Penal
Code and Oregon Statute 161.155. The
pertinent portion of the statute reads:
Legal accountability based upon the
conduct of another. A person is legally
accountable for the conduct of another
constituting an offense if[,] ... with intent
to promote or facilitate the commission of
the offense, the person ... solicits the
other to commit the offense[,] or ... aids or
abets the other in planning or committing the
offense[.]
These statutes do not rely on (or
even mention) the common-law concepts of
principal and accessory before the fact.
Indeed, as we have already explained, the
terms principal and accessory do not appear
anywhere in the revised Alaska criminal code.
Rather, as stated in the Commentary
to Tentative Draft 11.16.100, our criminal
code embodies the principle that, [w]hen
criminal liability exists, it is immaterial
whether the elements of the crime are
satisfied by the defendants own behavior, or
by the behavior of another person for which
he is accountable, or by both. Alaska
Criminal Code Revision, Tentative Draft, Part
2 (February 1977), p. 30.
The drafters of our revised code
acknowledged that Alaskas former criminal
code did not contain any counterpart to AS
11.16.110 i.e., a statute specifying the
elements that the government is required to
prove in order to establish that one person
is legally accountable for the conduct of
another. Tentative Draft, Part 2, p. 30.
However, the drafters stated that AS
11.16.110 was intended to substantially
recapitulate Alaskas common law of accomplice
liability as that law had been developed by
the Alaska Supreme Court in various cases.
Ibid.15 In particular, the drafters declared
that the culpable mental state required by
AS 11.16.110(2) intent to promote or
facilitate the commission of the offense was
essentially a restatement of the pre-existing
rule set forth in Tarneff v. State, 512 P.2d
923, 928 (Alaska 1973), and Thomas v. State,
391 P.2d 18, 25 (Alaska 1964).16
Now that we have summarized and
explained Alaskas law of complicity that is,
the law under which one person can be held
vicariously responsible for another persons
conduct we turn to Andrews contentions in
this appeal.
Whether liability based on ones own personal conduct
and liability based on ones vicarious
responsibility for another persons conduct
constitute distinct theories of criminal
responsibility for purposes of pleading and proof
under Alaska law
As we have already explained, Andrews main
arguments in this appeal involve challenges to the
sufficiency of the evidence to support her
convictions. With respect to each of the three
counts in the indictment, Andrews arguments are
structured in the following way:
Andrew first asserts that the evidence is
insufficient to establish her guilt based on her own
personal conduct, and she then separately asserts that
the evidence is insufficient to establish her guilt
based on her vicarious liability for Brian Hawss
conduct. Finally, Andrew asserts (in the alternative)
that even if the evidence is sufficient to establish
her guilt based on her vicarious liability for Hawss
conduct, but not sufficient to establish her guilt
based on her own personal conduct, the jurys verdicts
are flawed because the jury returned general verdicts
i.e., the jurors did not specify which theory of
culpability they found to be proved and, thus, it is
impossible to tell whether the jury convicted Andrew
based on a theory that was supported by the evidence
(i.e., vicarious liability) or on a theory that was not
supported by the evidence (i.e., personal liability).
In other words, Andrews approach to this case
rests on the underlying premise that, under Alaska law,
there is a distinction between proof of culpability
based on ones own personal conduct and proof of
culpability based on ones vicarious responsibility for
someone elses conduct under the rules set forth in AS
11.16.110.
This approach is inconsistent with the
legislatures longstanding efforts to eliminate the
common-law distinctions between principals in the first
degree, principals in the second degree, and
accessories before the fact.
As explained earlier in this opinion, these
latter two categories of participants in a felony
i.e., principals in the second degree and accessories
before the fact were both held accountable under the
theory that they were vicariously liable for the acts
committed by principals in the first degree. (The
difference was that principals in the second degree
were present at the scene of the crime, while
accessories before the fact were not.)
But as we have also explained, Alaska law
draws no distinction between, on the one hand,
principals in the first degree (i.e., those persons who
commit a crime by their own personal conduct) and, on
the other hand, principals in the second degree and
accessories before the fact (i.e., those persons who
are being held vicariously liable for the conduct of
principals in the first degree). This distinction has
not existed in Alaska law for over a century.
As far back as the Carter Code of 1900,
Alaska law declared that all persons concerned in the
commission of a felony were to be prosecuted, tried,
and punished as principals.17 And under Alaskas
current criminal code, the terms principal and
accessory are not even used. Instead, we have a
statute AS 11.16.100 which declares simply that
people are responsible for a crime if it was committed
by [their] own conduct[,] or by the conduct of another
for which [they are] legally accountable under
AS 11.16.110, or by [a combination of] both.
This last clause of AS 11.16.100 the
language that speaks of holding a person accountable
for a crime based on a combination of their own
personal conduct and their vicarious liability for the
conduct of one or more other people is inconsistent
with the approach taken by Andrew in the current
appeal. Under this statute, the government is not
required to prove that the crime was committed either
wholly through the defendants own conduct or wholly
through the conduct of others for which the defendant
is vicariously liable. Rather, a persons criminal
liability is evaluated based on a combination of these
two. Accordingly, the government is not required to
show that the evidence supporting one or the other of
these theories of culpability would be sufficient,
standing alone, to survive a motion for a judgement of
acquittal.
This conclusion is most easily illustrated in
cases where a crime is jointly committed by several co-
defendants, each of whom contributes toward the
commission of the crime, but none of whom individually
commits all the acts needed to constitute the crime.
For instance, in Baker v. State, 905 P.2d 479 (Alaska
App. 1995), three men decided to rob a pizza delivery
person. All three men lay in wait for the victim;
then, when the delivery person arrived, one of the
defendants began to beat the victim, while another
defendant grabbed the pizzas.18 One of the issues in
Baker was a dispute as to which defendant had done
what.19 But even if the precise role of each defendant
had been clearly revealed by the evidence, it still
would have been true that, of the two active
perpetrators, neither of them could be convicted of
robbery based solely on their own personal conduct, or
based solely on the conduct of the other. The jurys
verdict necessarily had to rest on the combination
clause of AS 11.16.100.
A related doctrine is that the jurors need
not be unanimous as to the precise role that a
particular defendant played in the commission of the
crime, as long as the jurors are unanimous in
concluding that the combination of the defendants
personal conduct and the conduct of the defendants
accomplices (i.e., conduct for which the defendant can
be held vicariously responsible under AS 11.16.110) is
sufficient to constitute the crime.
In State v. McDonald, 872 P.2d 627 (Alaska
App. 1994), the defendant was charged with being an
accomplice to a murder. The jurors were instructed
that, in order to justify McDonalds conviction of this
crime, the State was required to prove that he
[personally] caused the death of [the victim], [or]
solicited another person to cause her death, or aided
or abetted another in planning or committing the acts
causing the death of [the victim]. Id. at 655. On
appeal, McDonald contended that this jury instruction
potentially deprived him of jury unanimity, because
some of the jurors might have concluded that he aided
or abetted another persons commission of the murder,
while other jurors might have concluded that McDonald
personally committed the murder. Ibid.
This Court rejected McDonalds argument. We
held that a jury is not required to be unanimous as to
whether the defendant personally committed the acts
constituting the crime or, instead, performed an act of
solicitation, aiding, or abetting which rendered the
defendant accountable for another persons acts. Ibid.
Accord: Totemoff v. State, 866 P.2d 125, 129 (Alaska
App. 1993).
Andrew argues that this Court applied a
contrary rule in an unpublished decision: Stone v.
State, Alaska App. Memorandum Opinion No. 1383 (April
22, 1987), 1987 WL 1359302. The defendant in Stone was
working as a caregiver at Harborview, a residential
facility for developmentally disabled persons. Id. at
*1. A student intern at Harborview reported that Stone
and a co-worker named Collins had, in separate
incidents, thrown a basketball at one of the residents
and that, in one of these incidents, the basketball
struck the victim in the head. Ibid. According to the
interns testimony, these two incidents occurred about
thirty minutes apart, and the intern was no longer sure
whether the victim was struck during the first incident
in which Stone threw the basketball or during the
second incident in which Collins threw the basketball.
Ibid.
Stone was charged with the misdemeanor of
harassment under two alternative theories. The States
first theory was that the victim was struck in the head
during the incident in which Stone personally threw the
basketball. The States alternative theory was that the
victim was struck in the head during the later incident
in which Stones co-worker, Collins, threw the
basketball but that Stone was vicariously responsible
for his co-workers misconduct because Stones earlier
act of throwing the basketball at the victim served as
an incitement or encouragement for Collins to do the
same thing thirty minutes later. Id. at *2.
On appeal, this Court concluded that the
evidence was sufficient to convict Stone under the
theory that he personally struck the victim with a
basketball. Ibid. However, this Court concluded that
there was insufficient evidence to support Stones
conviction under the theory of vicarious liability:
even though the evidence suggested that Stones earlier
act of throwing the basketball had, in fact, encouraged
Collins to do the same thing later, there was
essentially no evidence that Stone intended his act to
serve as an encouragement to Collins. Ibid. In other
words, using the terminology of AS 11.16.110(2), the
evidence was not sufficient to establish that Stone
acted with intent to promote or facilitate Collinss
later act of harassment.
This Court then ruled that Stones conviction
had to be reversed:
Both theories [of culpability] went to
the jury. We have determined that one
theory, but not the other, was supported by
[sufficient] evidence. [Because the] jury
returned a general verdict[,] it is
impossible ... to determine which theory
resulted in Stones conviction. Thus, we must
reverse his conviction and remand [this case]
for a new trial.
Stone, 1987 WL 1359302 at *3.
Andrew relies upon this passage
from Stone as authority for the proposition
that when a defendant is potentially guilty
of an offense based on their own conduct or,
alternatively, based on their vicarious
responsibility for other peoples conduct, and
when the jury returns a general verdict that
does not specify the precise basis of the
defendants culpability, the States evidence
must be sufficient to establish the
defendants guilt under both theories,
independently.
Application of this rule led to a
correct resolution of Stones case. However,
despite the implication of the above-quoted
language from our Stone decision, this is not
the general rule that applies to cases
involving claims of accomplice liability.
The underlying problem in Stone was
not that the State argued in the alternative
that Stone could be convicted based on his
own personal conduct or based on his
vicarious responsibility for Collinss
conduct. Rather, the underlying problem was
that the States case was based on two
separate incidents, only one of which could
constitute the crime of harassment (because,
under the evidence presented at trial, the
victim was struck by the basketball in only
one of these incidents).
True, these incidents occurred only
thirty minutes apart. But, legally speaking,
Stones case presented the same problem as if
Collinss later act of throwing a basketball
at the victim had occurred the next day, or
the next week.
Under Alaska law, jurors need not
be unanimous as to whether the defendant is
responsible for a crime by virtue of the
defendants own conduct or by virtue of other
peoples conduct for which the defendant is
accountable under AS 11.16.110. See McDonald
and Totemoff, discussed above. But when a
defendant is charged with a single crime
based on two or more legally separate acts,
Alaska law requires that the jurors be
unanimous regarding which act forms the basis
of the defendants conviction. As we said in
Totemoff:
[W]hen two or more discrete acts, each
potentially amounting to a crime, are
encompassed in a single charge, the jury must
be unanimous in deciding the act upon which
it determines [the defendants] guilt.
Totemoff, 866 P.2d at 129.
See State v. James, 698 P.2d 1161
(Alaska 1985), where the supreme court
addressed situations in which the jury need
not be unanimous concerning the precise
theory of the defendants guilt. The supreme
court explained that the law permits this non-
unanimity only in situations where only one
criminal act [is] alleged and only one
incident [is] involved. Id. at 1165-66. See
also Nunn v. State, 845 P.2d 435, 443-44
(Alaska App. 1993); Covington v. State, 703
P.2d 436, 440-41 (Alaska App. 1985), as
modified in 711 P.2d 1183, 1184-85 (Alaska
App. 1985).
Thus, the real problem in Stone was
that the jurors were instructed that they
could convict Stone of harassment based on
either of two separate acts, but the States
evidence was legally insufficient to prove
that Stone was guilty of the second of these
acts.
In Stones particular case, the flaw
in the States case with respect to the second
incident was that there was no evidence that
Stone, when he committed the earlier act of
throwing a basketball at the victim, had
performed this act with the intent of
inciting or encouraging a later, similar
assault by his co-worker, Collins. But the
outcome of Stones appeal would have been the
same if the States evidence relating to this
second incident had been legally insufficient
for any other reason.
To explain this point slightly
differently: With respect to either one of
the two incidents of basketball-throwing, the
State would have been allowed to argue for
Stones conviction based on (1) Stones own
personal conduct, or (2) the conduct of
Collins, if Stone was accountable for that
conduct under AS 11.16.110, or (3) both.
Moreover, with respect to each of these two
incidents (considered separately), the jurors
did not need to be unanimous as to whether
Stones responsibility for that incident was
based on his own conduct, or Collinss
conduct, or both. But the jurors were
required to reach unanimous agreement as to
whether Stone was being convicted of
harassment based on the first incident or the
second.
As it happened, the sole theory to
support Stones conviction for the first
incident was based on evidence of Stones own
personal conduct, while the sole theory to
support Stones conviction for the second
incident was based on the (legally
insufficient) evidence that he should be held
vicariously accountable for Collinss conduct
under AS 11.16.110(2). Because of this
happenstance, this Court described our
decision in Stones case as resting on the
insufficiency of the evidence to support a
finding of vicarious liability under
AS 11.16.110(2):
Both theories [that is, culpability based on
Stones own conduct, and culpability based on
Stones responsibility for Collinss conduct]
went to the jury. We have determined that
[this latter] theory ... was [not] supported
by [sufficient] evidence. [Because the] jury
returned a general verdict[,] it is
impossible ... to determine which theory
resulted in Stones conviction.
Stone, 1987 WL 1359302 at *3.
This is all true, as far as it
goes. But, for purposes of describing the
legal reason why this Court reversed Stones
conviction, it is misleading.
The real problem in Stones case was
that both acts were submitted to the jury as
separate potential bases for finding Stone
guilty of harassment, and there was
insufficient evidence to support a finding
that Stone was criminally responsible for the
second act. Because Alaska law requires a
jury to be unanimous regarding the act that
forms the basis for a defendants conviction,
and because it was impossible to tell whether
Stones jury had convicted him based on the
first act or the second act, this Court was
obliged to reverse Stones conviction.
In other words, our decision in
Stone should not be read as endorsing the
proposition advanced by Andrew the
proposition that, when a defendant is
potentially guilty of a criminal offense
based on the defendants own conduct or,
alternatively, based on the defendants
vicarious responsibility for other peoples
conduct, and when the jury returns a general
verdict that does not specify the precise
basis of the defendants culpability, the
States evidence must be sufficient to
independently establish the defendants guilt
under both theories of responsibility.
In fact, Alaska law follows a
contrary rule. Under AS 11.16.100, the
question is whether the defendants guilt is
established by the combination of the
defendants personal conduct and the conduct
of other people for which the defendant is
vicariously accountable under AS 11.16.110.
Why we conclude that the evidence was sufficient to
establish Andrews criminal liability for receiving or
concealing the property stolen in the earlier
burglaries and thefts
Andrew was convicted of receiving or
concealing many items of property that had been stolen
during burglaries and thefts that occurred in the days
prior to the burglary and theft at the Jackson
residence. This stolen property was recovered from
Chris Parkers house; it was contained in bags that had
been transferred with Andrews assistance from Hawss
Mercury to Parkers Jeep (at the Jackson residence), and
then from Parkers Jeep into Parkers house. Haws and
Andrew left these bags sitting outside the bedroom in
which they barricaded themselves when the troopers
arrived at Parkers house to investigate the burglary
and theft at the Jackson residence.
The crime of theft by receiving is defined in
AS 11.46.190(a) as buy[ing], receiv[ing], retain[ing],
conceal[ing], or dispos[ing] of stolen property with
reckless disregard that the property was stolen.
Subsection (b) of this statute declares, in pertinent
part, that receiv[ing] includes acquiring possession
[or] control.
The evidence presented at Andrews trial
reasonably supported the conclusion that, in the days
prior to the burglary at the Jackson residence, Andrew
had been accompanying Haws while Haws accumulated
stolen credit cards and goods and that Andrew knew
what Haws was doing, and was personally profiting from
Hawss criminal activities.
As we noted in the section of our opinion
describing the evidence, one of the bags ultimately
recovered from Chris Parkers house apparently belonged
to, or was being used by, Andrew: this bag contained
womens underwear and feminine hair, skin, and hygiene
products, as well as photographs of Haws and Andrew.
The bag also contained jewelry that was stolen in an
earlier burglary.
Moreover, this same bag contained stationery
from the Marriott Residence Inn where, just a few days
earlier, someone had rented a room using a womans
stolen credit card. The troopers found this same
stolen credit card lying next to Andrew when the
troopers entered the bedroom at Chris Parkers house and
arrested her. And it was reasonable for the jurors to
infer that Andrew, rather than Haws, was the one who
presented this credit card to the staff of the Marriott
in payment for the room because the name on the credit
card was a womans.
Thus, the evidence reasonably supported the
conclusions that Andrew knew that the property was
stolen, that she had appropriated or received some of
this stolen property for her own use, and that she
helped transfer this stolen property from Hawss
immobilized Mercury (at the Jackson residence) to a
storage place of apparent safety at Chris Parkers
house.
In addition, as we explain in the next
section of this opinion, the circumstances of Andrews
relationship with Haws, coupled with the fact that she
accompanied Haws while he accumulated the stolen
property and that she shared the benefits of that
stolen property, were sufficient to constitute an
incitement or encouragement of Hawss criminal conduct,
thus rendering Andrew vicariously liable for that
conduct as an abettor.
For these reasons, we conclude that the
evidence was sufficient to support Andrews conviction
of theft by receiving.
Why we conclude that the evidence was sufficient to
establish Andrews criminal liability for the burglary
of Jacksons house and the accompanying theft of
Jacksons property
Under AS 11.16.100, Andrew could be found
guilty of the burglary of the Jackson residence and the
accompanying theft of property from that residence
based on (1) her own conduct, or based on (2) Brian
Hawss conduct if, under the rules for vicarious
liability set forth in AS 11.16.110(2), Andrew could be
held accountable for that conduct, or based on (3) a
combination of her own conduct and Hawss conduct.
Given the evidence in this case, it is
obvious that Andrews personal conduct, standing alone,
was not sufficient to constitute a burglary of Jacksons
house. Even viewing the evidence in the light most
favorable to the jurys verdict on this count of the
indictment, there was no evidence that Andrew entered
Jacksons residence. Thus, if the States proof was
sufficient to convict Andrew of this burglary, it must
be under the theory that Andrew was legally accountable
for Hawss entry into the house.
To hold Andrew accountable for Hawss conduct
in burglarizing the Jackson residence, the State had to
prove either that Andrew solicited Haws to commit this
offense, or that she aided or abetted (i.e.,
encouraged) Haws in planning or committing the offense,
and that she did so with the intent to promote or
facilitate the commission of the offense. See AS
11.16.110(2).
Andrew argues that the State failed to prove
that she knew about Hawss plan to burglarize the
residence, much less that she intended to promote or
facilitate the burglary. She contends that the State
did not present any direct evidence that she either
asked or counseled Haws to commit these crimes, or that
she provided aid or encouragement to him in the
planning or commission of these crimes.
But, viewing the evidence in the light most
favorable to upholding the verdict, there is a great
deal of circumstantial evidence supporting the
inferences that (1) Andrew knew that Haws intended to
burglarize the residence and that (2) Andrew abetted
the burglary by accompanying Haws so that she could
provide any help he might need in breaking into the
residence and making off with the stolen goods.
As we have already discussed, the evidence
presented at Andrews trial reasonably supported the
conclusions (1) that, prior to the burglary at the
Jackson residence, Andrew had been accompanying Haws
for several days while Haws accumulated stolen credit
cards and goods, (2) that Andrew knew what Haws was
doing, and (3) that Andrew was personally profiting
from Hawss criminal activities. We note, in
particular, the fact that one of the bags recovered
from Chris Parkers residence apparently belonged to (or
was being used by) Andrew, and that this bag contained
jewelry stolen in a previous burglary. We further note
that a womans stolen credit card was found near Andrew
when she was arrested, and the circumstances supported
the inference that Andrew had used this stolen credit
card to pay room charges at the Marriott Residence Inn.
This evidence tended to show that Andrew knew
what Haws planned to do when they drove to the Jackson
residence, and that she approved of Hawss plan and was
willing to help or encourage Haws in this criminal
endeavor.
The testimony of Richard Miller and his son
provided further circumstantial evidence that Andrew
knew what Haws planned to do at the Jackson residence.
When Miller and his son drove up the driveway to the
residence, they saw Hawss white Mercury Cougar parked
off the driveway. The engine was running (exhaust was
visible), but neither Miller nor his son could see
anyone sitting in the car; the vehicle appeared to be
unoccupied. In fact, Andrew was in the car. After
Haws emerged from the residence and began talking to
Miller and his son, Andrew sat up in the passenger
seat, so that she was now visible to the Millers.
Given this testimony, the jurors could reasonably
conclude that Andrew ducked down when she saw Miller
and his son coming up the driveway and that Andrew did
this because she was there to help Haws burglarize the
residence.
Andrew argues that, even if she accompanied
Haws to the residence knowing that he intended to
commit a burglary, there was no proof that she ever
performed any act to assist Haws in committing the
burglary. Andrew acknowledges that she helped Haws
transfer the stolen goods from the disabled Mercury
Cougar into Chris Parkers Jeep, and then later helped
transfer the goods from the Jeep into Parkers house.
But Andrew argues that these acts were insufficient (as
a matter of law) to establish her complicity in the
burglary.
Andrews argument on this point is that, by
the time she helped Haws transport the stolen goods
away from the Jackson residence, both the burglary and
the accompanying theft had already been completed: in
other words, Haws had already entered the residence
with the intent to commit a crime inside (burglary),
and he had already taken possession of Jacksons
property with the intent to permanently deprive the
owner (theft). Andrew asserts that, because these
crimes had already been completed by the time she gave
any assistance to Haws, she could not be held
accountable as an accomplice to the burglary and the
theft that her crime, if any, was the separate offense
of hindering prosecution.
(Under Alaskas former criminal code, this
would have been the crime of being an accessory that
is, an accessory after the fact to a felony. See
former AS 11.10.050.)
There are two answers to Andrews argument.
First, Andrew takes too narrow a view of what
conduct on her part could support a finding of
complicity (i.e., a finding that she was vicariously
liable for Hawss conduct).
Under Alaska law, Andrew could be held
accountable for Hawss burglary of the Jackson residence
even if Andrew never physically assisted Haws in
breaking into the house. AS 11.16.110(2) states that a
defendant can be held accountable for another persons
conduct if, with the intent to promote or facilitate
the criminal conduct, the defendant either aids the
other persons commission of the offense or abets (that
is, encourages) the other persons commission of the
offense.
The term abet is not defined in Title 11.
The drafters of AS 11.16.110 indicated, in their
Commentary, that they intended this term to be
understood in its common-law sense, as exemplified by
prior Alaska Supreme Court cases on this subject.20
See, for instance, Hallback v. State, 361
P.2d 336 (Alaska 1961), where our supreme court
declared that the words aid and abet, as used in the
then-current statute, ACLA 1949, 65-3-2, refer[red] to
conduct calculated to incite, encourage[,] or assist in
the perpetration of a crime. Id. at 337. See also AS
01.10.010: So much of the common law [as is] not
inconsistent with the Constitution of the State of
Alaska or the Constitution of the United States or with
any law passed by the legislature of the State of
Alaska is the rule of decision in this state.
At common law, the act of abetting
encompasses conduct such as counseling or encouraging
the other persons criminal act by words or gestures
or, indeed (in the words of Perkins and Boyce), by any
conduct which unmistakably [communicates] a design to
encourage, incite, or approve of the crime.21 Thus,
abetting can take the form of promising a benefit if
the other person will commit the crime, or threatening
to inflict harm or exact a penalty if the other person
declines to commit the crime.22
But, as noted in Perkins and Boyce, much less
will meet the legal requirement [of abetting] as, for
example, where [the defendant, as] a bystander[,]
merely embolden[s] the perpetrator to [commit the
crime],23 or where the defendant merely stand[s] by for
the purpose of giving aid to the perpetrator if
necessary, provided the latter is aware of [the
defendants] purpose.24
(This same point is also discussed in Wayne
R. LaFave, Substantive Criminal Law (2nd ed. 2003),
13.2(a), Vol. 2, pp. 338-39.)
The evidence reasonably supported the
conclusion that Andrew abetted that is, encouraged
Hawss commission of the burglary and theft at the
Jackson residence. It is true that the State presented
no evidence that Andrew expressly urged or incited Haws
to commit these crimes. But although accomplice
liability requires proof of something more than mere
presence at the scene of the crime, or mere
acquiescence in the crime, it does not necessarily
require proof of an overt act of incitement or
encouragement. Rather, an accomplices acts of
encouragement can take subtler forms.
This point of law was discussed by the Kansas
Supreme Court in State v. Ly, 85 P.3d 1200 (Kan. 2004),
and by the Maine Supreme Court in State v. Doody, 434
A.2d 523 (Me. 1981), and State v. Gervais, 394 A.2d
1183 (Me. 1978).
In Ly, the Kansas court explained that, even
though [t]he mere presence of the defendant at the time
and place of the crime is insufficient for establishing
the defendants guilt [of] that crime, there may be
facts and circumstances surrounding the defendants
presence and the defendants conduct [at the scene]
which support a reasonable inference that the
defendants presence did in fact encourage someone else
to commit the crime and that, if the defendant had the
intent to promote or facilitate the crime, guilt may be
inferred. Id. at 1207.
Thus, [even if] the defendants conduct does
not [openly] demonstrate a design to encourage, incite,
aid, abet, or assist in the crime, the factfinder may
[nevertheless] consider the defendants failure to
oppose the commission of the crime, along with other
circumstances, and conclude that the defendant assented
to, approved of, or encouraged the commission of the
crime thereby establishing the defendants vicarious
liability for the crime as an abettor. Ibid.
For example, in State v. Doody, 434 A.2d at
530, the Maine Supreme Court found that a wife could be
convicted as the abettor of her husbands crime the
murder of the wifes mother when the evidence showed
that the wife told her husband that she would not give
him any problem if he proceeded with the planned
killing. In light of the wifes relationship to the
perpetrator and to the intended victim, the Maine court
concluded that the wifes conduct (in making this
statement to her husband) was more than mere passive
acquiescence. Ibid.
Similarly, in State v. Gervais, the defendant
was a passenger in an automobile during and after a
residential burglary committed by his friend, who was
driving the car. 394 A.2d at 1184-85. Although
Gervais was free to separate himself from the
perpetrator of the burglary, he continued to ride with
him after the crime. Id. at 1185-86. The Maine court
concluded that even though Gervais may not have ...
engage[d] in any overt act of assistance, his presence
as a friend could be taken as a circumstance suggesting
encouragement of his accomplices crime. Ibid.
In the present case, the evidence suggested
that Haws viewed Andrew as a trustworthy companion who
would aid him in his unlawful activities, or who at
least would assist him in hiding these illegal
activities. This inference is supported by the fact
that Haws handed his drug pipe to Andrew before he
opened the door of Chris Parkers Jeep to challenge the
troopers arrest of Parker. It is also supported by the
evidence that Andrew was aware of Hawss ongoing
criminal activities, and that she was personally
profiting from those criminal activities as
illustrated by the stolen jewelry found in her bag, and
by the reasonable inference that Andrew was the one who
used the womans stolen credit card at the Marriott.
It was therefore reasonable for the jury to
infer that Andrew accompanied Haws to the Jackson
residence with the intention of promoting or
facilitating the commission of another burglary and
theft, and for the purpose of standing by to provide
Haws with aid if he needed it and that Haws was aware
of Andrews intention (thus drawing encouragement from
her presence). This conduct would be abetting within
the meaning of AS 11.16.110(2), and thus Andrew would
be legally accountable for the ensuing burglary of
Jacksons residence and the resulting theft of Jacksons
property.
There is also another answer to Andrews
contention that the evidence was insufficient to
establish her complicity in the burglary and theft.
Even if Andrew had been unaware, when she and Haws
arrived at the Jackson residence, that Haws intended to
commit burglary and theft, the fact remains that Andrew
watched Haws remove property from the Jackson
residence, and she later actively assisted Haws in
transferring this stolen property from Hawss car (which
was immobilized) to Chris Parkers Jeep, so that the
stolen property could be carried away from the
residence.
The testimony of Richard Miller and his son
also supports the conclusion that Andrew made efforts
to clean out Hawss Mercury Cougar by removing documents
and other personal items from the glove compartment
after Miller and his son discovered Haws and Andrew at
the Jackson residence.
As we explained earlier, Miller and his son
testified that when they came up the driveway toward
the Jackson residence, they saw Hawss Cougar, and they
could see exhaust coming from the car, but they could
not see anyone sitting in the car; it appeared to be
unoccupied. Then, after Haws appeared and the Millers
began to talk to him, Andrew who had been in the
Cougar all along sat up in the passenger seat, so that
she was now visible to the Millers. Benjamin Miller
testified that he saw Andrew putting some things in a
bag. Later, when the troopers searched Hawss car, they
found that the glove box was empty.
Andrew contends that even if she performed
these acts of assistance (transferring the stolen goods
from the Cougar, and/or cleaning out identifying
documents and property from the Cougar), these acts
could not, as a legal matter, constitute aiding or
abetting of the burglary and theft because those crimes
had already been completed by the time Andrew began to
assist Haws. This contention is not correct.
It is true that, for purposes of determining
whether Haws committed a completed burglary and a
completed theft (as opposed to an attempted burglary
and an attempted theft), the burglary of Jacksons
residence was complete when Haws entered the residence
with the intent to steal, and the theft of Jacksons
property was complete when Haws took physical
possession of the property with the intent to deprive
the owner or to appropriate the property to himself or
any third person.25 But there is a different test for
determining when a crime is completed if the question
is whether a person should be held accountable for that
crime as an aider or an abettor.
This distinction, and the reason for having
two different tests, is illustrated by crimes such as
robbery, rape, or the looting of a store. The main
perpetrator may have committed all the acts required to
constitute the completed crime of robbery, rape, or
looting (as opposed to an attempt), but the
perpetration of the crime may yet be continuing and,
thus, a bystander who takes action to assist or
encourage the perpetrator in the continuation of the
offense becomes an accomplice to the offense.
At common law, it was important to resolve
the question of when a crime was completed for purposes
of assessing accomplice liability because, oftentimes,
the resolution of this issue would determine whether a
defendant who provided aid or encouragement to the main
perpetrator of the crime would be deemed a principal in
the second degree or, instead, an accessory after the
fact (with lesser penalties).
As explained in Perkins and Boyce, a
defendant could be held accountable as a principal in
the second degree for a felony committed by another
person in the defendants presence, even when there was
no pre-arrangement or prior understanding between the
two, if the defendant (upon observing the other persons
criminal conduct) took action to assist or encourage
the other person.26 But this would be true only if, in
the eyes of the law, the felony was still in progress.
If the felony was over, then the defendants act of
assistance would only make the defendant liable as an
accessory after the fact.
Take, for instance, the common-law crimes of
larceny and robbery, both of which required proof that
the stolen property was asported that is, carried away
from its rightful possessor.27 At common law, the
slightest start of the carrying-away movement was
sufficient to satisfy the requirement of asportation.28
Thus, the crimes of larceny or robbery might be
completed in an instant. Perkins and Boyce gives the
following example: [A] rogue who snatched a girls
earring was held to have committed larceny although the
ring had been moved only a few inches [before] it [was]
caught in her hair and was jerked from [the thiefs]
fingers.29
What, then, of a defendant who sees a larceny
or robbery occurring and, without pre-arrangement or
prior understanding, decides to aid the thief or the
robber by tripping his pursuers or otherwise impeding
their progress, or by showing the culprit a safe place
to hide until the immediate pursuit is over, or by
helping him to successfully make off with the stolen
goods?
In cases where a defendant provided this type
of assistance to the culprit, the offense was certainly
completed for purposes of charging, trying, and
punishing the culprit by the time the defendant aided
the culprit. But should the defendant nevertheless be
held accountable as an accomplice to the larceny or
robbery (technically, a principal in the second degree)
because of the assistance the defendant rendered to the
culprit?
At common law, the answer was yes: the
defendants assistance to the fleeing thief or robber
made the defendant accountable as a principal to the
crime. The offenses of larceny and robbery were deemed
to continue for purposes of assessing accomplice
liability until the thief or robber reached a place of
temporary safety, see People v. Lawrence, 6 P.3d 228,
241-42 (Cal. 2000), or until the thief or robber was
able [to place the stolen property] somewhere so as not
to be found upon him, where it [would] be securely
hidden, and where he [could] afterwards get it and
appropriate it to himself. United States v. Barlow,
470 F.2d 1245, 1253 (D.C. Cir. 1972).
The Alaska Supreme Court applied this
doctrine in Mahle v. State, 371 P.2d 21 (Alaska 1962).
In that case, a man named Ahern was present when Mahle
and two other men finalized their plans to burglarize a
local department store. Ahern refused to participate
in the burglary, but he was still at the house when
Mahle and his two confederates returned with an
unopened safe that they had stolen from the store.
Ahern assisted the men in prying open the safe and
disposing of its contents. Id. at 25. The supreme
court held that Aherns actions made him an accomplice
to the theft of the safe and its contents because
Ahern assisted in the final asportation and disposition
of [the stolen] property. Ibid.
The California Supreme Court applied this
doctrine to a robbery prosecution in People v. Cooper,
811 P.2d 742 (Cal. 1991). The defendant in Cooper was
convicted of robbery based on his role as the driver of
the get-away car. Id. at 745. Cooper contended that
he was improperly convicted as an accomplice to the
robbery, and that he should only have been convicted as
an accessory after the fact, because he was unaware of
his companions intention to commit the robbery until
after the robbery was over specifically, after his
companions ran back to his car with the stolen wallet
(at which point, they jumped into Coopers car, and he
hurriedly drove off). Ibid.
The California court acknowledged that, for
purposes of assessing whether the culprits were guilty
of a completed robbery as opposed to an attempt, the
common-law requirement of asportation was satisfied
when there was any slight movement of the property away
from the possession of the victim. Id. at 747-48.
However, the California court ruled that, for purposes
of assessing accomplice liability, the commission of
the crime of robbery is not confined to a fixed place
or a limited period of time; rather, the robbery
continues so long as the stolen property is being
carried away to a place of temporary safety. Id. at
751.
See also United States v. Willis, 559 F.2d
443, 444 (5th Cir. 1977), and Stevenson v. United
States, 522 A.2d 1280, 1282-83 (D.C. App. 1987) (both
also holding that a defendant who, without
foreknowledge of a robbery, voluntarily drove the
robber away from the scene of the crime was punishable
as a principal rather than an accessory after the
fact).
In People v. Montoya, 874 P.2d 903 (Cal.
1994), the California Supreme Court applied this
doctrine to the crime of burglary. The California
court acknowledged that the crime of burglary is
complete as soon as the culprit enters the building
with intent to commit a crime (even though this
intended crime might never be accomplished). Id. at
911. Nevertheless, the California court concluded
that, for purposes of assessing accomplice liability, a
burglary continues as long as the culprit is inside the
structure. Thus, in cases where the defendant had no
foreknowledge of the burglary, but decided to aid the
burglar after the initial entry was accomplished, the
defendant could be held accountable as an accomplice to
the burglary (and not just an accessory after the fact)
if the aid or encouragement was given during the
original burglars presence in the structure. Id. at
911-14.
The California court then turned to the
related question of accomplice liability in cases where
the original burglar enters and leaves the building
several times during the course of a single episode of
burglary. The court concluded that, for purposes of
assessing accomplice liability, the burglary continues
[until] the perpetrators final departure from the
structure. Id. at 914.
The individual who happens on the scene after
the initial entry, becomes aware of the
perpetrators unlawful purpose, and
intentionally assists during ... subsequent
entries, aids and encourages the commission
of the offense as surely as if that
individuals knowledge [of the crime] had
preceded the perpetrators initial entry.
Montoya, 874 P.2d at 914.30
See also State v. Cummings,
unpublished, 1992 WL 82783 (Ohio App. 1992).
In Cummings, the defendants husband and some
other men burglarized a plumbing store, but
they discovered that they needed an acetylene
torch to break into the safe. The defendants
husband left the store to telephone the
defendant and ask her to bring a torch. Id.
at *7. The defendant brought the torch to
her husband, as requested, and the burglary
continued. Ibid. On appeal, the defendant
contended that this evidence was insufficient
to establish her complicity in the burglary,
but the Ohio court held that the burglary
continued until the burglars left the store
for the final time and, thus, the defendants
act of assisting and encouraging the burglars
made her liable as an accomplice. Id. at *8.
Turning to the evidence in the
present case, and viewing that evidence in
the light most favorable to the verdicts,
Andrews act of cleaning out the identifying
items from Hawss Cougar took place before
Hawss final entry into, and departure from,
the Jackson residence. Benjamin Miller
testified that he saw Andrew sitting in the
car, stuffing things into a bag, while he and
his father were talking to Haws outside the
residence and then the Millers and Haws went
back into the residence. Thus, the burglary
was not yet over when Andrew engaged in her
act of assistance.
And, with respect to the theft of
Jacksons property, that theft continued until
the stolen property was transported to Chris
Parkers house a place of temporary safety.
The theft was not yet over when Andrew helped
transfer this property from Hawss Cougar into
Parkers Jeep, and then from Parkers Jeep into
Parkers house.
For all of these reasons, the
evidence was sufficient to establish Andrews
guilt of burglary and theft more
specifically, to establish that she was
vicariously accountable for the burglary and
the theft at the Jackson residence, based on
her acts of aiding or abetting the commission
of these crimes (as opposed to her potential
guilt of the separate crime of hindering
prosecution for rendering assistance after
these crimes were completed).
Why we conclude that the evidence was not sufficient to
support a finding that the property stolen from
the Jackson residence was worth $500 or more thus
requiring a reduction of Andrews conviction from
second-degree theft to third-degree theft
Andrew was convicted of second-degree theft
for the theft of property from the Jackson residence.
Under Alaska law, the threshold property value for
second-degree theft is $500. See AS 11.46.130(a)(1).
The property stolen from the Jackson
residence consisted of a pair of walrus tusks, a bag
for Jacksons barbecue grill, a collection of two-dollar
bills, a computer network router, a collection of
dollar and half-dollar coins, some foreign currency, a
broken Gucci watch, a golden chain necklace, and a high
school class ring.
Some of these items had obvious value. There
were 21 two-dollar bills with a total face value of
$42. The dollar and half-dollar coins also had an
ascertainable face value (although no one ever
clarified the exact number of coins that were stolen
from the house). In the photograph of these coins,
there appear to be 40 one-dollar coins and 13 half-
dollar coins for a face value of $46.50.
The value of the remaining stolen items is
unclear. The barbecue bag, the computer router, and
the high school ring obviously had some value, but
seemingly far less than $500. As to the foreign
currency, there is no evidence identifying which
countries this currency was from, or what its face
value was. Likewise, the State offered no evidence of
the value of the gold necklace and the broken watch.
It would be pure speculation to conclude that their
value approached $500.
This leaves the two walrus tusks.
Conceivably, these tusks were valuable enough to push
the total of the stolen goods to $500 or more. But the
State offered no evidence of the value of these tusks.
When Jackson described the tusks, he said that they
were a gift from his parents, and that he had owned
them for a long time, but neither he nor any other
witness offered testimony concerning their value.
The State argues that the jurors were
entitled to use common sense and their own life
experience in assessing the value of the tusks, and
that the jurors could reasonably conclude that the
value of these tusks approached or exceeded $500.
In support of this contention, the State
cites State v. Bruff, 597 So.2d 122 (La. App. 1992).
In Bruff, the Louisiana court upheld the defendants
conviction for the unauthorized use of a vehicle valued
at over $1,000 even though the government offered no
direct evidence of the vehicles value. Bruff, 597
So.2d at 122-23. The Louisiana court concluded that
the jury could reasonably find that the vehicle was
worth more than $1,000 based on the photographs of the
car, the fact that it was only two years old, and the
fact that it was in running order (as evidenced by the
fact that the defendant drove it away from a used car
lot). Ibid.
But the facts of Bruff differ significantly
from the facts of this case. It is reasonable to
assume that jurors have some experience in buying or
selling motor vehicles, or that they otherwise have
knowledge of the general value-range of motor vehicles
from commercial advertisements and from talking to
relatives and friends. Thus, in Bruff, the court was
willing to conclude that lay jurors could reasonably
find that a two-year-old car, in working order, was
worth at least $1,000.
But it is not clear to us that lay jurors
even Alaska jurors are generally conversant with the
commercial value of walrus tusks. We would not be
surprised to learn that, in the northern and western
maritime regions of this state, many people are
familiar with the value-range of walrus ivory in both
its raw and carved forms. But Andrews trial took place
in Kenai. We are not willing to assume that knowledge
of the value of walrus ivory is so widespread among the
population of south-central Alaska that the State could
prosecute this theft charge without offering evidence
of the value of the tusks.
We therefore conclude that the evidence
presented at Andrews trial was insufficient to
establish that the property stolen from the Jackson
residence was worth $500 or more. However, because the
face value of the two-dollar bills and the coins
(considered just by themselves) exceeded $50, we
conclude that the States evidence was sufficient to
establish third-degree theft, which requires a
threshold value of only $50. See AS 11.46.140(a)(1).
We therefore direct the superior court to amend the
judgement on this count of the indictment to reflect a
conviction for third-degree theft.
Andrews challenges to the superior courts sentencing
decision
At sentencing, Andrew proposed two mitigating
factors under AS 12.55.155(d): (d)(2) that Andrew,
although an accomplice to the crimes, played only a
minor role; and (d)(3) that Andrew participated in
these crimes under some degree of duress, coercion,
threat, or compulsion. The superior court rejected
these mitigators, and Andrew challenges the courts
decisions.
With regard to mitigator (d)(2), the evidence
certainly suggests that Brian Haws was the primary
actor in these crimes, and that Andrew played a
secondary role. But a secondary role is not
necessarily equivalent to a minor role. The evidence
showed that Andrew accompanied Haws for an extended
period of time during which Haws committed burglary and
theft and accumulated a large amount of stolen
property. Andrew helped Haws transport this property,
she personally enjoyed the benefits of at least some of
this property (i.e., the stolen jewelry found in her
bag), and she apparently was the one who used a stolen
credit card (in a womans name) to pay for the room at
the Marriott. Given this evidence, the superior court
could properly find that Andrew failed to prove
mitigator (d)(2).
With regard to mitigator (d)(3), as the
superior court acknowledged, there was some evidence
suggesting that Andrews relationship with Haws was no
longer tranquil by the time they arrived at Chris
Parkers house, and that Andrew wanted to leave Haws and
return to Anchorage. But the fact remains that Andrew
had accompanied Haws for several days during his crime
spree, and that she had shared in the benefits of that
spree. Further, there was no evidence that Andrew
resisted or even passively opposed Hawss plan to
burglarize the Jackson residence. As the superior
court remarked, although there was some evidence that
[Andrew] didnt want to be around Mr. Haws anymore
shortly after the Jackson burglary, there was [no]
evidence that [Andrews involvement] in [these crimes
was the result of] any type of threat, coercion, [or]
compulsion[.]
When we review the superior courts decision
on this mitigator, we must view the evidence in the
light most favorable to upholding the superior courts
conclusion. Viewing the evidence in that light, the
superior court could properly conclude that Andrew
failed to prove mitigator (d)(3).
Finally, Andrew argues that her sentencing
judge, Superior Court Judge Charles T. Huguelet, failed
to adequately consider the sentencing criteria codified
in AS 12.55.005, and that the judge abused his
sentencing discretion when he failed to suspend the
imposition of Andrews sentences for her three crimes.
At the sentencing hearing, Andrews attorney
asked Judge Huguelet to grant Andrew a suspended
imposition of sentence. The defense attorney argued
that Andrew was relatively young (twenty-nine years
old), and the attorney noted that Andrew was the mother
of several children, and that she had no prior criminal
history.
(Andrew was convicted of driving under the
influence and leaving the scene of an accident while
she was on bail release in this case, but she had no
criminal history prior to her commission of the three
offenses in this case.)
Judge Huguelet declined to suspend the
imposition of Andrews three sentences. Here is how he
explained his decision:
The Court: I thought long and hard
about a suspended imposition of sentence
[although,] even with a suspended imposition
of sentence, the legislature requires a year
in jail ... because we have a conviction of a
[class] B felony. [But] looking at her age
and stage [of life] I mean, she was in her
late twenties, [and] a mother. She cant be
held completely blameless for what [she] did
here. She was with Mr. Haws when he
[committed these crimes]. It may well not
have been her idea to commit the burglaries,
but she was there, she participated in it,
she was caught with [the stolen property],
and she hasnt accepted responsibility for
what shes done. So I dont think a suspended
imposition of sentence is appropriate in her
case, although she is certainly sympathetic
in many respects.
Judge Huguelets statement that
Andrew had to serve at least 1 year in
prison, even if she received three suspended
impositions of sentence, was a reference to
the provisions of AS 12.55.125(d)(1). Under
this statute, because the offense of first-
degree burglary is a class B felony,31 and
because Judge Huguelet found that Andrew had
failed to prove either of her proposed
mitigators, the judge could suspend the
imposition of Andrews sentence for this crime
only if the judge required Andrew to serve at
least 1 year in prison as a condition of
Andrews probation.
Judge Huguelets statement that
Andrew ha[d]nt accepted responsibility for
what shes done was apparently a reference to
the pre-sentence report. In that report, the
pre-sentence investigator stated that when
Andrew was asked why she committed the
offenses, she replied, I didnt do it.
It is true, as Andrew points out in
her brief to this Court, that Judge Huguelet
did not individually identify or discuss the
statutory sentencing criteria when he
articulated his reasons for refusing to grant
Andrew suspended impositions of sentence for
her three crimes. But the judges explanation
is clearly based on those criteria.
Judge Huguelet pointed out that
Andrew, at twenty-nine years of age, and
being the mother of several children, could
no longer be considered young or naive.
Moreover, Andrews crimes were not the result
of a spur-of-the-moment decision. Rather,
Andrew accompanied Haws while he committed a
series of burglaries and thefts over the
course of several days. She aided and
abetted him, and she shared in the proceeds.
And, as Judge Huguelet noted, Andrew
apparently still refused to accept
responsibility for these acts; instead, she
affirmatively denied that she had done
anything wrong.
These facts constitute a sufficient
reason for Judge Huguelet to refuse Andrews
request for a suspended imposition of
sentence on all three of her offenses.
Conclusion
The judgement of the superior court is
AFFIRMED, with the exception that Andrews
conviction on Count III of the indictment (the
theft by receiving count) must be reduced to third-
degree theft, and Andrew must be re-sentenced on
this count.
We remand Andrews case to the superior court
for this purpose, but we do not retain
jurisdiction over this case.
_______________________________
1 See, e.g., Shorty v. State, 214 P.3d 374, 383-84 (Alaska
App. 2009); Newsom v. State, 199 P.3d 1181, 1188 (Alaska App.
2009).
2 Former AS 12.15.010.
3Former AS 12.15.010 used essentially the same wording as the
Carter Code provision:
Abrogation of Distinctions Between Accessories and
Principals. The distinction between an accessory
before the fact and a principal, and between
principals in the first and second degree is
abrogated; and all persons concerned in the
commission of a crime, whether they directly commit
the act constituting the crime or, though not
present, aid and abet in its commission, shall be
prosecuted, tried, and punished as principals.
4Reversed on other grounds, 905 P.2d 954 (Alaska 1995).
5Former AS 11.10.050 provided: Except ... where [otherwise]
prescribed by law, an accessory to a felony ... is
punishable by imprisonment in the penitentiary for not
less than one year nor more than five years, or by
imprisonment in a jail for not less than three months
nor more than one year, or by a fine of not less than
$100 nor more than $500.
6See SLA 1978, ch. 166, 25.
7See Alaska Criminal Code Revision, Tentative Draft, Part 2
(February 1977), p. 108.
8See State v. Burney, 82 P.3d 164, 168 (Or. App. 2003).
9 See American Law Institute, Model Penal Code and
Commentaries (Official Draft, 1962).
10American Law Institute, Model Penal Code and Commentaries
(Official Draft, 1962, and Revised Comments, 1985), Part I,
General Provisions ( 1.01 to 2.13), p. 306.
11See Model Penal Code 2.06(2)-(3). This aspect of the Model
Penal Code is more fully explained in Riley v. State, 60
P.3d 204, 220-21 (Alaska App. 2002).
12 American Law Institute, Model Penal Code and Commentaries
(Official Draft, 1962, and Revised Comments, 1985),
Part I, General Provisions ( 1.01 to 2.13), p. 299.
13 Ibid.
14 See Oregon Laws 1971, ch. 743, 12-13. See also State v.
Burney, 82 P.3d 164, 167-68 (Or. App. 2003).
15 The drafters cited Evans v. State, 550 P.2d 830 (Alaska
1976); Daniels v. State, 527 P.2d 459 (Alaska 1974);
and Anthony v. State, 521 P.2d 486 (Alaska 1974).
Tentative Draft, Part 2, p. 30.
16 Tentative Draft, Part 2, p. 31.
17Carter Code, Part II, 58.
18Baker, 905 P.2d at 480-81.
19Id. at 485-87.
20Alaska Criminal Code Revision, Tentative Draft, Part 2, pp.
31-32, citing Beavers v. State, 492 P.2d 88, 97 (Alaska
1971); Taylor v. State, 391 P.2d 950 (Alaska 1964); Daniels
v. State, 383 P.2d 323, 324 (Alaska 1963); and Mahle v.
State, 371 P.2d 21, 25 (Alaska 1962).
21Rollin M. Perkins & Ronald N. Boyce, Criminal Law (3rd
edition 1982), p. 739 (internal quotations and citation
omitted).
22Ibid.
23Ibid.
24Id. at 740.
25See AS 11.46.310(a) (the definition of burglary) and AS
11.46.100 (the definition of theft).
26Rollin M. Perkins & Ronald N. Boyce, Criminal Law (3rd
edition 1982), p. 742.
27Id., pp. 292 (definition of larceny) and 343 (definition of
robbery).
28Id., p. 323.
29Ibid.
30Quoting People v. Escobar, 9 Cal.Rptr.2d 770, 774 (Cal. App.
1992).
31See AS 11.46.300(b).
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